ClearBridge MLP and Midstream Fund Inc
ClearBridge MLP and Midstream Fund Inc (CEM) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · CEM · as of Sep 30, 2024
Ownership Breakdown
2
Institutional Holders
▼ 49 vs Q2
$2.48M
Total Inst. Value
▼ $93.17M vs Q2
13.29M
Shares Outstanding
freeFloat 0.00%
55,527
13F Shares Held
▼ 1.96M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
CEM largest shareholders · institutional ownership
Q3 2024 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
IFP ADVISORS, INC | 54.9K | 41.29% | 41.29% | $2.45B | Feb 4, 2025 | ▲ 23.3K |
GILLILAND JETER WEALTH MANAGEMENT LLC | 641 | 0.48% | 0.48% | $29.34M | Oct 17, 2024 | ▼ 9 |
BANK OF AMERICA CORP /DE/ | 0 | 0.00% | 0.00% | $0 | Nov 14, 2024 | EXIT |
COMMONWEALTH EQUITY SERVICES, LLC | 0 | 0.00% | 0.00% | $0 | Oct 18, 2024 | EXIT |
FMR LLC | 0 | 0.00% | 0.00% | $0 | Nov 13, 2024 | EXIT |
NBC SECURITIES, INC. | 0 | 0.00% | 0.00% | $0 | Oct 15, 2024 | EXIT |
DELPHI FINANCIAL GROUP, INC. | 0 | 0.00% | 0.00% | $0 | Nov 1, 2024 | EXIT |
AMERIPRISE FINANCIAL INC | 0 | 0.00% | 0.00% | $0 | Nov 14, 2024 | EXIT |
MORGAN STANLEY | 0 | 0.00% | 0.00% | $0 | May 14, 2025 | EXIT |
WELLS FARGO & COMPANY/MN | 0 | 0.00% | 0.00% | $0 | Nov 13, 2024 | EXIT |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2024 vs prior quarter
Q3 2024
1
Increased
+23.3K shares0
New Positions
first time holders1
Decreased
−9 shares48
Sold Out
fully exitedNet shares change (top 50)
+23.3K
+23.3K / −9
Net new holders
-48
0 new / 48 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
CEM insider trading · insider activity
Source: SEC Form 4
0
Buy transactions
7
Sell transactions
0.00
Buy/Sell ratio
$4M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
PRUDENTIAL FINANCIAL INC 10 percent owner | Sep 9, 2024 | J-Other | 285,715 | $35.00 | $10.00M | 0 | Form 4 ↗ |
PRUDENTIAL FINANCIAL INC 10 percent owner | Sep 9, 2024 | J-Other | 160 | $100000.00 | $16.00M | 0 | Form 4 ↗ |
Corebridge Financial, Inc. See Remarks | Sep 9, 2024 | J-Other | 82 | — | — | 0 | Form 4 ↗ |
Corebridge Financial, Inc. See Remarks | Sep 9, 2024 | J-Other | 1,492,293.86 | — | — | 0 | Form 4 ↗ |
Corebridge Financial, Inc. See Remarks | Sep 9, 2024 | J-Other | 44 | — | — | 0 | Form 4 ↗ |
Corebridge Financial, Inc. See Remarks | Sep 9, 2024 | J-Other | 559,610.2 | — | — | 0 | Form 4 ↗ |
Corebridge Financial, Inc. See Remarks | Sep 9, 2024 | J-Other | 2,051,904.07 | — | — | 0 | Form 4 ↗ |
Saba Capital Management, L.P. 10 percent owner | Jun 21, 2024 | U-Tender | 2,189,802 | $49.60 | $108.61M | 0 | Form 4 ↗ |
AMERICAN INTERNATIONAL GROUP, INC. See Remarks | Jun 9, 2024 | J-Other | 56 | — | — | 26 | Form 4 ↗ |
AMERICAN INTERNATIONAL GROUP, INC. See Remarks | Jun 9, 2024 | J-Other | 30 | — | — | 14 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
ClearBridge MLP and Midstream Fund Inc (CEM) is primarily owned by institutional investors, who hold approximately 0.4% of total shares outstanding. Company insiders own approximately 100.00%, while retail and public investors account for the remaining 0.00%.
The largest institutional shareholder of ClearBridge MLP and Midstream Fund Inc is IFP ADVISORS, INC, holding approximately 54,886 shares — equal to 41.29% of outstanding shares — as of September 30, 2024.
A total of 2 institutional investors currently hold CEM stock, with a combined institutional value of approximately $2,481,024 as of the most recent 13F filing period.
Frequently asked questions
CEM ownershipClearBridge MLP and Midstream Fund Inc (CEM) is primarily owned by institutional investors, who hold approximately 0.4% of shares. The largest shareholder is IFP ADVISORS, INC with a 41.29% stake. Company insiders hold 100.00%. Data sourced from SEC Form 13F as of September 30, 2024.