First Trust MLP and Energy Income Fund

FEINYSEFinancial Services

$9.83

+$0.02(+0.20%)

Market Cap$444600087

P/E Ratio—

52W High$9.9

52W Low$7.4

Avg Volume120K

Open$9.78

Beta1.31

Insider Trades Ownership Employees

First Trust MLP and Energy Income Fund (FEI) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · FEI · as of Jun 9, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.00

Buy/Sell (by trades)

Overall sentiment

NEUTRAL

↑ Buy 0%Active transactions only · RSU vesting excluded100% Sell ↓

First Trust MLP and Energy Income Fund insiders have shown mixed buying and selling activity over the past 12 Months.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 9, 2026

FEI insider buying and selling by quarter

FEI insider selling · FEI insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

110

2023 Q3

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 9, 2026

Recent insider transactions

FEI executive sell shares · FEI board member insider trading · FEI insider trading SEC filing

Showing 21 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
May 10, 2006	BLOCH MARTIN B President & CEO · Director	Gift	8,450	$13.05	$110K	450,785	Form 4
May 10, 2006	BLOCH MARTIN B President & CEO · Director	Gift	3,000	$13.05	$39K	11,000	Form 4
Mar 15, 2006	FRUEHAUF HUGO Chief Technical Officer	Sale	3,650	$14.00	$51K	5,515	Form 4
Apr 30, 2005	MILLER ALAN L Treasurer & CFO	Other	230.6	$13.13	$3K	3,791	Form 4
Feb 1, 2006	MILLER ALAN L Treasurer & CFO	Option	1,125	$4.38	$5K	3,673	Form 4
Oct 21, 2005	BLOCH MARTIN B President and CEO · Director	Gift	12,100	$10.60	$128K	470,235	Form 4
May 13, 2005	BLOCH MARTIN B President & CEO · Director	Gift	2,500	$10.77	$27K	482,335	Form 4
Jan 21, 2005	HECHLER MARKUS EVP	Sale	2,000	$14.10	$28K	24,800	Form 4
Jan 24, 2005	HECHLER MARKUS EVP	Sale	400	$14.10	$6K	24,400	Form 4
Jan 25, 2005	HECHLER MARKUS EVP	Sale	600	$14.01	$8K	23,800	Form 4
Dec 31, 2004	BLOCH MARTIN B President &Chief Exec. Officer · Director	Other	197,748	$14.85	$2.94M⚡	484,835	Form 4
Sep 8, 2004	BLOCH MARTIN B President and CEO · Director	Gift	6,425	$12.09	$78K	674,583	Form 4
May 4, 2004	FRANKLIN JOSEPH P Chairman of the Board	Option	6,000	$7.13	$43K	78,053	Form 4
Apr 23, 2004	FRANKLIN JOSEPH P Chairman of the Board	Sale	15,000	$15.50	$233K	72,053	Form 4
Apr 6, 2004	HECHLER MARKUS EVP	Sale	1,000	$16.90	$17K	30,800	Form 4
Apr 6, 2004	HECHLER MARKUS EVP	Sale	1,500	$16.75	$25K	29,300	Form 4
Apr 7, 2004	HECHLER MARKUS EVP	Sale	1,500	$16.60	$25K	27,800	Form 4
Apr 7, 2004	HECHLER MARKUS EVP	Sale	1,000	$16.50	$17K	26,800	Form 4
Mar 26, 2004	FRANKLIN JOSEPH P Chairman of the Board	Award	20,000	$14.88	$298K	87,053	Form 4
Oct 31, 2003	FRUEHAUF HUGO President- FEI-Zyfer, Inc.	Purchase	3,400	$10.60	$36K	3,650	Form 4
Oct 31, 2003	FRUEHAUF HUGO President- FEI-Zyfer, Inc.	Purchase	250	$10.54	$3K	250	Form 4

BLOCH MARTIN B

President & CEO · Director

Gift

Date

May 10

8,450

Price

$13.05

Value

$110K

View Form 4 on SEC.gov

BLOCH MARTIN B

President & CEO · Director

Gift

Date

May 10

3,000

Price

$13.05

Value

$39K

View Form 4 on SEC.gov

FRUEHAUF HUGO

Chief Technical Officer

Sale

Date

Mar 15

3,650

Price

$14.00

Value

$51K

View Form 4 on SEC.gov

MILLER ALAN L

Treasurer & CFO

Other

Date

Apr 30

230.6

Price

$13.13

Value

$3K

View Form 4 on SEC.gov

MILLER ALAN L

Treasurer & CFO

Option

Date

Feb 1

1,125

Price

$4.38

Value

$5K

View Form 4 on SEC.gov

BLOCH MARTIN B

President and CEO · Director

Gift

Date

Oct 21

12,100

Price

$10.60

Value

$128K

View Form 4 on SEC.gov

BLOCH MARTIN B

President & CEO · Director

Gift

Date

May 13

2,500

Price

$10.77

Value

$27K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Jan 21

2,000

Price

$14.10

Value

$28K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Jan 24

400

Price

$14.10

Value

$6K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Jan 25

600

Price

$14.01

Value

$8K

View Form 4 on SEC.gov

BLOCH MARTIN B

President &Chief Exec. Officer · Director

Other

Date

Dec 31

197,748

Price

$14.85

Value

$2.94M ⚡

View Form 4 on SEC.gov

BLOCH MARTIN B

President and CEO · Director

Gift

Date

Sep 8

6,425

Price

$12.09

Value

$78K

View Form 4 on SEC.gov

FRANKLIN JOSEPH P

Chairman of the Board

Option

Date

May 4

6,000

Price

$7.13

Value

$43K

View Form 4 on SEC.gov

FRANKLIN JOSEPH P

Chairman of the Board

Sale

Date

Apr 23

15,000

Price

$15.50

Value

$233K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Apr 6

1,000

Price

$16.90

Value

$17K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Apr 6

1,500

Price

$16.75

Value

$25K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Apr 7

1,500

Price

$16.60

Value

$25K

View Form 4 on SEC.gov

HECHLER MARKUS

EVP

Sale

Date

Apr 7

1,000

Price

$16.50

Value

$17K

View Form 4 on SEC.gov

FRANKLIN JOSEPH P

Chairman of the Board

Award

Date

Mar 26

20,000

Price

$14.88

Value

$298K

View Form 4 on SEC.gov

FRUEHAUF HUGO

President- FEI-Zyfer, Inc.

Purchase

Date

Oct 31

3,400

Price

$10.60

Value

$36K

View Form 4 on SEC.gov

FRUEHAUF HUGO

President- FEI-Zyfer, Inc.

Purchase

Date

Oct 31

250

Price

$10.54

Value

$3K

View Form 4 on SEC.gov

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About FEI insider trading

FEI insider trades

First Trust MLP and Energy Income Fund (FEI) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including FEI. Over the past 12 months, 0 insiders have filed transactions with the SEC. FEI insiders have been mixed buying and selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For First Trust MLP and Energy Income Fund's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

FEI insider trading · 5 questions

The insiders of First Trust MLP and Energy Income Fund (FEI) include executives and directors such as FEI, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

FEI board member insider tradingwho are FEI insidersFEI insider rosterFirst Trust MLP and Energy Income Fund executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026