Companies: 10,795·Total market cap: $144.5T
Ariel Appreciation Fund

Ariel Appreciation Fund

CAAPXNASDAQFinancial Services● Active
$42.31
+$0.04(+0.09%)
Market Cap$925417986
P/E Ratio
52W High$44.47
52W Low$36.42
SEC Filings

Ariel Appreciation Fund (CAAPX) SEC Filings & 10-K Annual Reports

SEC EDGAR regulatory submissions (10-K, 10-Q, 8-K), latest forms, and full filing history — quick links to financials and earnings below.

SEC EDGAR · data.sec.gov · CIK 0000798365 · CAAPX · NASDAQ · as of Jun 9, 2026

Filing snapshot

736
Total Filings
NPORT-P
Latest Form
2026-05-28
Most Recent
1989
Filing Since

Source: SEC EDGAR (data.sec.gov) · CIK 0000798365 · Updated hourly · Not investment advice

Latest Key Filings

10-QQuarterly Report

No recent filings

8-KCurrent Report

No recent filings

Form 4Insider Activity
Ownership Change Disclosures

Executive & director trade disclosures. Full buy/sell sentiment analysis on the dedicated tab.

SEC Filing History

Hide Form 4 / 144
NPORT-PNPORT-P
NPORT-P
2026-05-28
View
NPORT-PNPORT-P
NPORT-P
2026-05-28
View
NPORT-PNPORT-P
NPORT-P
2026-05-28
View
NPORT-PNPORT-P
NPORT-P
2026-05-28
View
NPORT-PNPORT-P
NPORT-P
2026-05-28
View
N-CSRSN-CSRS
NCSRS
2026-05-22
View
497K497K
497K
2026-04-01
View
497K497K
497K
2026-04-01
View
497K497K
ARIEL INVESTMENT TRUST
2026-03-26
View
497K497K
ARIEL INVESTMENT TRUST
2026-03-26
View
497497
ARIEL INVESTMENT TRUST
2026-03-26
View
NPORT-PNPORT-P
NPORT-P
2026-02-26
View
NPORT-PNPORT-P
NPORT-P
2026-02-26
View
NPORT-PNPORT-P
NPORT-P
2026-02-26
View
NPORT-PNPORT-P
NPORT-P
2026-02-26
View
Showing 1–15 of 736 filingsForm 4 / 144 hidden

About SEC Filings & 10-K Annual Reports

Data source: SEC EDGAR (data.sec.gov)  |  Updated: Hourly  |  CIK: 0000798365  |  Exchange: NASDAQ · Financial Services

Ariel Appreciation Fund (NASDAQ: CAAPX) has submitted 736 documents to the U.S. Securities and Exchange Commission (SEC) since its IPO in 1989. As a Financial Services sector company with CIK 0000798365, all filings are publicly accessible via the EDGAR database at no cost.

The annual 10-K report is Ariel Appreciation Fund's most comprehensive regulatory disclosure. The most recent Ariel Appreciation Fund 10-K was filed on — for fiscal year ending —. Historical CAAPX 10-K annual reports are available from 1994 through —.

Investors researching Ariel Appreciation Fund SEC filings can access 10-K annual reports, quarterly 10-Q reports, material event 8-K filings, and proxy statements directly from the links above. All documents are sourced from the official SEC EDGAR system.

Source: SEC EDGAR · data.sec.gov · SEC Form 10-K · SEC Form 10-Q · SEC Form 8-K2026-06-09

Frequently Asked Questions

CAAPX SEC Filings · 8 questions

Ariel Appreciation Fund (CAAPX) SEC filings are publicly available on this page and on the official SEC EDGAR database at sec.gov. You can browse all 736 filings and access original documents at no cost. Ariel Appreciation Fund's CIK is 0000798365.

CAAPX SEC filingsAriel Appreciation Fund SEC documentsfind CAAPX 10-K