AppHarvest, Inc.
AppHarvest, Inc. (APPH) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · APPH · as of Dec 31, 2023
Ownership Breakdown
6
Institutional Holders
▼ 5 vs Q3
$68
Total Inst. Value
▼ $24,587 vs Q3
155.11M
Shares Outstanding
freeFloat 81.02%
67,493
13F Shares Held
▼ 1.38M vs Q3
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
APPH largest shareholders · institutional ownership
Q4 2023 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. agricultural production-crops | 13.0K | 0.99% | 0.99% | $13,000 | Jan 16, 2024 | ▼ 2.0K |
ARCHER INVESTMENT CORP agricultural production-crops | 12.5K | 0.95% | 0.95% | $13,000 | Jan 31, 2024 | ▼ 24.9K |
RAYMOND JAMES & ASSOCIATES agricultural production-crops | 11.5K | 0.88% | 0.88% | $12,000 | Jan 16, 2024 | NEW |
HUNTINGTON NATIONAL BANK agricultural production-crops | 10.4K | 0.79% | 0.79% | $10,000 | Feb 7, 2024 | — held |
DIVERSIFIED TRUST CO agricultural production-crops | 10.0K | 0.76% | 0.76% | $10,000 | Jan 8, 2024 | — held |
THOMASVILLE NATIONAL BANK agricultural production-crops | 10.0K | 0.76% | 0.76% | $10,000 | Jan 11, 2024 | — held |
DHJJ FINANCIAL ADVISORS, LTD. agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Jan 30, 2024 | EXIT |
GMT CAPITAL CORP agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Feb 12, 2024 | EXIT |
IFP ADVISORS, INC agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Jan 9, 2024 | EXIT |
STEWARD PARTNERS INVESTMENT ADVISORY, LLC agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Feb 12, 2024 | EXIT |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q4 2023 vs prior quarter
Q4 2023
0
Increased
+0 shares1
New Positions
first time holders2
Decreased
−26.9K shares6
Sold Out
fully exitedNet shares change (top 50)
26.9K
+0 / −26.9K
Net new holders
-7
1 new / 6 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
APPH insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
2
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Lee David J. director | Jun 9, 2023 | Award | 40,000 | — | — | 601.1K | Form 4 ↗ |
Couch Greg W. director | Jun 9, 2023 | Award | 40,000 | — | — | 75.3K | Form 4 ↗ |
Rochester Ralph Geof director | Jun 9, 2023 | Award | 40,000 | — | — | 193.0K | Form 4 ↗ |
STEWART MARTHA director | Jun 9, 2023 | Award | 40,000 | — | — | 65.3K | Form 4 ↗ |
Bhatraju Kiran director | Jun 9, 2023 | Award | 40,000 | — | — | 616.0K | Form 4 ↗ |
WILLIS J KEVIN director | Jun 9, 2023 | Award | 40,000 | — | — | 91.9K | Form 4 ↗ |
Harris Hollie P. director | Jun 9, 2023 | Award | 40,000 | — | — | 40.0K | Form 4 ↗ |
Eggleton Loren Chief Financial Officer | Feb 20, 2023 | Award | 600,000 | — | — | 837.9K | Form 4 ↗ |
Martin Anthony Ronald Chief Operating Officer | Jan 4, 2023 | Award | 400,000 | — | — | 400.0K | Form 4 ↗ |
Nelson Julie Chief Operating Officer | Aug 16, 2022 | Sale | 7,632 | $3.22 | $24.5K | 82.4K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
AppHarvest, Inc. (APPH) is primarily owned by institutional investors, who hold approximately 0.0% of total shares outstanding. Company insiders own approximately 18.98%, while retail and public investors account for the remaining 80.98%.
The largest institutional shareholder of AppHarvest, Inc. is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC., holding approximately 13,025 shares — equal to 0.99% of outstanding shares — as of December 31, 2023.
A total of 6 institutional investors currently hold APPH stock, with a combined institutional value of approximately $68 as of the most recent 13F filing period.
Frequently asked questions
APPH ownershipAppHarvest, Inc. (APPH) is primarily owned by institutional investors, who hold approximately 0.0% of shares. The largest shareholder is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. with a 0.99% stake. Company insiders hold 18.98%. Data sourced from SEC Form 13F as of December 31, 2023.