Nuveen Mortgage and Income Fund
Nuveen Mortgage and Income Fund (JLS) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · JLS · as of Dec 31, 2021
Ownership Breakdown
28
Institutional Holders
▼ 2 vs Q3
$57.78M
Total Inst. Value
▲ $3.19M vs Q3
5.48M
Shares Outstanding
freeFloat 99.87%
2.76M
13F Shares Held
▲ 128,694 vs Q3
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
JLS largest shareholders · institutional ownership
Q4 2021 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
SIT INVESTMENT ASSOCIATES INC | 1.49M | 27.16% | 27.16% | $31.23B | Feb 11, 2022 | ▲ 222.0K |
RELATIVE VALUE PARTNERS GROUP, LLC | 499.4K | 9.10% | 9.10% | $10.46B | Feb 11, 2022 | ▲ 26.0K |
MORGAN STANLEY | 134.4K | 2.45% | 2.45% | $2.81B | Feb 14, 2022 | ▼ 11.9K |
THOMAS J. HERZFELD ADVISORS, INC. | 107.9K | 1.97% | 1.97% | $2.26B | Feb 14, 2022 | ▲ 13.1K |
BANK OF AMERICA CORP /DE/ | 66.5K | 1.21% | 1.21% | $1.39B | Feb 8, 2022 | ▲ 12.1K |
FAMILY MANAGEMENT CORP | 60.7K | 1.11% | 1.11% | $1.27B | Feb 14, 2022 | ▼ 419 |
THRIVENT FINANCIAL FOR LUTHERANS | 53.0K | 96.51% | 96.51% | $1.11B | Feb 16, 2022 | ▼ 46.6K |
FORESIGHT WEALTH MANAGEMENT, LLC | 30.6K | 55.71% | 55.71% | $641.00M | Feb 4, 2022 | ▲ 4.9K |
ENVESTNET ASSET MANAGEMENT INC | 27.1K | 49.33% | 49.33% | $567.00M | Feb 4, 2022 | ▲ 6.3K |
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 26.9K | 48.95% | 48.95% | $563.00M | Feb 8, 2022 | ▲ 208 |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q4 2021 vs prior quarter
Q4 2021
12
Increased
+298.8K shares2
New Positions
first time holders11
Decreased
−89.3K shares5
Sold Out
fully exitedNet shares change (top 50)
+209.6K
+298.8K / −89.3K
Net new holders
-2
2 new / 5 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
JLS insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
2
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Virgilio Stephen Portfolio Manager | Mar 23, 2026 | Purchase | 250 | $18.05 | $4.5K | 1.5K | Form 4 ↗ |
Parekh Aashh Portfolio Manager | Jan 6, 2026 | Purchase | 100 | $18.10 | $1.8K | 4.7K | Form 4 ↗ |
Virgilio Stephen Portfolio Manager | Aug 29, 2025 | Sale | 150 | $18.81 | $2.8K | 850 | Form 4 ↗ |
Jones Nathaniel T. Vice President and Treasurer | May 5, 2025 | Purchase | 800 | $18.19 | $14.5K | 1.2K | Form 4 ↗ |
Parekh Aashh Portfolio Manager | Apr 4, 2025 | Purchase | 50 | $17.70 | $885 | 4.6K | Form 4 ↗ |
Parekh Aashh Portfolio Manager | Apr 2, 2025 | Purchase | 100 | $18.25 | $1.8K | 4.5K | Form 4 ↗ |
Parekh Aashh Portfolio Manager | Jun 21, 2024 | Sale | 276 | $18.13 | $5.0K | 4.4K | Form 4 ↗ |
Jones Nathaniel T. Vice President and Treasurer | Oct 26, 2023 | Purchase | 213 | $16.05 | $3.4K | 428 | Form 4 ↗ |
Jones Nathaniel T. Vice President and Treasurer | Oct 26, 2023 | Purchase | 215 | $16.03 | $3.4K | 215 | Form 4 ↗ |
Parekh Aashh | Oct 20, 2023 | Purchase | 200 | $15.53 | $3.1K | 4.7K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Nuveen Mortgage and Income Fund (JLS) is primarily owned by institutional investors, who hold approximately 50.4% of total shares outstanding. Company insiders own approximately 0.13%, while retail and public investors account for the remaining 49.52%.
The largest institutional shareholder of Nuveen Mortgage and Income Fund is SIT INVESTMENT ASSOCIATES INC, holding approximately 1.49 million shares — equal to 27.16% of outstanding shares — as of December 31, 2021.
A total of 28 institutional investors currently hold JLS stock, with a combined institutional value of approximately $57,775,236 as of the most recent 13F filing period.
Frequently asked questions
JLS ownershipNuveen Mortgage and Income Fund (JLS) is primarily owned by institutional investors, who hold approximately 50.4% of shares. The largest shareholder is SIT INVESTMENT ASSOCIATES INC with a 27.16% stake. Company insiders hold 0.13%. Data sourced from SEC Form 13F as of December 31, 2021.