Capital One Financial Corporation
Capital One Financial Corporation (COF) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · COF · as of Jun 8, 2026
Activity summary
Buy transactions
0
P-Purchase only
Sell transactions
55
12 Months
Buy/Sell ratio
0.00
Buy/Sell (by trades)
Overall sentiment
Capital One Financial Corporation insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
COF insider buying and selling by quarter
COF insider selling · COF insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · COF ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
COF executive sell shares · COF board member insider trading · COF insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| May 12, 2026 | Haggerty Kaitlin Chief Human Resources Officer | Sale | 1,307 | $240K | Form 4 |
| May 13, 2026 | Haggerty Kaitlin Chief Human Resources Officer | Sale | 119 | $22K | Form 4 |
| May 12, 2026 | Cooper Matthew W General Counsel & Corp Secy | Sale | 3,500 | $644K | Form 4 |
| May 8, 2026 | Locoh-Donou Francois Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Detrick Christine Rose Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Harford Suni P Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Leenaars Cornelis PAJ Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | RASKIND PETER E Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Archibong Ime Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Killalea Peter Thomas Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | SHATTUCK MAYO A III Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Wong Jennifer L. Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | williams craig a. Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | SHEPHERD MICHAEL Director | Award | 1,294 | — | Form 4 |
| May 8, 2026 | Serra Eileen Director | Award | 1,294 | — | Form 4 |
| May 1, 2026 | Karam Celia Pres, Retail Bank | Sale | 1,749 | $337K | Form 4 |
| Apr 7, 2026 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Award | 11,041 | — | Form 4 |
| Apr 1, 2026 | Dean Lia Pres, Banking & Prem. Products | Sale | 1,692 | $314K | Form 4 |
| Apr 1, 2026 | Karam Celia Pres, Retail Bank | Sale | 1,099 | $204K | Form 4 |
| Mar 9, 2026 | Alexander Robert M. Chief Information Officer | Award | 9,957 | — | Form 4 |
| Mar 9, 2026 | Alexander Robert M. Chief Information Officer | Other | 4,491 | $834K | Form 4 |
| Mar 9, 2026 | Zamsky Michael Chief Credit & Fin'l Risk Off. | Award | 6,047 | — | Form 4 |
| Mar 9, 2026 | Zamsky Michael Chief Credit & Fin'l Risk Off. | Other | 2,728 | $507K | Form 4 |
| Mar 9, 2026 | FAIRBANK RICHARD D Chairman and CEO · Director | Award | 66,901 | — | Form 4 |
| Mar 9, 2026 | FAIRBANK RICHARD D Chairman and CEO · Director | Other | 30,173 | $5.60M⚡ | Form 4 |
Haggerty Kaitlin
Chief Human Resources Officer
Date
May 12
Shares
1,307
Price
$183.93
Value
$240K
Haggerty Kaitlin
Chief Human Resources Officer
Date
May 13
Shares
119
Price
$182.59
Value
$22K
Cooper Matthew W
General Counsel & Corp Secy
Date
May 12
Shares
3,500
Price
$183.93
Value
$644K
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Date
Apr 7
Shares
11,041
Price
—
Value
—
Dean Lia
Pres, Banking & Prem. Products
Date
Apr 1
Shares
1,692
Price
$185.61
Value
$314K
Alexander Robert M.
Chief Information Officer
Date
Mar 9
Shares
9,957
Price
—
Value
—
Alexander Robert M.
Chief Information Officer
Date
Mar 9
Shares
4,491
Price
$185.73
Value
$834K
Zamsky Michael
Chief Credit & Fin'l Risk Off.
Date
Mar 9
Shares
6,047
Price
—
Value
—
Zamsky Michael
Chief Credit & Fin'l Risk Off.
Date
Mar 9
Shares
2,728
Price
$185.73
Value
$507K
FAIRBANK RICHARD D
Chairman and CEO · Director
Date
Mar 9
Shares
66,901
Price
—
Value
—
FAIRBANK RICHARD D
Chairman and CEO · Director
Date
Mar 9
Shares
30,173
Price
$185.73
Value
$5.60M ⚡
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About COF insider trading
COF insider trades
Capital One Financial Corporation (COF) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including FAIRBANK RICHARD D (Chairman and CEO · Director), Blinde Neal (President, Commercial Banking), Haggerty Kaitlin (Chief Human Resources Officer). Over the past 12 months, 5 insiders have filed transactions with the SEC. COF insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Capital One Financial Corporation's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
COF insider trading · 5 questionsThe insiders of Capital One Financial Corporation (COF) include executives and directors such as FAIRBANK RICHARD D (Chairman and CEO · Director), Blinde Neal (President, Commercial Banking), Haggerty Kaitlin (Chief Human Resources Officer), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026