Gladstone Investment Corporation
Gladstone Investment Corporation (GAIN) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · GAIN · as of Mar 31, 2025
Ownership Breakdown
89
Institutional Holders
▲ 1 vs Q4
$71.71M
Total Inst. Value
▲ $3.44M vs Q4
39.90M
Shares Outstanding
freeFloat 97.97%
5.37M
13F Shares Held
▲ 215,816 vs Q4
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
GAIN largest shareholders · institutional ownership
Q1 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MELIA WEALTH LLC | 1.09M | 2.96% | 2.96% | $14.55B | May 7, 2025 | ▲ 44.4K |
VAN ECK ASSOCIATES CORP | 808.4K | 2.20% | 2.20% | $10.80B | May 15, 2025 | ▼ 121.9K |
MORGAN STANLEY | 256.2K | 69.74% | 69.74% | $3.42B | May 15, 2025 | ▲ 47.2K |
LEGAL & GENERAL GROUP PLC | 242.6K | 66.04% | 66.04% | $3.24B | May 15, 2025 | ▼ 279 |
UBS GROUP AG | 221.1K | 60.19% | 60.19% | $2.95B | May 13, 2025 | ▲ 135.3K |
OUTFITTER FINANCIAL LLC | 201.1K | 54.76% | 54.76% | $2.69B | May 5, 2025 | ▼ 1.4K |
BLACKROCK, INC. | 200.0K | 54.44% | 54.44% | $2.67B | May 2, 2025 | ▼ 5.3K |
LPL FINANCIAL LLC | 186.7K | 50.81% | 50.81% | $2.49B | May 7, 2025 | ▼ 3.4K |
BLAIR WILLIAM & CO/IL | 168.4K | 45.85% | 45.85% | $2.25B | May 9, 2025 | ▲ 6.7K |
DAVENPORT & CO LLC | 154.5K | 42.07% | 42.07% | $2.06B | Apr 28, 2025 | ▼ 10.2K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q1 2025 vs prior quarter
Q1 2025
23
Increased
+450.5K shares5
New Positions
first time holders20
Decreased
−205.8K shares0
Sold Out
fully exitedNet shares change (top 50)
+244.7K
+450.5K / −205.8K
Net new holders
+8
5 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
GAIN insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
4
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Ritchie Taylor Chief Financial Officer | May 19, 2026 | Purchase | 155 | $16.10 | $2.5K | 2.8K | Form 4 ↗ |
Ritchie Taylor Chief Financial Officer | May 19, 2026 | Purchase | 160 | $16.15 | $2.6K | 2.7K | Form 4 ↗ |
Ritchie Taylor Chief Financial Officer | May 18, 2026 | Purchase | 150 | $16.29 | $2.4K | 2.5K | Form 4 ↗ |
Ritchie Taylor Chief Financial Officer | May 15, 2026 | Purchase | 450 | $16.50 | $7.4K | 2.3K | Form 4 ↗ |
DULLUM DAVID A R President | Oct 10, 2024 | Gift | 3,000 | — | — | 0 | Form 4 ↗ |
Easton Rachael Z. CFO and Treasurer | Nov 6, 2023 | Purchase | 650 | $14.67 | $9.5K | 1.4K | Form 4 ↗ |
DULLUM DAVID A R President | Aug 7, 2023 | Purchase | 5,000 | $13.39 | $67.0K | 149.9K | Form 4 ↗ |
Easton Rachael Z. CFO and Treasurer | Mar 16, 2023 | Purchase | 375 | $13.12 | $4.9K | 750 | Form 4 ↗ |
DULLUM DAVID A R President | Mar 14, 2023 | Purchase | 3,000 | $12.84 | $38.5K | 144.9K | Form 4 ↗ |
WILKINSON WALTER H director | Feb 6, 2023 | Purchase | 3,661 | $13.96 | $51.1K | 26.2K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Gladstone Investment Corporation (GAIN) is primarily owned by institutional investors, who hold approximately 13.4% of total shares outstanding. Company insiders own approximately 2.03%, while retail and public investors account for the remaining 84.52%.
The largest institutional shareholder of Gladstone Investment Corporation is MELIA WEALTH LLC, holding approximately 1.09 million shares — equal to 2.96% of outstanding shares — as of March 31, 2025.
A total of 89 institutional investors currently hold GAIN stock, with a combined institutional value of approximately $71,712,305 as of the most recent 13F filing period.
Frequently asked questions
GAIN ownershipGladstone Investment Corporation (GAIN) is primarily owned by institutional investors, who hold approximately 13.4% of shares. The largest shareholder is MELIA WEALTH LLC with a 2.96% stake. Company insiders hold 2.03%. Data sourced from SEC Form 13F as of March 31, 2025.