Companies: 10,795·Total market cap: $144.5T
ESS Tech, Inc.

ESS Tech, Inc.

GWHNYSEIndustrials● Active
$0.86
$-0.05(-5.44%)
Market Cap$10797492
P/E Ratio
52W High$13.87
52W Low$0.565

ESS Tech, Inc. (GWH) Stock Ownership

Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.

SEC 13F · FMP · GWH · as of Sep 30, 2025

Ownership Breakdown

Institutions 29.73%
Insiders 58.97%
Public 11.3%

44

Institutional Holders

▼ 2 vs Q2

$5.69M

Total Inst. Value

▲ $1.68M vs Q2

12.60M

Shares Outstanding

freeFloat 41.03%

3.75M

13F Shares Held

▲ 724,964 vs Q2

Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.

Top Institutional Holders

GWH largest shareholders · institutional ownership

Q3 2025 · SEC 13F

Showing top 10 holders

HolderShares% OwnedWeightValueReportedChange

SOFTBANK GROUP CORP.

miscellaneous electrical machinery, equipment & supplies

2.40M19.53%

19.53%

$3.64BNov 14, 2025— held

AROSA CAPITAL MANAGEMENT LP

miscellaneous electrical machinery, equipment & supplies

675.4K5.50%

5.50%

$1.03BNov 14, 2025NEW

VANGUARD GROUP INC

miscellaneous electrical machinery, equipment & supplies

264.3K2.15%

2.15%

$401.78MNov 7, 2025 34.5K

GEODE CAPITAL MANAGEMENT, LLC

miscellaneous electrical machinery, equipment & supplies

56.8K46.30%

46.30%

$86.37MNov 12, 2025 2.7K

BLACKROCK, INC.

miscellaneous electrical machinery, equipment & supplies

53.1K43.31%

43.31%

$80.79MNov 12, 2025 4

FMR LLC

miscellaneous electrical machinery, equipment & supplies

52.5K42.77%

42.77%

$79.78MNov 13, 2025— held

JANE STREET GROUP, LLC

miscellaneous electrical machinery, equipment & supplies

49.0K39.90%

39.90%

$74.42MNov 14, 2025NEW

YORKVILLE ADVISORS GLOBAL, LP

miscellaneous electrical machinery, equipment & supplies

48.4K39.42%

39.42%

$73.53MNov 18, 2025NEW

RENAISSANCE TECHNOLOGIES LLC

miscellaneous electrical machinery, equipment & supplies

27.6K22.46%

22.46%

$41.89MNov 13, 2025— held

XTX TOPCO LTD

miscellaneous electrical machinery, equipment & supplies

20.9K17.00%

17.00%

$31.71MNov 14, 2025 6.1K

Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).

Institutional Activity

Q3 2025 vs prior quarter

Q3 2025

Net institutional sentimentBullish — more buying than selling

13

Increased

+56.6K shares

7

New Positions

first time holders

4

Decreased

−2.4K shares

6

Sold Out

fully exited

Net shares change (top 50)

+54.1K

+56.6K / −2.4K

Net new holders

+10

7 new / 6 exited

Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).

Insider Buying vs Selling

GWH insider trading · insider activity

Source: SEC Form 4

Buy 0%Active transactions only100% Sell

Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.

1

Buy transactions

0

Sell transactions

0.00

Buy/Sell ratio

$0M

Total disposed

Recent Insider Transactions

Showing 10 most recent · Common Stock only

Name · RoleDateTypeSharesPriceValueAfter Trans.Filing

WELLMAN ALEXI

director

May 29, 2026Award13,51352.4KForm 4 ↗

Quarls Harry

director

May 29, 2026Award13,51368.8KForm 4 ↗

Nijhawan Sandeep

director

May 29, 2026Award13,51342.6KForm 4 ↗

Hossfeld Rich

director

May 29, 2026Award13,51341.4KForm 4 ↗

Garabedian Raffi

director

May 29, 2026Award13,51353.2KForm 4 ↗

Suhadolnik Kate Eileen

Chief Financial Officer

May 21, 2026Sale1,735$0.92$1.6K162.7KForm 4 ↗

Suhadolnik Kate Eileen

Chief Financial Officer

May 22, 2026Sale1,922$0.93$1.8K160.8KForm 4 ↗

Goodman Kelly F.

SEE REMARKS

May 21, 2026Sale2,482$0.92$2.3K213.4KForm 4 ↗

Goodman Kelly F.

SEE REMARKS

May 22, 2026Sale2,751$0.93$2.6K210.6KForm 4 ↗

Suhadolnik Kate Eileen

Chief Financial Officer

Feb 20, 2026Sale741$1.54$1.1K164.4KForm 4 ↗

Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.

About institutional & insider ownership

ESS Tech, Inc. (GWH) is primarily owned by institutional investors, who hold approximately 29.7% of total shares outstanding. Company insiders own approximately 58.97%, while retail and public investors account for the remaining 11.30%.

The largest institutional shareholder of ESS Tech, Inc. is SOFTBANK GROUP CORP., holding approximately 2.40 million shares — equal to 19.53% of outstanding shares — as of September 30, 2025.

A total of 44 institutional investors currently hold GWH stock, with a combined institutional value of approximately $5,692,877 as of the most recent 13F filing period.

Frequently asked questions

GWH ownership

ESS Tech, Inc. (GWH) is primarily owned by institutional investors, who hold approximately 29.7% of shares. The largest shareholder is SOFTBANK GROUP CORP. with a 19.53% stake. Company insiders hold 58.97%. Data sourced from SEC Form 13F as of September 30, 2025.

who owns GWH stockGWH ownership structureSEC Form 13F institutional holdingsGWH float vs institutions
Source: FMP · SEC Form 13F · SEC Form 4As of September 30, 2025