Companies: 10,795·Total market cap: $144.5T
Hennessy Small Cap Financial Fund

Hennessy Small Cap Financial Fund

HSFNXNASDAQFinancial Services● Active
$29.64
+$0.12(+0.41%)
Market Cap$255791985
P/E Ratio
52W High$30.86
52W Low$24.27
SEC Filings

Hennessy Small Cap Financial Fund (HSFNX) SEC Filings & 10-K Annual Reports

SEC EDGAR regulatory submissions (10-K, 10-Q, 8-K), latest forms, and full filing history — quick links to financials and earnings below.

SEC EDGAR · data.sec.gov · CIK 0000891944 · HSFNX · NASDAQ · as of Jun 9, 2026

Filing snapshot

1,016+
Total Filings
SCHEDULE 13G/A
Latest Form
2026-04-29
Most Recent
1996
Filing Since

Source: SEC EDGAR (data.sec.gov) · CIK 0000891944 · Updated hourly · Not investment advice

Latest Key Filings

10-QQuarterly Report

No recent filings

8-KCurrent Report

No recent filings

Form 4Insider Activity
Ownership Change Disclosures

Executive & director trade disclosures. Full buy/sell sentiment analysis on the dedicated tab.

SEC Filing History

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SCHEDULE 13G/ASCHEDULE 13G/A
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About SEC Filings & 10-K Annual Reports

Data source: SEC EDGAR (data.sec.gov)  |  Updated: Hourly  |  CIK: 0000891944  |  Exchange: NASDAQ · Financial Services

Hennessy Small Cap Financial Fund (NASDAQ: HSFNX) has submitted 1,016+ documents to the U.S. Securities and Exchange Commission (SEC) since its IPO in 1996. As a Financial Services sector company with CIK 0000891944, all filings are publicly accessible via the EDGAR database at no cost.

The annual 10-K report is Hennessy Small Cap Financial Fund's most comprehensive regulatory disclosure. The most recent Hennessy Small Cap Financial Fund 10-K was filed on — for fiscal year ending —. Historical HSFNX 10-K annual reports are available from 2014 through —.

Investors researching Hennessy Small Cap Financial Fund SEC filings can access 10-K annual reports, quarterly 10-Q reports, material event 8-K filings, and proxy statements directly from the links above. All documents are sourced from the official SEC EDGAR system.

Source: SEC EDGAR · data.sec.gov · SEC Form 10-K · SEC Form 10-Q · SEC Form 8-K2026-06-09

Frequently Asked Questions

HSFNX SEC Filings · 8 questions

Hennessy Small Cap Financial Fund (HSFNX) SEC filings are publicly available on this page and on the official SEC EDGAR database at sec.gov. You can browse all 1,016+ filings and access original documents at no cost. Hennessy Small Cap Financial Fund's CIK is 0000891944.

HSFNX SEC filingsHennessy Small Cap Financial Fund SEC documentsfind HSFNX 10-K