Source Capital, Inc.
Source Capital, Inc. (SOR) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SOR · as of Sep 30, 2025
Ownership Breakdown
51
Institutional Holders
▲ 5 vs Q2
$60.63M
Total Inst. Value
▲ $20,126 vs Q2
8.23M
Shares Outstanding
freeFloat 19.36%
1.35M
13F Shares Held
▼ 50,937 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SOR largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
DKM WEALTH MANAGEMENT, INC. | 285.6K | 3.47% | 3.47% | $12.86B | Oct 10, 2025 | ▲ 4.2K |
D.A. DAVIDSON & CO. | 170.1K | 2.07% | 2.07% | $7.66B | Oct 22, 2025 | ▼ 2.1K |
HARA CAPITAL LLC | 109.3K | 1.33% | 1.33% | $4.92B | Oct 30, 2025 | ▲ 1.8K |
MORGAN STANLEY | 88.9K | 1.08% | 1.08% | $4.00B | May 27, 2026 | ▲ 7.3K |
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 77.3K | 93.91% | 93.91% | $3.48B | Nov 12, 2025 | ▲ 59 |
FIRST TRUST ADVISORS LP | 72.9K | 88.58% | 88.58% | $3.28B | Nov 12, 2025 | ▲ 3.7K |
WELLS FARGO & COMPANY/MN | 55.9K | 67.92% | 67.92% | $2.52B | Nov 13, 2025 | ▲ 689 |
RAYMOND JAMES FINANCIAL INC | 45.6K | 55.39% | 55.39% | $2.05B | Nov 14, 2025 | ▼ 438 |
HENNION & WALSH ASSET MANAGEMENT, INC. | 32.8K | 39.83% | 39.83% | $1.48B | Oct 22, 2025 | ▼ 287 |
ANCHOR INVESTMENT MANAGEMENT, LLC | 31.4K | 38.14% | 38.14% | $1.41B | Nov 14, 2025 | ▼ 911 |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
21
Increased
+32.3K shares10
New Positions
first time holders14
Decreased
−94.1K shares0
Sold Out
fully exitedNet shares change (top 50)
61.8K
+32.3K / −94.1K
Net new holders
+17
10 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SOR insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
2
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Brown Sandra director | Feb 1, 2024 | Purchase | 372 | $40.28 | $15.0K | 373 | Form 4 ↗ |
Brown Sandra director | Feb 1, 2024 | Purchase | 1 | $40.29 | $40.29 | 1 | Form 4 ↗ |
Brown Sandra director | Feb 1, 2024 | Sale | 1,649.53 | $40.27 | $66.4K | 0 | Form 4 ↗ |
Selmo Brian A. VP & Portfolio Manager | Jun 1, 2023 | Purchase | 400 | $37.82 | $15.1K | 5.2K | Form 4 ↗ |
Lipson Mark L. director | Jun 1, 2023 | Purchase | 1,315 | $37.90 | $49.8K | 6.8K | Form 4 ↗ |
LEGGIO RYAN A. Vice President - Strategy | Apr 3, 2023 | Purchase | 500 | $37.81 | $18.9K | 4.5K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Source Capital, Inc. (SOR) is primarily owned by institutional investors, who hold approximately 16.4% of total shares outstanding. Company insiders own approximately 80.64%, while retail and public investors account for the remaining 3.00%.
The largest institutional shareholder of Source Capital, Inc. is DKM WEALTH MANAGEMENT, INC., holding approximately 285,637 shares — equal to 3.47% of outstanding shares — as of September 30, 2025.
A total of 51 institutional investors currently hold SOR stock, with a combined institutional value of approximately $60,629,926 as of the most recent 13F filing period.
Frequently asked questions
SOR ownershipSource Capital, Inc. (SOR) is primarily owned by institutional investors, who hold approximately 16.4% of shares. The largest shareholder is DKM WEALTH MANAGEMENT, INC. with a 3.47% stake. Company insiders hold 80.64%. Data sourced from SEC Form 13F as of September 30, 2025.