SmartFinancial, Inc.
SmartFinancial, Inc. (SMBK) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SMBK · as of Sep 30, 2025
Ownership Breakdown
160
Institutional Holders
▲ 9 vs Q2
$351.13M
Total Inst. Value
▲ $18.18M vs Q2
17.10M
Shares Outstanding
freeFloat 88.06%
9.99M
13F Shares Held
▲ 132,893 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SMBK largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
BLACKROCK, INC. national commercial banks | 1.26M | 7.52% | 7.52% | $45.05B | Nov 12, 2025 | ▼ 37.0K |
VANGUARD GROUP INC national commercial banks | 847.0K | 5.05% | 5.05% | $30.26B | Nov 7, 2025 | ▲ 26.4K |
DIMENSIONAL FUND ADVISORS LP national commercial banks | 836.5K | 4.99% | 4.99% | $29.89B | Nov 12, 2025 | ▲ 15.7K |
WELLINGTON MANAGEMENT GROUP LLP national commercial banks | 647.5K | 3.86% | 3.86% | $23.14B | Nov 14, 2025 | ▲ 64.8K |
PRIVATE CAPITAL MANAGEMENT, LLC national commercial banks | 533.8K | 3.18% | 3.18% | $19.07B | Nov 14, 2025 | ▼ 3.6K |
STATE STREET CORP national commercial banks | 344.4K | 2.05% | 2.05% | $12.30B | Nov 14, 2025 | ▼ 182 |
GEODE CAPITAL MANAGEMENT, LLC national commercial banks | 340.0K | 2.03% | 2.03% | $12.15B | Nov 12, 2025 | ▲ 2.5K |
AMERICAN CENTURY COMPANIES INC national commercial banks | 290.3K | 1.73% | 1.73% | $10.37B | Nov 12, 2025 | ▲ 30.1K |
SALZHAUER MICHAEL national commercial banks | 225.9K | 1.35% | 1.35% | $608.44M | Oct 20, 2025 | — held |
ACADIAN ASSET MANAGEMENT LLC national commercial banks | 221.9K | 1.32% | 1.32% | $7.93B | Nov 13, 2025 | ▲ 63.2K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
20
Increased
+460.4K shares2
New Positions
first time holders21
Decreased
−299.7K shares0
Sold Out
fully exitedNet shares change (top 50)
+160.8K
+460.4K / −299.7K
Net new holders
+1
2 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SMBK insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
4
Buy transactions
4
Sell transactions
1.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Ackermann Cathy G director | Jun 4, 2026 | Purchase | 3,000 | $42.12 | $126.4K | 19.8K | Form 4 ↗ |
Wolpert Geoffrey Alan director | May 19, 2026 | Gift | 31,118 | — | — | 55.4K | Form 4 ↗ |
Wolpert Geoffrey Alan director | May 19, 2026 | Gift | 31,118 | — | — | 34.1K | Form 4 ↗ |
Wolpert Geoffrey Alan director | May 18, 2026 | Gift | 24,849 | — | — | 65.2K | Form 4 ↗ |
Wolpert Geoffrey Alan director | May 1, 2026 | Gift | 23,721 | — | — | 90.0K | Form 4 ↗ |
Wolpert Geoffrey Alan director | May 1, 2026 | Gift | 23,721 | — | — | 24.2K | Form 4 ↗ |
Shomaker Kelli D director | May 4, 2026 | Purchase | 290 | $41.30 | $12.0K | 2.1K | Form 4 ↗ |
Jordan Rhett D. EVP & CHIEF CREDIT OFFICER | Apr 24, 2026 | Sale | 500 | $41.85 | $20.9K | 12.2K | Form 4 ↗ |
Boyd Rebecca C CPO - CHIEF PEOPLE OFFICER | Mar 10, 2026 | Award | 1,913 | — | — | 12.3K | Form 4 ↗ |
Schrodt Martin E EVP, Chief Banking Officer | Mar 10, 2026 | Award | 1,998 | — | — | 7.3K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
SmartFinancial, Inc. (SMBK) is primarily owned by institutional investors, who hold approximately 58.4% of total shares outstanding. Company insiders own approximately 11.94%, while retail and public investors account for the remaining 29.63%.
The largest institutional shareholder of SmartFinancial, Inc. is BLACKROCK, INC., holding approximately 1.26 million shares — equal to 7.52% of outstanding shares — as of September 30, 2025.
A total of 160 institutional investors currently hold SMBK stock, with a combined institutional value of approximately $351,128,518 as of the most recent 13F filing period.
Frequently asked questions
SMBK ownershipSmartFinancial, Inc. (SMBK) is primarily owned by institutional investors, who hold approximately 58.4% of shares. The largest shareholder is BLACKROCK, INC. with a 7.52% stake. Company insiders hold 11.94%. Data sourced from SEC Form 13F as of September 30, 2025.