Caterpillar Inc.

CATNYSEIndustrials● Active

$904.28

$-36.20(-3.85%)

Market Cap$416.5B

P/E Ratio—

52W High$936.71

52W Low$345.85

Avg Volume2.5M

Open$929.93

Beta1.60

Insider Trades Ownership Employees

Caterpillar Inc. (CAT) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · CAT · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.02

Buy/Sell (by trades)

Overall sentiment

BEARISH

↑ Buy 2%Active transactions only · RSU vesting excluded98% Sell ↓

Caterpillar Inc. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

CAT insider buying and selling by quarter

CAT insider selling · CAT insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

417K209K0

2024 Q3

2024 Q4

2025 Q1

2025 Q2

2025 Q3

2025 Q4

2026 Q1

2026 Q2

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · CAT ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

CAT executive sell shares · CAT board member insider trading · CAT insider trading SEC filing

Showing 66 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
May 14, 2026	Johnson Denise C Group President	Option	16,078	$196.70	$3.16M⚡	65,903	Form 4
May 14, 2026	Johnson Denise C Group President	Other	3,473	$910.55	$3.16M⚡	62,430	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	1,787	$904.70	$1.62M⚡	60,643	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	2,259	$905.73	$2.05M⚡	58,384	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	1,491	$906.73	$1.35M⚡	56,893	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	1,191	$907.98	$1.08M⚡	55,702	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	2,302	$908.76	$2.09M⚡	53,400	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	1,568	$909.70	$1.43M⚡	51,832	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	402	$910.65	$366K	51,430	Form 4
May 14, 2026	Johnson Denise C Group President	Sale	1,605	$911.92	$1.46M⚡	49,825	Form 4
May 13, 2026	Johnson Denise C Group President	Option	7,900	$196.70	$1.55M⚡	57,725	Form 4
May 13, 2026	Johnson Denise C Group President	Other	1,704	$911.61	$1.55M⚡	56,021	Form 4
May 13, 2026	Johnson Denise C Group President	Sale	3,546	$909.46	$3.22M⚡	52,475	Form 4
May 13, 2026	Johnson Denise C Group President	Sale	2,650	$910.24	$2.41M⚡	49,825	Form 4
May 13, 2026	Schaupp William E CAO	Sale	360	$906.00	$326K	530	Form 4
May 11, 2026	Creed Joseph E CEO	Other	574	$912.03	$524K	34,507	Form 4
May 11, 2026	Pambianchi Christine M Chief Human Resources Officer	Other	224	$912.03	$204K	3,083	Form 4
May 11, 2026	Fassino Anthony D. Group President	Option	21,403	$219.76	$4.70M⚡	67,444	Form 4
May 11, 2026	Fassino Anthony D. Group President	Other	5,120	$918.65	$4.70M⚡	62,324	Form 4
May 11, 2026	Fassino Anthony D. Group President	Sale	15,440	$916.75	$14.15M⚡	46,884	Form 4
May 11, 2026	Fassino Anthony D. Group President	Sale	843	$917.73	$774K	46,041	Form 4
May 8, 2026	Epley Kyle Joseph CFO	Award	515	—	—	17,705	Form 4
May 6, 2026	De Lange Bob Group President	Option	28,105	$127.60	$3.59M⚡	114,134	Form 4
May 6, 2026	De Lange Bob Group President	Other	3,883	$923.38	$3.59M⚡	110,251	Form 4
May 6, 2026	De Lange Bob Group President	Sale	14,470	$922.55	$13.35M⚡	95,781	Form 4

Johnson Denise C

Group President

Option

Date

May 14

16,078

Price

$196.70

Value

$3.16M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Other

Date

May 14

3,473

Price

$910.55

Value

$3.16M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

1,787

Price

$904.70

Value

$1.62M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

2,259

Price

$905.73

Value

$2.05M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

1,491

Price

$906.73

Value

$1.35M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

1,191

Price

$907.98

Value

$1.08M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

2,302

Price

$908.76

Value

$2.09M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

1,568

Price

$909.70

Value

$1.43M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

402

Price

$910.65

Value

$366K

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 14

1,605

Price

$911.92

Value

$1.46M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Option

Date

May 13

7,900

Price

$196.70

Value

$1.55M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Other

Date

May 13

1,704

Price

$911.61

Value

$1.55M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 13

3,546

Price

$909.46

Value

$3.22M ⚡

View Form 4 on SEC.gov

Johnson Denise C

Group President

Sale

Date

May 13

2,650

Price

$910.24

Value

$2.41M ⚡

View Form 4 on SEC.gov

Schaupp William E

CAO

Sale

Date

May 13

360

Price

$906.00

Value

$326K

View Form 4 on SEC.gov

Creed Joseph E

CEO

Other

Date

May 11

574

Price

$912.03

Value

$524K

View Form 4 on SEC.gov

Pambianchi Christine M

Chief Human Resources Officer

Other

Date

May 11

224

Price

$912.03

Value

$204K

View Form 4 on SEC.gov

Fassino Anthony D.

Group President

Option

Date

May 11

21,403

Price

$219.76

Value

$4.70M ⚡

View Form 4 on SEC.gov

Fassino Anthony D.

Group President

Other

Date

May 11

5,120

Price

$918.65

Value

$4.70M ⚡

View Form 4 on SEC.gov

Fassino Anthony D.

Group President

Sale

Date

May 11

15,440

Price

$916.75

Value

$14.15M ⚡

View Form 4 on SEC.gov

Fassino Anthony D.

Group President

Sale

Date

May 11

843

Price

$917.73

Value

$774K

View Form 4 on SEC.gov

Epley Kyle Joseph

CFO

Award

Date

May 8

515

Price

—

Value

—

View Form 4 on SEC.gov

De Lange Bob

Group President

Option

Date

May 6

28,105

Price

$127.60

Value

$3.59M ⚡

View Form 4 on SEC.gov

De Lange Bob

Group President

Other

Date

May 6

3,883

Price

$923.38

Value

$3.59M ⚡

View Form 4 on SEC.gov

De Lange Bob

Group President

Sale

Date

May 6

14,470

Price

$922.55

Value

$13.35M ⚡

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 3

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About CAT insider trading

CAT insider trades

Caterpillar Inc. (CAT) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Johnson Denise C (Group President), Fassino Anthony D. (Group President), Creed Joseph E (CEO). Over the past 12 months, 5 insiders have filed transactions with the SEC. CAT insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Caterpillar Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

CAT insider trading · 5 questions

The insiders of Caterpillar Inc. (CAT) include executives and directors such as Johnson Denise C (Group President), Fassino Anthony D. (Group President), Creed Joseph E (CEO), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

CAT board member insider tradingwho are CAT insidersCAT insider rosterCaterpillar Inc. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026