PennantPark Floating Rate Capital Ltd.
PennantPark Floating Rate Capital Ltd. (PFLT) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · PFLT · as of Jun 9, 2026
Activity summary
Buy transactions
6
P-Purchase only
Sell transactions
0
12 Months
Buy/Sell ratio
∞
Buy/Sell (by trades)
Overall sentiment
PennantPark Floating Rate Capital Ltd. insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 9, 2026
PFLT insider buying and selling by quarter
PFLT insider selling · PFLT insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 9, 2026
Active insiders
Most active in past 12 months · PFLT ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
PFLT executive sell shares · PFLT board member insider trading · PFLT insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| May 12, 2026 | Briones Jose A Director | Purchase | 5,770 | $50K | Form 4 |
| Mar 11, 2026 | Allorto Richard T JR CFO and Treasurer | Purchase | 15,000 | $122K | Form 4 |
| Feb 19, 2026 | Briones Jose A Director | Purchase | 5,895 | $50K | Form 4 |
| Dec 1, 2025 | Briones Jose A Director | Purchase | 5,500 | $50K | Form 4 |
| May 21, 2025 | Briones Jose A Director | Purchase | 1,480 | $15K | Form 4 |
| May 14, 2025 | Briones Jose A Director | Purchase | 9,840 | $100K | Form 4 |
| Jun 5, 2024 | Briones Jose A Director | Purchase | 1,745 | $20K | Form 4 |
| May 30, 2024 | Allorto Richard T JR CFO and Treasurer | Purchase | 10,000 | $113K | Form 4 |
| May 28, 2024 | Briones Jose A Director | Purchase | 885 | $10K | Form 4 |
| May 13, 2024 | Briones Jose A Director | Purchase | 1,740 | $20K | Form 4 |
| Feb 17, 2022 | Flug Jeffrey Director | Other | 4,000 | — | Form 4 |
| Dec 17, 2020 | KATZ SAMUEL L Director | Sale | 8,929 | $94K | Form 4 |
| Dec 18, 2020 | KATZ SAMUEL L Director | Sale | 8,618 | $90K | Form 4 |
| Dec 15, 2020 | KATZ SAMUEL L Director | Sale | 17,700 | $192K | Form 4 |
| Dec 16, 2020 | KATZ SAMUEL L Director | Sale | 7,453 | $79K | Form 4 |
| Dec 11, 2020 | KATZ SAMUEL L Director | Sale | 6,563 | $71K | Form 4 |
| Dec 14, 2020 | KATZ SAMUEL L Director | Sale | 10,737 | $117K | Form 4 |
| Dec 3, 2020 | KATZ SAMUEL L Director | Other | 120,300 | $1.31M⚡ | Form 4 |
| Dec 3, 2020 | KATZ SAMUEL L Director | Other | 120,300 | $1.31M⚡ | Form 4 |
| Jun 10, 2020 | KATZ SAMUEL L Director | Purchase | 15,000 | $132K | Form 4 |
| Mar 31, 2020 | Bernstein Adam K Director | Purchase | 4,000 | $20K | Form 4 |
| Mar 23, 2020 | Efrat Aviv CFO | Purchase | 18,050 | $70K | Form 4 |
| Mar 20, 2020 | Efrat Aviv CFO | Purchase | 28,800 | $126K | Form 4 |
| Feb 28, 2020 | Efrat Aviv CFO | Purchase | 17,000 | $184K | Form 4 |
| Nov 26, 2019 | PENN ARTHUR H Chairman and CEO · Director | Purchase | 8,500 | $104K | Form 4 |
Allorto Richard T JR
CFO and Treasurer
Date
Mar 11
Shares
15,000
Price
$8.15
Value
$122K
Allorto Richard T JR
CFO and Treasurer
Date
May 30
Shares
10,000
Price
$11.30
Value
$113K
PENN ARTHUR H
Chairman and CEO · Director
Date
Nov 26
Shares
8,500
Price
$12.28
Value
$104K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About PFLT insider trading
PFLT insider trades
PennantPark Floating Rate Capital Ltd. (PFLT) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Briones Jose A (Director), Allorto Richard T JR (CFO and Treasurer). Over the past 12 months, 2 insiders have filed transactions with the SEC. PFLT insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For PennantPark Floating Rate Capital Ltd.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
PFLT insider trading · 5 questionsThe insiders of PennantPark Floating Rate Capital Ltd. (PFLT) include executives and directors such as Briones Jose A (Director), Allorto Richard T JR (CFO and Treasurer), among others. Over the past 12 months, 2 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026