Companies: 10,795·Total market cap: $144.5T
Japan Smaller Capitalization Fund, Inc.

Japan Smaller Capitalization Fund, Inc.

JOFNYSEFinancial Services● Active
$11.44
+$0.04(+0.35%)
Market Cap$324139736
P/E Ratio
52W High$12.76
52W Low$9.36
SEC Filings
Foreign Private Issuer · Files 20-F / 6-K

Japan Smaller Capitalization Fund, Inc. (JOF) SEC Filings & 10-K Annual Reports

SEC EDGAR regulatory submissions (10-K, 10-Q, 8-K), latest forms, and full filing history — quick links to financials and earnings below.

SEC EDGAR · data.sec.gov · CIK 0000859796 · JOF · NYSE · as of Jun 9, 2026

Filing snapshot

445
Total Filings
SC TO-I
Latest Form
2026-06-01
Most Recent
1990
Filing Since

Source: SEC EDGAR (data.sec.gov) · CIK 0000859796 · Updated hourly · Not investment advice

Latest Key Filings

6-KQuarterly Report

No recent filings

8-KCurrent Report
8-K
2024-08-30Material Event
Form 4Insider Activity
Ownership Change Disclosures

Executive & director trade disclosures. Full buy/sell sentiment analysis on the dedicated tab.

SEC Filing History

Hide Form 4 / 144
SC TO-ISC TO-I
SC TO-I
2026-06-01
View
SC TO-CSC TO-C
SC TO-C
2026-05-26
View
SCHEDULE 13G/ASCHEDULE 13G/A
SCHEDULE 13G/A
2026-05-15
View
N-CENN-CEN
N-CEN
2026-05-13
View
N-CSRN-CSR
NOMURA JAPAN SMALLER CAPITALIZATION FUND - N-CSR
2026-05-05
View
40-17G40-17G
40-17G
2026-05-05
View
SCHEDULE 13D/ASCHEDULE 13D/A
SCHEDULE 13D/A
2026-04-30
View
NPORT-PNPORT-P
NPORT-P
2026-04-28
View
3Initial Statement of Beneficial Ownership
Initial Statement of Beneficial Ownership
2026-04-08
View
40-APP/A40-APP/A
JAPAN SMALLER CAPITALIZATION FUND, INC - 40-APPA
2026-02-23
View
SCHEDULE 13D/ASCHEDULE 13D/A
SCHEDULE 13D/A
2026-02-18
View
SCHEDULE 13D/ASCHEDULE 13D/A
SCHEDULE 13D/A
2026-01-22
View
SCHEDULE 13D/ASCHEDULE 13D/A
SCHEDULE 13D/A
2026-01-15
View
NPORT-PNPORT-P
NPORT-P
2026-01-15
View
40-APP/A40-APP/A
JAPAN SMALLER CAPITALIZATION FUND, INC - 40-APPA
2025-12-17
View
Showing 1–15 of 422 filingsForm 4 / 144 hidden· 445 total in EDGAR

About SEC Filings & 10-K Annual Reports

Data source: SEC EDGAR (data.sec.gov)  |  Updated: Hourly  |  CIK: 0000859796  |  Exchange: NYSE · Financial Services

Japan Smaller Capitalization Fund, Inc. (NYSE: JOF) has submitted 445 documents to the U.S. Securities and Exchange Commission (SEC) since its IPO in 1990. As a Financial Services sector company with CIK 0000859796, all filings are publicly accessible via the EDGAR database at no cost.

The annual 10-K report is Japan Smaller Capitalization Fund, Inc.'s most comprehensive regulatory disclosure. The most recent Japan Smaller Capitalization Fund, Inc. 10-K was filed on — for fiscal year ending —. Historical JOF 10-K annual reports are available from 1996 through —.

Investors researching Japan Smaller Capitalization Fund, Inc. SEC filings can access 10-K annual reports, quarterly 10-Q reports, material event 8-K filings, and proxy statements directly from the links above. All documents are sourced from the official SEC EDGAR system.

Source: SEC EDGAR · data.sec.gov · SEC Form 10-K · SEC Form 10-Q · SEC Form 8-K2026-06-09

Frequently Asked Questions

JOF SEC Filings · 8 questions

Japan Smaller Capitalization Fund, Inc. (JOF) SEC filings are publicly available on this page and on the official SEC EDGAR database at sec.gov. You can browse all 445 filings and access original documents at no cost. Japan Smaller Capitalization Fund, Inc.'s CIK is 0000859796.

JOF SEC filingsJapan Smaller Capitalization Fund, Inc. SEC documentsfind JOF 10-K