Companies: 10,795·Total market cap: $144.5T
Advent Convertible and Income Fund

Advent Convertible and Income Fund

AVKNYSEFinancial Services● Active
$12.69
$-0.03(-0.24%)
Market Cap$438995322
P/E Ratio
52W High$13.28
52W Low$10.77
Overview

Advent Convertible and Income Fund (AVK) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · AVK · as of Jun 8, 2026

Activity summary

Buy transactions

16

P-Purchase only

Sell transactions

0

12 Months

Buy/Sell ratio

Buy/Sell (by trades)

Overall sentiment

BULLISH
↑ Buy 100%Active transactions only · RSU vesting excluded0% Sell ↓

Advent Convertible and Income Fund insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

AVK insider buying and selling by quarter

AVK insider selling · AVK insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling
118K59K0
2024 Q2
2024 Q4
2025 Q1
2025 Q2

Mobile shows last 4Q · Desktop shows full 8Q

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Recent insider transactions

AVK executive sell shares · AVK board member insider trading · AVK insider trading SEC filing

Showing 92 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Stuebe Nancy E.

Director

Purchase

Date

May 1

Shares

600

Price

$11.21

Value

$7K

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

Feb 14

Shares

500

Price

$12.28

Value

$6K

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

1

Price

$11.28

Value

$11

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

1

Price

$11.28

Value

$11

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

1

Price

$11.28

Value

$11

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

2

Price

$11.28

Value

$23

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

1,221

Price

$11.28

Value

$14K

View Form 4 on SEC.gov

SEIZERT GERALD L

Director

Purchase

Date

Oct 17

Shares

1

Price

$11.28

Value

$11

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

Oct 17

Shares

1,576

Price

$11.28

Value

$18K

View Form 4 on SEC.gov

NYBERG RONALD

Trustee · Director

Purchase

Date

Oct 17

Shares

3,671

Price

$11.28

Value

$41K

View Form 4 on SEC.gov

MAITLAND TRACY V

Director

Purchase

Date

Oct 17

Shares

11,362

Price

$11.28

Value

$128K

View Form 4 on SEC.gov

MAITLAND TRACY V

Director

Purchase

Date

Oct 17

Shares

1,817

Price

$11.28

Value

$20K

View Form 4 on SEC.gov

Barnes Randall C

Director

Purchase

Date

Oct 17

Shares

3,785

Price

$11.28

Value

$43K

View Form 4 on SEC.gov

Black Daniel

Director

Purchase

Date

Oct 17

Shares

1,000

Price

$11.28

Value

$11K

View Form 4 on SEC.gov

Huang Tony

V.P. & Assistant Secretary

Purchase

Date

Oct 17

Shares

2,300

Price

$11.28

Value

$26K

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

May 2

Shares

500

Price

$11.71

Value

$6K

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

Feb 2

Shares

400

Price

$11.86

Value

$5K

View Form 4 on SEC.gov

MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO · Director

Sale

Date

Dec 20

Shares

7,163

Price

$11.17

Value

$80K

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

Nov 8

Shares

400

Price

$10.25

Value

$4K

View Form 4 on SEC.gov

Stuebe Nancy E.

Director

Purchase

Date

Aug 2

Shares

375

Price

$11.84

Value

$4K

View Form 4 on SEC.gov

MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO · Director

Sale

Date

Jul 14

Shares

30,000

Price

$11.68

Value

$350K

View Form 4 on SEC.gov

MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO · Director

Sale

Date

Jul 17

Shares

10,000

Price

$11.68

Value

$117K

View Form 4 on SEC.gov

MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO · Director

Sale

Date

Jul 18

Shares

19,048

Price

$11.72

Value

$223K

View Form 4 on SEC.gov

ADVENT CAPITAL MANAGEMENT /DE/

Sale

Date

Jul 14

Shares

30,000

Price

$11.68

Value

$350K

View Form 4 on SEC.gov

ADVENT CAPITAL MANAGEMENT /DE/

Sale

Date

Jul 17

Shares

10,000

Price

$11.68

Value

$117K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 4

Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About AVK insider trading

AVK insider trades

Advent Convertible and Income Fund (AVK) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including AVK. Over the past 12 months, 0 insiders have filed transactions with the SEC. AVK insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Advent Convertible and Income Fund's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic
acquisitionOrDisposition field:
A = Acquisition (buy) · D = Disposition (sell)
RSU vesting (M-Exempt) excluded from sentiment
Form 4SEC filing required within 2 business days of any insider transaction
10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot
Open MktDirect purchase or sale on the open market (excludes awards, options)

Frequently asked questions

AVK insider trading · 5 questions

The insiders of Advent Convertible and Income Fund (AVK) include executives and directors such as AVK, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

AVK board member insider tradingwho are AVK insidersAVK insider rosterAdvent Convertible and Income Fund executives insider activity

Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026