Roth CH Acquisition IV Co.
Roth CH Acquisition IV Co. (ROCG) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · ROCG · as of Mar 31, 2023
Ownership Breakdown
13
Institutional Holders
▼ 4 vs Q4
$21.26M
Total Inst. Value
▼ $17.44M vs Q4
5.71M
Shares Outstanding
freeFloat 23.60%
2.21M
13F Shares Held
▼ 1.58M vs Q4
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
ROCG largest shareholders · institutional ownership
Q1 2023 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
ENCOMPASS CAPITAL ADVISORS LLC semiconductors & related devices | 429.5K | 2.89% | 2.89% | $4.48B | May 15, 2023 | ▼ 19.4K |
OWL CREEK ASSET MANAGEMENT, L.P. semiconductors & related devices | 400.0K | 2.70% | 2.70% | $4.18B | May 15, 2023 | — held |
POLAR ASSET MANAGEMENT PARTNERS INC. semiconductors & related devices | 325.0K | 2.19% | 2.19% | $3.39B | May 15, 2023 | ▼ 664.9K |
FIR TREE CAPITAL MANAGEMENT LP semiconductors & related devices | 276.8K | 1.87% | 1.87% | $2.89B | May 15, 2023 | — held |
LYNWOOD CAPITAL MANAGEMENT INC. semiconductors & related devices | 220.0K | 1.48% | 1.48% | $506.61M | May 15, 2023 | ▼ 3.9K |
PERISCOPE CAPITAL INC. semiconductors & related devices | 200.0K | 1.35% | 1.35% | $2.09B | May 12, 2023 | — held |
GABELLI FUNDS LLC semiconductors & related devices | 111.0K | 74.83% | 74.83% | $1.16B | May 12, 2023 | — held |
GABELLI & CO INVESTMENT ADVISERS, INC. semiconductors & related devices | 89.0K | 59.98% | 59.98% | $929.39M | May 12, 2023 | — held |
WALLEYE CAPITAL LLC semiconductors & related devices | 50.2K | 33.86% | 33.86% | $524.67M | May 15, 2023 | — held |
DEUTSCHE BANK AG\ semiconductors & related devices | 46.4K | 31.26% | 31.26% | $484.48M | May 15, 2023 | NEW |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q1 2023 vs prior quarter
Q1 2023
1
Increased
+1.5K shares3
New Positions
first time holders3
Decreased
−688.2K shares8
Sold Out
fully exitedNet shares change (top 50)
686.7K
+1.5K / −688.2K
Net new holders
-7
3 new / 8 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
ROCG insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
7
Buy transactions
4
Sell transactions
1.75
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Manor Sagit director | Jan 9, 2024 | Award | 125,000 | — | — | 125.0K | Form 4 ↗ |
ALON ZVI Chief Executive Officer | Aug 30, 2023 | Sale | 15,978 | $10.43 | $166.7K | 173.9K | Form 4 ↗ |
ALON ZVI Chief Executive Officer | Aug 28, 2023 | Sale | 13,300 | $11.35 | $151.0K | 173.9K | Form 4 ↗ |
ALON ZVI Chief Executive Officer | Aug 29, 2023 | Sale | 7,900 | $11.15 | $88.1K | 173.9K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Roth CH Acquisition IV Co. (ROCG) is primarily owned by institutional investors, who hold approximately 38.6% of total shares outstanding. Company insiders own approximately 76.40%, while retail and public investors account for the remaining 0.00%.
The largest institutional shareholder of Roth CH Acquisition IV Co. is ENCOMPASS CAPITAL ADVISORS LLC, holding approximately 429,469 shares — equal to 2.89% of outstanding shares — as of March 31, 2023.
A total of 13 institutional investors currently hold ROCG stock, with a combined institutional value of approximately $21,263,254 as of the most recent 13F filing period.
Frequently asked questions
ROCG ownershipRoth CH Acquisition IV Co. (ROCG) is primarily owned by institutional investors, who hold approximately 38.6% of shares. The largest shareholder is ENCOMPASS CAPITAL ADVISORS LLC with a 2.89% stake. Company insiders hold 76.40%. Data sourced from SEC Form 13F as of March 31, 2023.