Guggenheim Strategic Opportunities Fund
Guggenheim Strategic Opportunities Fund (GOF) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · GOF · as of Sep 30, 2025
Ownership Breakdown
187
Institutional Holders
▲ 12 vs Q2
$480.18M
Total Inst. Value
▲ $61.51M vs Q2
162.41M
Shares Outstanding
freeFloat 99.99%
32.15M
13F Shares Held
▼ 13.95M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
GOF largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MORGAN STANLEY | 8.16M | 5.23% | 5.23% | $122.18B | May 27, 2026 | ▲ 858.9K |
LPL FINANCIAL LLC | 2.40M | 1.54% | 1.54% | $35.96B | Nov 12, 2025 | ▲ 348.9K |
VERUS CAPITAL PARTNERS, LLC | 2.27M | 1.46% | 1.46% | $34.03B | Nov 10, 2025 | ▲ 394.2K |
UBS GROUP AG | 1.58M | 1.01% | 1.01% | $23.69B | Nov 13, 2025 | ▲ 58.3K |
CETERA INVESTMENT ADVISERS | 1.20M | 77.15% | 77.15% | $18.04B | Nov 14, 2025 | ▲ 524.9K |
ADVISOR GROUP HOLDINGS, INC. | 951.7K | 60.98% | 60.98% | $14.21B | Nov 14, 2025 | ▲ 180.8K |
MML INVESTORS SERVICES, LLC | 831.4K | 53.28% | 53.28% | $12.45B | Nov 14, 2025 | ▲ 30.1K |
CREATIVEONE WEALTH, LLC | 820.0K | 52.55% | 52.55% | $12.28B | Nov 13, 2025 | ▲ 79.4K |
ENVESTNET ASSET MANAGEMENT INC | 796.8K | 51.06% | 51.06% | $11.94B | Nov 5, 2025 | ▲ 66.0K |
ROYAL BANK OF CANADA | 761.2K | 48.78% | 48.78% | $11.40B | Nov 14, 2025 | ▲ 102.1K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
34
Increased
+3.64M shares4
New Positions
first time holders11
Decreased
−548.2K shares0
Sold Out
fully exitedNet shares change (top 50)
+3.09M
+3.64M / −548.2K
Net new holders
+27
4 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
GOF insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
LYDON THOMAS F JR Trustee | Apr 30, 2026 | Purchase | 8,710 | $11.45 | $99.7K | 8.7K | Form 4 ↗ |
Barnes Randall C TRUSTEE | Mar 12, 2026 | Purchase | 220 | $11.39 | $2.5K | 6.5K | Form 4 ↗ |
Barnes Randall C TRUSTEE | Mar 6, 2026 | Purchase | 4,180 | $11.59 | $48.4K | 6.2K | Form 4 ↗ |
NYBERG RONALD Trustee | Dec 18, 2025 | Purchase | 412 | $12.13 | $5.0K | 5.0K | Form 4 ↗ |
Barnes Randall C TRUSTEE | Nov 4, 2025 | Purchase | 380 | $13.08 | $5.0K | 2.0K | Form 4 ↗ |
Barnes Randall C TRUSTEE | Oct 30, 2025 | Purchase | 1,580 | $13.02 | $20.6K | 1.6K | Form 4 ↗ |
Brock-Kyle Angela TRUSTEE | Sep 3, 2024 | Purchase | 500 | $15.37 | $7.7K | 2.4K | Form 4 ↗ |
Brock-Kyle Angela TRUSTEE | Sep 3, 2024 | Purchase | 0.847 | $15.37 | $13.018 | 1.9K | Form 4 ↗ |
Brock-Kyle Angela TRUSTEE | Sep 3, 2024 | Purchase | 443 | $15.36 | $6.8K | 1.9K | Form 4 ↗ |
Barnes Randall C TRUSTEE | Jul 2, 2024 | Sale | 5,849 | $15.02 | $87.9K | 0 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Guggenheim Strategic Opportunities Fund (GOF) is primarily owned by institutional investors, who hold approximately 19.8% of total shares outstanding. Company insiders own approximately 0.01%, while retail and public investors account for the remaining 80.19%.
The largest institutional shareholder of Guggenheim Strategic Opportunities Fund is MORGAN STANLEY, holding approximately 8.16 million shares — equal to 5.23% of outstanding shares — as of September 30, 2025.
A total of 187 institutional investors currently hold GOF stock, with a combined institutional value of approximately $480,175,508 as of the most recent 13F filing period.
Frequently asked questions
GOF ownershipGuggenheim Strategic Opportunities Fund (GOF) is primarily owned by institutional investors, who hold approximately 19.8% of shares. The largest shareholder is MORGAN STANLEY with a 5.23% stake. Company insiders hold 0.01%. Data sourced from SEC Form 13F as of September 30, 2025.