Apollo Tactical Income Fund Inc.
Apollo Tactical Income Fund Inc. (AIF) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · AIF · as of Jun 30, 2024
Ownership Breakdown
46
Institutional Holders
▲ 2 vs Q1
$46.86M
Total Inst. Value
▼ $5.66M vs Q1
14.47M
Shares Outstanding
freeFloat 0.00%
3.20M
13F Shares Held
▼ 471,396 vs Q1
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
AIF largest shareholders · institutional ownership
Q2 2024 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
PATHSTONE HOLDINGS, LLC | 621.6K | 4.30% | 4.30% | $9.10B | Aug 14, 2024 | ▼ 273.4K |
WELLS FARGO & COMPANY/MN | 324.6K | 2.24% | 2.24% | $4.75B | Aug 13, 2024 | ▲ 11.2K |
MORGAN STANLEY | 320.2K | 2.21% | 2.21% | $4.69B | May 14, 2025 | ▼ 56.7K |
FOUNDATIONS INVESTMENT ADVISORS, LLC | 282.6K | 1.95% | 1.95% | $4.14B | Aug 2, 2024 | ▲ 23.3K |
GUGGENHEIM CAPITAL LLC | 240.5K | 1.66% | 1.66% | $3.52B | Aug 14, 2024 | ▲ 61.1K |
INVESCO LTD. | 217.7K | 1.50% | 1.50% | $3.19B | Aug 13, 2024 | ▼ 11.5K |
LPL FINANCIAL LLC | 175.3K | 1.21% | 1.21% | $2.57B | Aug 7, 2024 | ▼ 40.5K |
BANK OF AMERICA CORP /DE/ | 134.1K | 92.72% | 92.72% | $1.96B | Aug 14, 2024 | ▲ 1.2K |
ROYAL BANK OF CANADA | 122.2K | 84.49% | 84.49% | $1.79B | Nov 6, 2024 | ▲ 17.1K |
CETERA INVESTMENT ADVISERS | 121.5K | 84.01% | 84.01% | $1.78B | Aug 22, 2024 | ▲ 6.9K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q2 2024 vs prior quarter
Q2 2024
20
Increased
+154.6K shares8
New Positions
first time holders12
Decreased
−416.9K shares4
Sold Out
fully exitedNet shares change (top 50)
262.3K
+154.6K / −416.9K
Net new holders
+12
8 new / 4 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
AIF insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
2
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Vanek James See Remarks | Jul 22, 2024 | D-Return | 13,880 | $0.00 | $13.88 | 0 | Form 4 ↗ |
STEIN ELLIOT JR director | Jul 22, 2024 | D-Return | 600 | $0.00 | $0.6 | 0 | Form 4 ↗ |
Cohen Barry J. director | Feb 29, 2024 | Sale | 7,882 | $15.10 | $119.0K | 6.0K | Form 4 ↗ |
Cohen Barry J. director | Mar 1, 2024 | Sale | 6,000 | $15.19 | $91.1K | 0 | Form 4 ↗ |
Cohen Barry J.
| Jul 8, 2022 | Purchase | 4,000 | $12.32 | $49.3K | 13.9K | Form 4 ↗ |
Cohen Barry J. director | Jul 11, 2022 | Purchase | 1,329 | $12.32 | $16.4K | 9.9K | Form 4 ↗ |
Cohen Barry J. director | Jul 8, 2022 | Purchase | 2,553 | $12.31 | $31.4K | 8.6K | Form 4 ↗ |
Borden Robert L
| May 17, 2022 | Purchase | 1,000 | $12.85 | $12.8K | 3.0K | Form 4 ↗ |
Borden Robert L director | Feb 28, 2022 | Purchase | 2,000 | $14.67 | $29.3K | 2.0K | Form 4 ↗ |
Saba Capital Management, L.P. 10 percent owner | Aug 30, 2021 | Sale | 53,318 | $15.89 | $847.2K | 1.41M | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Apollo Tactical Income Fund Inc. (AIF) is primarily owned by institutional investors, who hold approximately 22.1% of total shares outstanding. Company insiders own approximately 100.00%, while retail and public investors account for the remaining 0.00%.
The largest institutional shareholder of Apollo Tactical Income Fund Inc. is PATHSTONE HOLDINGS, LLC, holding approximately 621,557 shares — equal to 4.30% of outstanding shares — as of June 30, 2024.
A total of 46 institutional investors currently hold AIF stock, with a combined institutional value of approximately $46,859,562 as of the most recent 13F filing period.
Frequently asked questions
AIF ownershipApollo Tactical Income Fund Inc. (AIF) is primarily owned by institutional investors, who hold approximately 22.1% of shares. The largest shareholder is PATHSTONE HOLDINGS, LLC with a 4.30% stake. Company insiders hold 100.00%. Data sourced from SEC Form 13F as of June 30, 2024.