Ameriprise Financial, Inc.

AMPNYSEFinancial Services● Active

$454.66

$-0.43(-0.09%)

Market Cap$40.9B

P/E Ratio—

52W High$550.18

52W Low$422.37

Avg Volume673K

Open$456.13

Beta1.17

Overview

Ameriprise Financial, Inc. (AMP) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · AMP · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.00

Buy/Sell (by trades)

Overall sentiment

BEARISH

↑ Buy 0%Active transactions only · RSU vesting excluded100% Sell ↓

Ameriprise Financial, Inc. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

AMP insider buying and selling by quarter

AMP insider selling · AMP insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

162K81K0

2024 Q4

2025 Q1

2025 Q2

2025 Q3

2025 Q4

2026 Q1

2026 Q2

2031 Q1

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · AMP ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

AMP executive sell shares · AMP board member insider trading · AMP insider trading SEC filing

Showing 74 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
May 14, 2026	Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del	Option	2,221	$165.41	$367K	13,795	Form 4
May 14, 2026	Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del	Other	1,437	$471.22	$677K	12,358	Form 4
May 14, 2026	Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del	Sale	6,255	$472.52	$2.96M⚡	6,103	Form 4
May 8, 2026	Sharpe Robert Francis JR Director	Sale	1,200	$465.83	$559K	6,300	Form 4
Feb 10, 2026	TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT	Sale	5,000	$532.08	$2.66M⚡	12,149	Form 4
Feb 9, 2026	Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES	Option	4,865	$126.89	$617K	14,229	Form 4
Feb 9, 2026	Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES	Option	3,428	$179.84	$616K	9,364	Form 4
Feb 9, 2026	Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES	Other	4,950	$542.78	$2.69M⚡	9,279	Form 4
Feb 9, 2026	Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES	Sale	4,658	$542.88	$2.53M⚡	4,621	Form 4
Feb 5, 2026	Berman Walter Stanley EXECUTIVE VP AND CFO	Sale	7,000	$544.22	$3.81M⚡	5,609	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	7,136	$540.11	$3.85M⚡	149,310	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	4,235	$541.46	$2.29M⚡	145,075	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	5,643	$542.78	$3.06M⚡	139,432	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	4,507	$543.88	$2.45M⚡	134,925	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	6,886	$545.04	$3.75M⚡	128,039	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	1,782	$545.76	$973K	126,257	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	2,928	$547.51	$1.60M⚡	123,329	Form 4
Feb 4, 2026	CRACCHIOLO JAMES M CHAIRMAN AND CEO · Director	Sale	15,696	$548.61	$8.61M⚡	107,633	Form 4
Jan 27, 2026	MELLOH HEATHER J. EVP AND GENERAL COUNSEL	Award	999	—	—	3,990	Form 4
Jan 27, 2026	MELLOH HEATHER J. EVP AND GENERAL COUNSEL	Other	306	$498.33	$152K	3,684	Form 4
Feb 2, 2026	Berman Walter Stanley EXECUTIVE VP AND CFO	Award	2,790	—	—	12,609	Form 4
Jan 31, 2026	Berman Walter Stanley EXECUTIVE VP AND CFO	Other	423	$527.19	$223K	9,819	Form 4
Feb 2, 2026	Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES	Award	1,702	—	—	11,458	Form 4
Jan 31, 2026	Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES	Other	235	$527.19	$124K	9,756	Form 4
Feb 2, 2026	Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES	Award	405	—	—	5,936	Form 4

Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

Option

Date

May 14

2,221

Price

$165.41

Value

$367K

View Form 4 on SEC.gov

Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

Other

Date

May 14

1,437

Price

$471.22

Value

$677K

View Form 4 on SEC.gov

Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

Sale

Date

May 14

6,255

Price

$472.52

Value

$2.96M ⚡

View Form 4 on SEC.gov

Sharpe Robert Francis JR

Director

Sale

Date

May 8

1,200

Price

$465.83

Value

$559K

View Form 4 on SEC.gov

TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

Sale

Date

Feb 10

5,000

Price

$532.08

Value

$2.66M ⚡

View Form 4 on SEC.gov

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Option

Date

Feb 9

4,865

Price

$126.89

Value

$617K

View Form 4 on SEC.gov

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Option

Date

Feb 9

3,428

Price

$179.84

Value

$616K

View Form 4 on SEC.gov

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Other

Date

Feb 9

4,950

Price

$542.78

Value

$2.69M ⚡

View Form 4 on SEC.gov

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Sale

Date

Feb 9

4,658

Price

$542.88

Value

$2.53M ⚡

View Form 4 on SEC.gov

Berman Walter Stanley

EXECUTIVE VP AND CFO

Sale

Date

Feb 5

7,000

Price

$544.22

Value

$3.81M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

7,136

Price

$540.11

Value

$3.85M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

4,235

Price

$541.46

Value

$2.29M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

5,643

Price

$542.78

Value

$3.06M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

4,507

Price

$543.88

Value

$2.45M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

6,886

Price

$545.04

Value

$3.75M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

1,782

Price

$545.76

Value

$973K

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

2,928

Price

$547.51

Value

$1.60M ⚡

View Form 4 on SEC.gov

CRACCHIOLO JAMES M

CHAIRMAN AND CEO · Director

Sale

Date

Feb 4

15,696

Price

$548.61

Value

$8.61M ⚡

View Form 4 on SEC.gov

MELLOH HEATHER J.

EVP AND GENERAL COUNSEL

Award

Date

Jan 27

999

Price

—

Value

—

View Form 4 on SEC.gov

MELLOH HEATHER J.

EVP AND GENERAL COUNSEL

Other

Date

Jan 27

306

Price

$498.33

Value

$152K

View Form 4 on SEC.gov

Berman Walter Stanley

EXECUTIVE VP AND CFO

Award

Date

Feb 2

2,790

Price

—

Value

—

View Form 4 on SEC.gov

Berman Walter Stanley

EXECUTIVE VP AND CFO

Other

Date

Jan 31

423

Price

$527.19

Value

$223K

View Form 4 on SEC.gov

Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Award

Date

Feb 2

1,702

Price

—

Value

—

View Form 4 on SEC.gov

Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Other

Date

Jan 31

235

Price

$527.19

Value

$124K

View Form 4 on SEC.gov

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Award

Date

Feb 2

405

Price

—

Value

—

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 3

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About AMP insider trading

AMP insider trades

Ameriprise Financial, Inc. (AMP) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including CRACCHIOLO JAMES M (CHAIRMAN AND CEO · Director), Alvero Gumer (PRESIDENT-INSURANCE&ANNUITIES), Smyth Gerard P. (EVP & Hd. of Tech. & Serv. Del). Over the past 12 months, 5 insiders have filed transactions with the SEC. AMP insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Ameriprise Financial, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

AMP insider trading · 5 questions

The insiders of Ameriprise Financial, Inc. (AMP) include executives and directors such as CRACCHIOLO JAMES M (CHAIRMAN AND CEO · Director), Alvero Gumer (PRESIDENT-INSURANCE&ANNUITIES), Smyth Gerard P. (EVP & Hd. of Tech. & Serv. Del), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

AMP board member insider tradingwho are AMP insidersAMP insider rosterAmeriprise Financial, Inc. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026