Enterprise Financial Services Corp

EFSCNASDAQFinancial Services● Active

$61.94

+$0.60(+0.97%)

Market Cap$2.3B

P/E Ratio—

52W High$62.3

52W Low$51.18

Avg Volume271K

Open$61.47

Beta0.82

Overview

Enterprise Financial Services Corp (EFSC) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · EFSC · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.50

Buy/Sell (by trades)

Overall sentiment

BEARISH

↑ Buy 33%Active transactions only · RSU vesting excluded67% Sell ↓

Enterprise Financial Services Corp insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

EFSC insider buying and selling by quarter

EFSC insider selling · EFSC insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

143K71K0

2024 Q3

2024 Q4

2025 Q1

2025 Q2

2025 Q3

2025 Q4

2026 Q1

2026 Q2

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · EFSC ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

EFSC executive sell shares · EFSC board member insider trading · EFSC insider trading SEC filing

Showing 69 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Apr 27, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Gift	200	—	—	23,526	Form 4
Apr 27, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Gift	1,250	—	—	22,276	Form 4
Apr 27, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Gift	1,250	—	—	1,250	Form 4
Apr 28, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Sale	625	$60.20	$38K	625	Form 4
Apr 28, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Sale	625	$60.90	$38K	0	Form 4
Apr 14, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Option	380	—	—	8,641	Form 4
Apr 14, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Other	168	$58.30	$10K	8,473	Form 4
Apr 14, 2026	Handley Kevin L Chief Credit Officer	Option	380	—	—	6,560	Form 4
Apr 14, 2026	Handley Kevin L Chief Credit Officer	Other	160	$58.30	$9K	6,400	Form 4
Apr 14, 2026	Huffman Bridget SEVP, Chief Risk Officer	Option	380	—	—	7,229	Form 4
Apr 14, 2026	Huffman Bridget SEVP, Chief Risk Officer	Other	168	$58.30	$10K	7,061	Form 4
Feb 24, 2026	IANNACONE NICOLE M SEVP, Chief Legal Officer	Option	3,326	—	—	24,321	Form 4
Feb 24, 2026	IANNACONE NICOLE M SEVP, Chief Legal Officer	Other	1,466	$57.57	$84K	22,855	Form 4
Feb 24, 2026	KEENE S TURNER SEVP, Chief Financial Officer	Option	4,989	—	—	66,488	Form 4
Feb 24, 2026	KEENE S TURNER SEVP, Chief Financial Officer	Other	2,169	$57.57	$125K	64,319	Form 4
Feb 24, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Option	3,326	—	—	8,313	Form 4
Feb 24, 2026	PONDER MARK G SEVP, Chief Admin. Officer	Other	1,466	$57.57	$84K	6,847	Form 4
Feb 24, 2026	LALLY JAMES BRIAN CEO · Director	Option	7,982	—	—	119,198	Form 4
Feb 24, 2026	LALLY JAMES BRIAN CEO · Director	Other	3,502	$57.57	$202K	115,696	Form 4
Feb 24, 2026	BAUCHE DOUGLAS SEVP, Chief Banking Officer	Option	3,326	—	—	29,887	Form 4
Feb 24, 2026	BAUCHE DOUGLAS SEVP, Chief Banking Officer	Other	1,466	$57.57	$84K	28,421	Form 4
Feb 10, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Award	478	—	—	8,497	Form 4
Feb 10, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Award	593	—	—	8,312	Form 4
Feb 10, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Other	236	$59.22	$14K	8,261	Form 4
Feb 10, 2026	DUMLAO TROY EVP, Chief Accounting Officer	Other	293	$59.22	$17K	8,019	Form 4

PONDER MARK G

SEVP, Chief Admin. Officer

Gift

Date

Apr 27

200

Price

—

Value

—

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Gift

Date

Apr 27

1,250

Price

—

Value

—

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Gift

Date

Apr 27

1,250

Price

—

Value

—

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Sale

Date

Apr 28

625

Price

$60.20

Value

$38K

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Sale

Date

Apr 28

625

Price

$60.90

Value

$38K

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Option

Date

Apr 14

380

Price

—

Value

—

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Other

Date

Apr 14

168

Price

$58.30

Value

$10K

View Form 4 on SEC.gov

Handley Kevin L

Chief Credit Officer

Option

Date

Apr 14

380

Price

—

Value

—

View Form 4 on SEC.gov

Handley Kevin L

Chief Credit Officer

Other

Date

Apr 14

160

Price

$58.30

Value

$9K

View Form 4 on SEC.gov

Huffman Bridget

SEVP, Chief Risk Officer

Option

Date

Apr 14

380

Price

—

Value

—

View Form 4 on SEC.gov

Huffman Bridget

SEVP, Chief Risk Officer

Other

Date

Apr 14

168

Price

$58.30

Value

$10K

View Form 4 on SEC.gov

IANNACONE NICOLE M

SEVP, Chief Legal Officer

Option

Date

Feb 24

3,326

Price

—

Value

—

View Form 4 on SEC.gov

IANNACONE NICOLE M

SEVP, Chief Legal Officer

Other

Date

Feb 24

1,466

Price

$57.57

Value

$84K

View Form 4 on SEC.gov

KEENE S TURNER

SEVP, Chief Financial Officer

Option

Date

Feb 24

4,989

Price

—

Value

—

View Form 4 on SEC.gov

KEENE S TURNER

SEVP, Chief Financial Officer

Other

Date

Feb 24

2,169

Price

$57.57

Value

$125K

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Option

Date

Feb 24

3,326

Price

—

Value

—

View Form 4 on SEC.gov

PONDER MARK G

SEVP, Chief Admin. Officer

Other

Date

Feb 24

1,466

Price

$57.57

Value

$84K

View Form 4 on SEC.gov

LALLY JAMES BRIAN

CEO · Director

Option

Date

Feb 24

7,982

Price

—

Value

—

View Form 4 on SEC.gov

LALLY JAMES BRIAN

CEO · Director

Other

Date

Feb 24

3,502

Price

$57.57

Value

$202K

View Form 4 on SEC.gov

BAUCHE DOUGLAS

SEVP, Chief Banking Officer

Option

Date

Feb 24

3,326

Price

—

Value

—

View Form 4 on SEC.gov

BAUCHE DOUGLAS

SEVP, Chief Banking Officer

Other

Date

Feb 24

1,466

Price

$57.57

Value

$84K

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Award

Date

Feb 10

478

Price

—

Value

—

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Award

Date

Feb 10

593

Price

—

Value

—

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Other

Date

Feb 10

236

Price

$59.22

Value

$14K

View Form 4 on SEC.gov

DUMLAO TROY

EVP, Chief Accounting Officer

Other

Date

Feb 10

293

Price

$59.22

Value

$17K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 3

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About EFSC insider trading

EFSC insider trades

Enterprise Financial Services Corp (EFSC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including PONDER MARK G (SEVP, Chief Admin. Officer), DUMLAO TROY (EVP, Chief Accounting Officer), Handley Kevin L (Chief Credit Officer). Over the past 12 months, 5 insiders have filed transactions with the SEC. EFSC insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Enterprise Financial Services Corp's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

EFSC insider trading · 5 questions

The insiders of Enterprise Financial Services Corp (EFSC) include executives and directors such as PONDER MARK G (SEVP, Chief Admin. Officer), DUMLAO TROY (EVP, Chief Accounting Officer), Handley Kevin L (Chief Credit Officer), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

EFSC board member insider tradingwho are EFSC insidersEFSC insider rosterEnterprise Financial Services Corp executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026