Companies: 10,795·Total market cap: $144.5T
Guggenheim Strategic Opportunities Fund

Guggenheim Strategic Opportunities Fund

GOFNYSEFinancial Services● Active
$11.02
+$0.02(+0.18%)
Market Cap$1.8B
P/E Ratio
52W High$15.2
52W Low$10.54
Overview

Guggenheim Strategic Opportunities Fund (GOF) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · GOF · as of Jun 9, 2026

Activity summary

Buy transactions

6

P-Purchase only

Sell transactions

0

12 Months

Buy/Sell ratio

Buy/Sell (by trades)

Overall sentiment

BULLISH
↑ Buy 100%Active transactions only · RSU vesting excluded0% Sell ↓

Guggenheim Strategic Opportunities Fund insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 9, 2026

GOF insider buying and selling by quarter

GOF insider selling · GOF insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling
83K42K0
2024 Q4
2025 Q4
2026 Q1
2026 Q2

Mobile shows last 4Q · Desktop shows full 8Q

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 9, 2026

Active insiders

Most active in past 12 months · GOF ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

GOF executive sell shares · GOF board member insider trading · GOF insider trading SEC filing

Showing 84 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

LYDON THOMAS F JR

Director

Purchase

Date

Apr 30

Shares

8,710

Price

$11.45

Value

$100K

View Form 4 on SEC.gov

Barnes Randall C

Director

Purchase

Date

Mar 12

Shares

220

Price

$11.39

Value

$3K

View Form 4 on SEC.gov

Barnes Randall C

Director

Purchase

Date

Mar 6

Shares

4,180

Price

$11.59

Value

$48K

View Form 4 on SEC.gov

NYBERG RONALD

Director

Purchase

Date

Dec 18

Shares

412

Price

$12.13

Value

$5K

View Form 4 on SEC.gov

Barnes Randall C

Director

Purchase

Date

Nov 4

Shares

380

Price

$13.08

Value

$5K

View Form 4 on SEC.gov

Barnes Randall C

Director

Purchase

Date

Oct 30

Shares

1,580

Price

$13.02

Value

$21K

View Form 4 on SEC.gov

Brock-Kyle Angela

Director

Purchase

Date

Sep 3

Shares

500

Price

$15.37

Value

$8K

View Form 4 on SEC.gov

Brock-Kyle Angela

Director

Purchase

Date

Sep 3

Shares

0.847

Price

$15.37

Value

$13

View Form 4 on SEC.gov

Brock-Kyle Angela

Director

Purchase

Date

Sep 3

Shares

443

Price

$15.36

Value

$7K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Jul 2

Shares

5,849

Price

$15.02

Value

$88K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Feb 1

Shares

10,000

Price

$13.95

Value

$140K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Jan 5

Shares

20,000

Price

$13.60

Value

$272K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 13

Shares

6,000

Price

$13.67

Value

$82K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 8

Shares

2,000

Price

$13.86

Value

$28K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 7

Shares

8,000

Price

$13.71

Value

$110K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 6

Shares

16,000

Price

$13.66

Value

$219K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 5

Shares

20,000

Price

$13.47

Value

$269K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 4

Shares

3,000

Price

$13.36

Value

$40K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Dec 1

Shares

6,211

Price

$13.36

Value

$83K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Nov 30

Shares

10,000

Price

$13.30

Value

$133K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Nov 29

Shares

1,000

Price

$13.25

Value

$13K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Nov 28

Shares

1,000

Price

$13.30

Value

$13K

View Form 4 on SEC.gov

Barnes Randall C

Director

Sale

Date

Nov 3

Shares

9,925.795

Price

$13.46

Value

$134K

View Form 4 on SEC.gov

Brock-Kyle Angela

Director

Sale

Date

Oct 12

Shares

100

Price

$13.70

Value

$1K

View Form 4 on SEC.gov

Brock-Kyle Angela

Director

Purchase

Date

Sep 28

Shares

100

Price

$14.80

Value

$1K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 4

Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About GOF insider trading

GOF insider trades

Guggenheim Strategic Opportunities Fund (GOF) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Barnes Randall C (Director), LYDON THOMAS F JR (Director), NYBERG RONALD (Director). Over the past 12 months, 3 insiders have filed transactions with the SEC. GOF insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Guggenheim Strategic Opportunities Fund's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic
acquisitionOrDisposition field:
A = Acquisition (buy) · D = Disposition (sell)
RSU vesting (M-Exempt) excluded from sentiment
Form 4SEC filing required within 2 business days of any insider transaction
10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot
Open MktDirect purchase or sale on the open market (excludes awards, options)

Frequently asked questions

GOF insider trading · 5 questions

The insiders of Guggenheim Strategic Opportunities Fund (GOF) include executives and directors such as Barnes Randall C (Director), LYDON THOMAS F JR (Director), NYBERG RONALD (Director), among others. Over the past 12 months, 3 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

GOF board member insider tradingwho are GOF insidersGOF insider rosterGuggenheim Strategic Opportunities Fund executives insider activity

Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026