Oxford Lane Capital Corp.
Oxford Lane Capital Corp. (OXLC) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · OXLC · as of Sep 30, 2025
Ownership Breakdown
97
Institutional Holders
▼ 51 vs Q2
$119.45M
Total Inst. Value
▲ $29.45M vs Q2
97.60M
Shares Outstanding
freeFloat 96.75%
7.51M
13F Shares Held
▼ 13.93M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
OXLC largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MORGAN STANLEY | 1.39M | 1.53% | 1.53% | $23.46B | May 27, 2026 | NEW |
ELLIOTT INVESTMENT MANAGEMENT L.P. | 1.02M | 1.12% | 1.12% | $17.26B | Nov 14, 2025 | NEW |
ADVISOR GROUP HOLDINGS, INC. | 528.3K | 58.28% | 58.28% | $1.98B | Nov 14, 2025 | ▼ 59.2K |
BULLDOG INVESTORS, LLP | 447.3K | 49.35% | 49.35% | $7.57B | Nov 14, 2025 | NEW |
BORDER TO COAST PENSIONS PARTNERSHIP LTD | 440.0K | 48.55% | 48.55% | $7.45B | Nov 5, 2025 | NEW |
NORTH GROUND CAPITAL | 422.2K | 46.58% | 46.58% | $6.77B | Oct 29, 2025 | NEW |
ROCKEFELLER CAPITAL MANAGEMENT L.P. | 275.8K | 30.43% | 30.43% | $4.67B | Nov 14, 2025 | NEW |
COASTAL INVESTMENT ADVISORS, INC. | 245.4K | 27.08% | 27.08% | $4.16B | Oct 23, 2025 | NEW |
THOMAS J. HERZFELD ADVISORS, INC. | 227.9K | 25.14% | 25.14% | $3.86B | Nov 12, 2025 | NEW |
ALPINE GLOBAL MANAGEMENT, LLC | 222.2K | 24.52% | 24.52% | $3.76B | Nov 14, 2025 | NEW |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
1
Increased
+300 shares46
New Positions
first time holders3
Decreased
−139.6K shares0
Sold Out
fully exitedNet shares change (top 50)
139.3K
+300 / −139.6K
Net new holders
+44
46 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
OXLC insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
2
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
ROSENTHAL SAUL B President | Dec 17, 2024 | Purchase | 2,960,000 | $5.08 | $15.04M | 5.47M | Form 4 ↗ |
COHEN JONATHAN H Chief Executive Officer | Dec 17, 2024 | Purchase | 2,960,000 | $5.08 | $15.04M | 7.82M | Form 4 ↗ |
ROSENTHAL SAUL B President | May 28, 2024 | Purchase | 2,315,000 | $5.40 | $12.50M | 2.51M | Form 4 ↗ |
ROSENTHAL SAUL B President | May 28, 2024 | Purchase | 2,315,000 | $5.40 | $12.50M | 2.31M | Form 4 ↗ |
COHEN JONATHAN H Chief Executive Officer | May 28, 2024 | Purchase | 4,630,000 | $5.40 | $25.00M | 4.86M | Form 4 ↗ |
Ashenfelter Mark Jeffrey director | Mar 10, 2023 | Purchase | 6,000 | $5.18 | $31.1K | 30.0K | Form 4 ↗ |
Wilton Reassurance Co 10 percent owner | Jul 14, 2021 | Sale | 9,675 | $26.30 | $254.5K | 0 | Form 4 ↗ |
Wilton Reassurance Co 10 percent owner | Jul 13, 2021 | Sale | 431,225 | $26.20 | $11.30M | 0 | Form 4 ↗ |
Eagle Point Credit Management LLC 10 percent owner | Jun 29, 2021 | Sale | 10,778 | $24.91 | $268.5K | 380.1K | Form 4 ↗ |
Eagle Point Credit Management LLC 10 percent owner | Jun 29, 2021 | Sale | 3,543 | $25.15 | $89.1K | 213.5K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Oxford Lane Capital Corp. (OXLC) is primarily owned by institutional investors, who hold approximately 7.7% of total shares outstanding. Company insiders own approximately 3.25%, while retail and public investors account for the remaining 89.06%.
The largest institutional shareholder of Oxford Lane Capital Corp. is MORGAN STANLEY, holding approximately 1.39 million shares — equal to 1.53% of outstanding shares — as of September 30, 2025.
A total of 97 institutional investors currently hold OXLC stock, with a combined institutional value of approximately $119,447,699 as of the most recent 13F filing period.
Frequently asked questions
OXLC ownershipOxford Lane Capital Corp. (OXLC) is primarily owned by institutional investors, who hold approximately 7.7% of shares. The largest shareholder is MORGAN STANLEY with a 1.53% stake. Company insiders hold 3.25%. Data sourced from SEC Form 13F as of September 30, 2025.