Cathay General Bancorp
Cathay General Bancorp (CATY) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · CATY · as of Sep 30, 2025
Ownership Breakdown
262
Institutional Holders
▼ 13 vs Q2
$2.40B
Total Inst. Value
▲ $40.94M vs Q2
67.04M
Shares Outstanding
freeFloat 95.49%
50.01M
13F Shares Held
▼ 1.81M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
CATY largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
BLACKROCK, INC. state commercial banks | 9.97M | 14.24% | 14.24% | $478.64B | Nov 12, 2025 | ▼ 196.4K |
VANGUARD GROUP INC state commercial banks | 7.58M | 10.82% | 10.82% | $363.73B | Nov 7, 2025 | ▼ 224.0K |
DIMENSIONAL FUND ADVISORS LP state commercial banks | 4.07M | 5.81% | 5.81% | $195.30B | Nov 12, 2025 | ▼ 18.2K |
STATE STREET CORP state commercial banks | 3.48M | 4.97% | 4.97% | $167.07B | Nov 14, 2025 | ▼ 29.4K |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC state commercial banks | 2.94M | 4.19% | 4.19% | $140.91B | Nov 10, 2025 | ▼ 20.0K |
GEODE CAPITAL MANAGEMENT, LLC state commercial banks | 1.74M | 2.49% | 2.49% | $83.54B | Nov 12, 2025 | ▲ 1.9K |
INVESCO LTD. state commercial banks | 1.58M | 2.26% | 2.26% | $75.84B | Nov 13, 2025 | ▲ 53.6K |
AMERICAN CENTURY COMPANIES INC state commercial banks | 1.29M | 1.85% | 1.85% | $62.07B | Nov 12, 2025 | ▼ 16.7K |
T. ROWE PRICE INVESTMENT MANAGEMENT, INC. state commercial banks | 1.27M | 1.81% | 1.81% | $60.91B | Nov 14, 2025 | ▼ 623 |
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ state commercial banks | 1.02M | 1.46% | 1.46% | $49.08B | Oct 29, 2025 | ▼ 23.4K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
18
Increased
+1.01M shares1
New Positions
first time holders30
Decreased
−1.53M shares0
Sold Out
fully exitedNet shares change (top 50)
521.2K
+1.01M / −1.53M
Net new holders
-11
1 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
CATY insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
17
Buy transactions
11
Sell transactions
1.55
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
WU PETER Vice Chairman | May 5, 2026 | Sale | 20,000 | $57.33 | $1.15M | 275.3K | Form 4 ↗ |
Chan May K. SVP, General Counsel | Apr 28, 2026 | Sale | 558.172 | $56.00 | $31.3K | 2.7K | Form 4 ↗ |
Chan Lana Lai-Yan director | Apr 15, 2026 | Award | 265 | — | — | 265 | Form 4 ↗ |
Woo Elizabeth A. director | Apr 15, 2026 | Award | 1,593 | — | — | 3.5K | Form 4 ↗ |
Kono Ann director | Apr 15, 2026 | Award | 1,593 | — | — | 3.5K | Form 4 ↗ |
Sun Richard director | Apr 15, 2026 | Award | 1,593 | — | — | 2.6K | Form 4 ↗ |
WU PETER Vice Chairman | Apr 15, 2026 | Award | 1,593 | — | — | 1.6K | Form 4 ↗ |
TANG ANTHONY M Vice Chairman | Apr 15, 2026 | Award | 1,593 | — | — | 177.9K | Form 4 ↗ |
Hung Maan-Huei director | Apr 15, 2026 | Award | 1,593 | — | — | 12.7K | Form 4 ↗ |
Jelenko Jane H director | Apr 15, 2026 | Award | 1,593 | — | — | 1.6K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Cathay General Bancorp (CATY) is primarily owned by institutional investors, who hold approximately 74.6% of total shares outstanding. Company insiders own approximately 4.51%, while retail and public investors account for the remaining 20.88%.
The largest institutional shareholder of Cathay General Bancorp is BLACKROCK, INC., holding approximately 9.97 million shares — equal to 14.24% of outstanding shares — as of September 30, 2025.
A total of 262 institutional investors currently hold CATY stock, with a combined institutional value of approximately $2.40 billion as of the most recent 13F filing period.
Frequently asked questions
CATY ownershipCathay General Bancorp (CATY) is primarily owned by institutional investors, who hold approximately 74.6% of shares. The largest shareholder is BLACKROCK, INC. with a 14.24% stake. Company insiders hold 4.51%. Data sourced from SEC Form 13F as of September 30, 2025.