
Axos Financial, Inc.
Axos Financial, Inc. (AX) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · AX · as of Jun 8, 2026
Activity summary
Buy transactions
0
P-Purchase only
Sell transactions
15
12 Months
Buy/Sell ratio
0.00
Buy/Sell (by trades)
Overall sentiment
Axos Financial, Inc. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
AX insider buying and selling by quarter
AX insider selling · AX insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · AX ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
AX executive sell shares · AX board member insider trading · AX insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| May 19, 2026 | Watson Michael James other: EVP | Sale | 1,653 | $138K | Form 4 |
| May 12, 2026 | Argalas James S Director | Gift | 2,100 | $178K | Form 4 |
| May 8, 2026 | Santi Roque A Director | Sale | 500 | $44K | Form 4 |
| Mar 20, 2026 | Watson Michael James EVP, Head of Axos Securities | Option | 983 | $82K | Form 4 |
| Mar 20, 2026 | Watson Michael James EVP, Head of Axos Securities | Other | 491 | $41K | Form 4 |
| Mar 20, 2026 | Walsh Derrick EVP, Chief Financial Officer | Option | 1,360 | $113K | Form 4 |
| Mar 20, 2026 | Walsh Derrick EVP, Chief Financial Officer | Other | 733 | $61K | Form 4 |
| Mar 20, 2026 | Tolla John Charles EVP, Chief Risk Officer | Option | 1,177 | $98K | Form 4 |
| Mar 20, 2026 | Tolla John Charles EVP, Chief Risk Officer | Option | 2,943 | $244K | Form 4 |
| Mar 20, 2026 | Tolla John Charles EVP, Chief Risk Officer | Other | 1,587 | $132K | Form 4 |
| Mar 20, 2026 | Tolla John Charles EVP, Chief Risk Officer | Other | 634 | $53K | Form 4 |
| Mar 20, 2026 | THIELE CANDACE L EVP, Chief Administrative Offi | Option | 444 | $37K | Form 4 |
| Mar 20, 2026 | THIELE CANDACE L EVP, Chief Administrative Offi | Other | 217 | $18K | Form 4 |
| Mar 20, 2026 | Swanson Brian D President, Consumer Bank | Option | 1,177 | $98K | Form 4 |
| Mar 20, 2026 | Swanson Brian D President, Consumer Bank | Option | 2,943 | $244K | Form 4 |
| Mar 20, 2026 | Swanson Brian D President, Consumer Bank | Other | 1,587 | $132K | Form 4 |
| Mar 20, 2026 | Swanson Brian D President, Consumer Bank | Other | 634 | $53K | Form 4 |
| Mar 20, 2026 | MATSUMOTO RAYMOND D EVP, Chief Operating Officer | Option | 1,621 | $134K | Form 4 |
| Mar 20, 2026 | MATSUMOTO RAYMOND D EVP, Chief Operating Officer | Other | 874 | $72K | Form 4 |
| Mar 20, 2026 | GILL ANN SVP, Chief Accounting Officer | Option | 601 | $50K | Form 4 |
| Mar 20, 2026 | GILL ANN SVP, Chief Accounting Officer | Other | 323 | $27K | Form 4 |
| Mar 20, 2026 | Crow David M EVP, Head of Clearing | Option | 583 | $48K | Form 4 |
| Mar 20, 2026 | Crow David M EVP, Head of Clearing | Other | 200 | $17K | Form 4 |
| Mar 20, 2026 | Constantine Thomas M EVP, Chief Credit Officer | Option | 1,124 | $93K | Form 4 |
| Mar 20, 2026 | Constantine Thomas M EVP, Chief Credit Officer | Other | 606 | $50K | Form 4 |
Watson Michael James
EVP, Head of Axos Securities
Date
Mar 20
Shares
983
Price
$82.93
Value
$82K
Watson Michael James
EVP, Head of Axos Securities
Date
Mar 20
Shares
491
Price
$82.93
Value
$41K
Walsh Derrick
EVP, Chief Financial Officer
Date
Mar 20
Shares
1,360
Price
$82.93
Value
$113K
Walsh Derrick
EVP, Chief Financial Officer
Date
Mar 20
Shares
733
Price
$82.93
Value
$61K
Tolla John Charles
EVP, Chief Risk Officer
Date
Mar 20
Shares
1,177
Price
$82.93
Value
$98K
Tolla John Charles
EVP, Chief Risk Officer
Date
Mar 20
Shares
2,943
Price
$82.93
Value
$244K
Tolla John Charles
EVP, Chief Risk Officer
Date
Mar 20
Shares
1,587
Price
$82.93
Value
$132K
Tolla John Charles
EVP, Chief Risk Officer
Date
Mar 20
Shares
634
Price
$82.93
Value
$53K
THIELE CANDACE L
EVP, Chief Administrative Offi
Date
Mar 20
Shares
444
Price
$82.93
Value
$37K
THIELE CANDACE L
EVP, Chief Administrative Offi
Date
Mar 20
Shares
217
Price
$82.93
Value
$18K
Swanson Brian D
President, Consumer Bank
Date
Mar 20
Shares
1,177
Price
$82.93
Value
$98K
Swanson Brian D
President, Consumer Bank
Date
Mar 20
Shares
2,943
Price
$82.93
Value
$244K
Swanson Brian D
President, Consumer Bank
Date
Mar 20
Shares
1,587
Price
$82.93
Value
$132K
Swanson Brian D
President, Consumer Bank
Date
Mar 20
Shares
634
Price
$82.93
Value
$53K
MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
Date
Mar 20
Shares
1,621
Price
$82.93
Value
$134K
MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
Date
Mar 20
Shares
874
Price
$82.93
Value
$72K
GILL ANN
SVP, Chief Accounting Officer
Date
Mar 20
Shares
601
Price
$82.93
Value
$50K
GILL ANN
SVP, Chief Accounting Officer
Date
Mar 20
Shares
323
Price
$82.93
Value
$27K
Crow David M
EVP, Head of Clearing
Date
Mar 20
Shares
583
Price
$82.93
Value
$48K
Constantine Thomas M
EVP, Chief Credit Officer
Date
Mar 20
Shares
1,124
Price
$82.93
Value
$93K
Constantine Thomas M
EVP, Chief Credit Officer
Date
Mar 20
Shares
606
Price
$82.93
Value
$50K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About AX insider trading
AX insider trades
Axos Financial, Inc. (AX) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Tolla John Charles (EVP, Chief Risk Officer), Swanson Brian D (President, Consumer Bank), Watson Michael James (other: EVP). Over the past 12 months, 5 insiders have filed transactions with the SEC. AX insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Axos Financial, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
AX insider trading · 5 questionsThe insiders of Axos Financial, Inc. (AX) include executives and directors such as Tolla John Charles (EVP, Chief Risk Officer), Swanson Brian D (President, Consumer Bank), Watson Michael James (other: EVP), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026