Capital Southwest Corporation
Capital Southwest Corporation (CSWC) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · CSWC · as of Jun 8, 2026
Activity summary
Buy transactions
6
P-Purchase only
Sell transactions
1
12 Months
Buy/Sell ratio
6.00
Buy/Sell (by trades)
Overall sentiment
Capital Southwest Corporation insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
CSWC insider buying and selling by quarter
CSWC insider selling · CSWC insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · CSWC ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
CSWC executive sell shares · CSWC board member insider trading · CSWC insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| Jun 5, 2026 | Thomas William R III Director | Purchase | 5,000 | $117K | Form 4 |
| Jun 5, 2026 | Thomas William R III Director | Sale | 4,661 | $109K | Form 4 |
| Jun 1, 2026 | Rogers-Windsor Ramona Lynn Director | Purchase | 213 | $5K | Form 4 |
| Feb 27, 2026 | Sarner Michael Scott President and CEO · Director | Purchase | 2,694.635 | $59K | Form 4 |
| Feb 9, 2026 | BATTIST CHRISTINE Director | Purchase | 600 | $14K | Form 4 |
| Oct 1, 2025 | Rogers-Windsor Ramona Lynn Director | Purchase | 463 | $10K | Form 4 |
| Aug 20, 2025 | BATTIST CHRISTINE Director | Purchase | 667 | $15K | Form 4 |
| Aug 12, 2025 | FURST JACK D Director | Award | 2,193 | — | Form 4 |
| Aug 12, 2025 | Brooks David R Director | Award | 2,193 | — | Form 4 |
| Aug 12, 2025 | Rogers-Windsor Ramona Lynn Director | Award | 2,193 | — | Form 4 |
| Aug 12, 2025 | BATTIST CHRISTINE Director | Award | 2,193 | — | Form 4 |
| Aug 12, 2025 | Thomas William R III Director | Award | 2,193 | — | Form 4 |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn Director | Purchase | 471 | $10K | Form 4 |
| Jun 9, 2025 | Weinstein Joshua S. Senior Managing Director & CIO | Award | 65,000 | — | Form 4 |
| Jun 10, 2025 | Weinstein Joshua S. Senior Managing Director & CIO | Other | 12,041 | $257K | Form 4 |
| Jun 9, 2025 | Weinstein Joshua S. Senior Managing Director & CIO | Other | 3,127 | $66K | Form 4 |
| Jun 9, 2025 | Sarner Michael Scott President and CEO · Director | Award | 80,000 | — | Form 4 |
| Jun 10, 2025 | Sarner Michael Scott President and CEO · Director | Other | 15,319 | $327K | Form 4 |
| Jun 9, 2025 | Sarner Michael Scott President and CEO · Director | Other | 3,648 | $77K | Form 4 |
| Jun 9, 2025 | Rehberger Chris CFO | Award | 45,000 | — | Form 4 |
| Jun 10, 2025 | Rehberger Chris CFO | Other | 3,041 | $65K | Form 4 |
| Jun 9, 2025 | Rehberger Chris CFO | Other | 1,126 | $24K | Form 4 |
| May 27, 2025 | BATTIST CHRISTINE Director | Purchase | 476 | $10K | Form 4 |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn Director | Purchase | 450 | $10K | Form 4 |
| Dec 12, 2024 | Rogers-Windsor Ramona Lynn Director | Purchase | 250 | $6K | Form 4 |
Rogers-Windsor Ramona Lynn
Director
Date
Jun 1
Shares
213
Price
$23.42
Value
$5K
Sarner Michael Scott
President and CEO · Director
Date
Feb 27
Shares
2,694.635
Price
$21.90
Value
$59K
Rogers-Windsor Ramona Lynn
Director
Date
Oct 1
Shares
463
Price
$21.55
Value
$10K
Rogers-Windsor Ramona Lynn
Director
Date
Jun 23
Shares
471
Price
$21.19
Value
$10K
Weinstein Joshua S.
Senior Managing Director & CIO
Date
Jun 9
Shares
65,000
Price
—
Value
—
Weinstein Joshua S.
Senior Managing Director & CIO
Date
Jun 10
Shares
12,041
Price
$21.35
Value
$257K
Weinstein Joshua S.
Senior Managing Director & CIO
Date
Jun 9
Shares
3,127
Price
$21.06
Value
$66K
Sarner Michael Scott
President and CEO · Director
Date
Jun 9
Shares
80,000
Price
—
Value
—
Sarner Michael Scott
President and CEO · Director
Date
Jun 10
Shares
15,319
Price
$21.35
Value
$327K
Sarner Michael Scott
President and CEO · Director
Date
Jun 9
Shares
3,648
Price
$21.06
Value
$77K
Rogers-Windsor Ramona Lynn
Director
Date
Mar 26
Shares
450
Price
$22.52
Value
$10K
Rogers-Windsor Ramona Lynn
Director
Date
Dec 12
Shares
250
Price
$22.67
Value
$6K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About CSWC insider trading
CSWC insider trades
Capital Southwest Corporation (CSWC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Rogers-Windsor Ramona Lynn (Director), Sarner Michael Scott (President and CEO · Director), Thomas William R III (Director). Over the past 12 months, 5 insiders have filed transactions with the SEC. CSWC insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Capital Southwest Corporation's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
CSWC insider trading · 5 questionsThe insiders of Capital Southwest Corporation (CSWC) include executives and directors such as Rogers-Windsor Ramona Lynn (Director), Sarner Michael Scott (President and CEO · Director), Thomas William R III (Director), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026