Companies: 10,795·Total market cap: $144.5T
Guggenheim Active Allocation Fund

Guggenheim Active Allocation Fund

GUGNYSEFinancial Services● Active
$15.93
+$0.29(+1.82%)
Market Cap$525372722
P/E Ratio
52W High$16.5
52W Low$14.7
SEC Filings

Guggenheim Active Allocation Fund (GUG) SEC Filings & 10-K Annual Reports

SEC EDGAR regulatory submissions (10-K, 10-Q, 8-K), latest forms, and full filing history — quick links to financials and earnings below.

SEC EDGAR · data.sec.gov · CIK 0001864208 · GUG · NYSE · as of Jun 9, 2026

Filing snapshot

162
Total Filings
40-APP/A
Latest Form
2026-04-30
Most Recent
2021
Filing Since

Source: SEC EDGAR (data.sec.gov) · CIK 0001864208 · Updated hourly · Not investment advice

Latest Key Filings

10-QQuarterly Report

No recent filings

8-KCurrent Report
GUG
2025-12-15Material Event
Form 4Insider Activity
Ownership Change Disclosures

Executive & director trade disclosures. Full buy/sell sentiment analysis on the dedicated tab.

SEC Filing History

Hide Form 4 / 144
40-APP/A40-APP/A
40-APP/A
2026-04-30
View
NPORT-PNPORT-P
NPORT-P
2026-04-29
View
40-APP/A40-APP/A
40-APP/A
2026-04-13
View
APP WDAPP WD
APP WD
2026-04-13
View
40-APP40-APP
40APP
2026-04-01
View
DEF 14AProxy Statement
CEF PROXY
2026-02-26
View
N-CSRSN-CSRS
GUG
2026-02-03
View
NPORT-PNPORT-P
NPORT-P
2026-01-28
View
8-KCurrent Report
GUG
2025-12-15
View
40-APP40-APP
40-APP
2025-11-10
View
SCHEDULE 13G/ASCHEDULE 13G/A
SCHEDULE 13G/A
2025-11-07
View
NPORT-PNPORT-P
NPORT-P
2025-10-28
View
N-PXN-PX
N-PX
2025-08-26
View
N-CENN-CEN
N-CEN
2025-08-13
View
N-CSRN-CSR
NCSR
2025-08-04
View
Showing 1–15 of 99 filingsForm 4 / 144 hidden· 162 total in EDGAR

About SEC Filings & 10-K Annual Reports

Data source: SEC EDGAR (data.sec.gov)  |  Updated: Hourly  |  CIK: 0001864208  |  Exchange: NYSE · Financial Services

Guggenheim Active Allocation Fund (NYSE: GUG) has submitted 162 documents to the U.S. Securities and Exchange Commission (SEC) since its IPO in 2021. As a Financial Services sector company with CIK 0001864208, all filings are publicly accessible via the EDGAR database at no cost.

The annual 10-K report is Guggenheim Active Allocation Fund's most comprehensive regulatory disclosure. The most recent Guggenheim Active Allocation Fund 10-K was filed on — for fiscal year ending —. Historical GUG 10-K annual reports are available from 2021 through —.

Investors researching Guggenheim Active Allocation Fund SEC filings can access 10-K annual reports, quarterly 10-Q reports, material event 8-K filings, and proxy statements directly from the links above. All documents are sourced from the official SEC EDGAR system.

Source: SEC EDGAR · data.sec.gov · SEC Form 10-K · SEC Form 10-Q · SEC Form 8-K2026-06-09

Frequently Asked Questions

GUG SEC Filings · 8 questions

Guggenheim Active Allocation Fund (GUG) SEC filings are publicly available on this page and on the official SEC EDGAR database at sec.gov. You can browse all 162 filings and access original documents at no cost. Guggenheim Active Allocation Fund's CIK is 0001864208.

GUG SEC filingsGuggenheim Active Allocation Fund SEC documentsfind GUG 10-K