Great Elm Capital Corp.
Great Elm Capital Corp. (GECC) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · GECC · as of Sep 30, 2025
Ownership Breakdown
23
Institutional Holders
▲ 2 vs Q2
$12.60M
Total Inst. Value
▲ $1.22M vs Q2
11.53M
Shares Outstanding
freeFloat 59.87%
1.26M
13F Shares Held
▲ 190,582 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
GECC largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 798.5K | 6.91% | 6.91% | $8.00B | Nov 14, 2025 | — held |
CRUISER CAPITAL ADVISORS, LLC | 142.3K | 1.23% | 1.23% | $1.43B | Nov 14, 2025 | — held |
MARSHALL WACE, LLP | 67.9K | 58.72% | 58.72% | $679.96M | Nov 13, 2025 | NEW |
WELLS FARGO & COMPANY/MN | 34.0K | 29.44% | 29.44% | $340.94M | Nov 13, 2025 | ▲ 34.0K |
SQUAREPOINT OPS LLC | 30.5K | 26.38% | 26.38% | $305.52M | Nov 14, 2025 | NEW |
ETHOS FINANCIAL GROUP, LLC | 26.3K | 22.76% | 22.76% | $263.62M | Oct 23, 2025 | — held |
CRESTWOOD ADVISORS GROUP LLC | 24.5K | 21.18% | 21.18% | $245.23M | Nov 7, 2025 | ▲ 12.0K |
HRT FINANCIAL LP | 22.6K | 19.56% | 19.56% | $226.00M | Nov 14, 2025 | NEW |
PAPAMARKOU WELLNER ASSET MANAGEMENT INC. | 19.5K | 16.87% | 16.87% | $195.39M | Nov 17, 2025 | — held |
SCHONFELD STRATEGIC ADVISORS LLC | 16.9K | 14.62% | 14.62% | $169.34M | Nov 14, 2025 | NEW |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
5
Increased
+58.0K shares7
New Positions
first time holders3
Decreased
−8.7K shares5
Sold Out
fully exitedNet shares change (top 50)
+49.3K
+58.0K / −8.7K
Net new holders
+4
7 new / 5 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
GECC insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
6
Buy transactions
25
Sell transactions
0.24
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Kaplan Matthew D CEO and President | Nov 7, 2025 | Purchase | 19,650 | $7.64 | $150.1K | 142.4K | Form 4 ↗ |
Great Elm Strategic Partnership I, LLC 10 percent owner | Sep 25, 2025 | Sale | 1,696 | $11.45 | $19.4K | 1.56M | Form 4 ↗ |
Great Elm Strategic Partnership I, LLC 10 percent owner | Sep 26, 2025 | Sale | 2,313 | $11.45 | $26.5K | 1.56M | Form 4 ↗ |
Davis Keri CFO | Sep 19, 2025 | Award | 1,406 | — | — | 24.6K | Form 4 ↗ |
Davis Keri CFO | Sep 19, 2025 | Award | 3,820 | — | — | 23.2K | Form 4 ↗ |
Davis Keri CFO | Sep 23, 2025 | Tax Withhold | 2,725 | $11.43 | $31.1K | 21.9K | Form 4 ↗ |
Kleinman Adam M CCO and Secretary | Sep 19, 2025 | Award | 156 | — | — | 46.0K | Form 4 ↗ |
Kleinman Adam M CCO and Secretary | Sep 19, 2025 | Award | 5,458 | — | — | 45.8K | Form 4 ↗ |
Kleinman Adam M CCO and Secretary | Sep 23, 2025 | Tax Withhold | 1,361 | $11.43 | $15.6K | 44.6K | Form 4 ↗ |
Kaplan Matthew D CEO and President | Sep 19, 2025 | Award | 1,055 | — | — | 131.0K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Great Elm Capital Corp. (GECC) is primarily owned by institutional investors, who hold approximately 10.9% of total shares outstanding. Company insiders own approximately 40.13%, while retail and public investors account for the remaining 48.96%.
The largest institutional shareholder of Great Elm Capital Corp. is NORTHERN RIGHT CAPITAL MANAGEMENT, L.P., holding approximately 798,471 shares — equal to 6.91% of outstanding shares — as of September 30, 2025.
A total of 23 institutional investors currently hold GECC stock, with a combined institutional value of approximately $12,600,697 as of the most recent 13F filing period.
Frequently asked questions
GECC ownershipGreat Elm Capital Corp. (GECC) is primarily owned by institutional investors, who hold approximately 10.9% of shares. The largest shareholder is NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. with a 6.91% stake. Company insiders hold 40.13%. Data sourced from SEC Form 13F as of September 30, 2025.