Safeguard Scientifics, Inc.

SFESOTCFinancial Services● Active

$0.38

$-0.11(-22.02%)

Market Cap$6389856

P/E Ratio—

52W High$1.89

52W Low$0.22

Avg Volume24K

Open$0.38

Beta-0.94

Overview

Safeguard Scientifics, Inc. (SFES) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · SFES · as of Jun 9, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.00

Buy/Sell (by trades)

Overall sentiment

NEUTRAL

↑ Buy 0%Active transactions only · RSU vesting excluded100% Sell ↓

Safeguard Scientifics, Inc. insiders have shown mixed buying and selling activity over the past 12 Months.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 9, 2026

Recent insider transactions

SFES executive sell shares · SFES board member insider trading · SFES insider trading SEC filing

Showing 7 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Oct 25, 2012	Rubin Steven D Director	Other	785,383	$0.25	$196K	785,383	Form 4
Oct 25, 2012	FROST PHILLIP MD ET AL 10 percent owner	Other	785,383	$0.25	$196K	785,383	Form 4
Feb 17, 2012	FROST PHILLIP MD ET AL 10 percent owner	Purchase	4,500,000	$0.40	$1.80M⚡	10,478,735	Form 4
Feb 17, 2012	PFENNIGER RICHARD C JR Director	Purchase	125,000	$0.40	$50K	240,000	Form 4
May 27, 2008	Heithoff Kenneth Director	Purchase	100,000	$2.15	$215K	100,000	Form 4
May 27, 2008	Wayne Kevin Director	Purchase	5,000	$2.15	$11K	5,000	Form 4
Feb 22, 2008	FROST PHILLIP MD ET AL 10 percent owner	Purchase	2,000	$3.50	$7K	4,030,065	Form 4

Rubin Steven D

Director

Other

Date

Oct 25

785,383

Price

$0.25

Value

$196K

View Form 4 on SEC.gov

FROST PHILLIP MD ET AL

10 percent owner

Other

Date

Oct 25

785,383

Price

$0.25

Value

$196K

View Form 4 on SEC.gov

FROST PHILLIP MD ET AL

10 percent owner

Purchase

Date

Feb 17

4,500,000

Price

$0.40

Value

$1.80M ⚡

View Form 4 on SEC.gov

PFENNIGER RICHARD C JR

Director

Purchase

Date

Feb 17

125,000

Price

$0.40

Value

$50K

View Form 4 on SEC.gov

Heithoff Kenneth

Director

Purchase

Date

May 27

100,000

Price

$2.15

Value

$215K

View Form 4 on SEC.gov

Wayne Kevin

Director

Purchase

Date

May 27

5,000

Price

$2.15

Value

$11K

View Form 4 on SEC.gov

FROST PHILLIP MD ET AL

10 percent owner

Purchase

Date

Feb 22

2,000

Price

$3.50

Value

$7K

View Form 4 on SEC.gov

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About SFES insider trading

SFES insider trades

Safeguard Scientifics, Inc. (SFES) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including SFES. Over the past 12 months, 0 insiders have filed transactions with the SEC. SFES insiders have been mixed buying and selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Safeguard Scientifics, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

SFES insider trading · 5 questions

The insiders of Safeguard Scientifics, Inc. (SFES) include executives and directors such as SFES, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

SFES board member insider tradingwho are SFES insidersSFES insider rosterSafeguard Scientifics, Inc. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026