Kaival Brands Innovations Group, Inc.
Kaival Brands Innovations Group, Inc. (KAVL) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · KAVL · as of Dec 31, 2023
Ownership Breakdown
14
Institutional Holders
▼ 1 vs Q3
$225,028
Total Inst. Value
▼ $217,610 vs Q3
11.02M
Shares Outstanding
freeFloat 36.53%
1.12M
13F Shares Held
▲ 69,748 vs Q3
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
KAVL largest shareholders · institutional ownership
Q4 2023 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
VANGUARD GROUP INC retail-nonstore retailers | 744.1K | 1.29% | 1.29% | $149.56M | Mar 11, 2024 | — held |
GEODE CAPITAL MANAGEMENT, LLC retail-nonstore retailers | 136.3K | 23.67% | 23.67% | $27.41M | Feb 13, 2024 | — held |
ALPINE GLOBAL MANAGEMENT, LLC retail-nonstore retailers | 100.0K | 17.37% | 17.37% | $20.10M | Aug 6, 2024 | NEW |
STATE STREET CORP retail-nonstore retailers | 45.7K | 7.94% | 7.94% | $9.19M | Feb 14, 2024 | — held |
NORTHERN TRUST CORP retail-nonstore retailers | 31.8K | 5.52% | 5.52% | $6.39M | Feb 13, 2024 | — held |
CITADEL ADVISORS LLC retail-nonstore retailers | 23.3K | 4.05% | 4.05% | $4.68M | Feb 14, 2024 | ▲ 2.6K |
TOWER RESEARCH CAPITAL LLC (TRC) retail-nonstore retailers | 11.3K | 1.97% | 1.97% | $2.27M | Feb 13, 2024 | ▲ 3.6K |
MILLENNIUM MANAGEMENT LLC retail-nonstore retailers | 10.8K | 1.88% | 1.88% | $2.18M | Feb 14, 2024 | NEW |
RENAISSANCE TECHNOLOGIES LLC retail-nonstore retailers | 10.7K | 1.86% | 1.86% | $2.00M | Feb 13, 2024 | NEW |
LARSON FINANCIAL GROUP LLC retail-nonstore retailers | 3.9K | 0.67% | 0.67% | $779,000 | Feb 1, 2024 | ▼ 1.2K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q4 2023 vs prior quarter
Q4 2023
3
Increased
+6.2K shares4
New Positions
first time holders1
Decreased
−1.2K shares5
Sold Out
fully exitedNet shares change (top 50)
+5.0K
+6.2K / −1.2K
Net new holders
+1
4 new / 5 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
KAVL insider trading · insider activity
Source: SEC Form 4
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
MORRIS ERIC CFO | Mar 31, 2026 | Award | 3,000,000 | — | — | 3.01M | Form 4 ↗ |
MORRIS ERIC CFO | Mar 31, 2026 | Award | 3,000,000 | $0.02 | $45.6K | 3.00M | Form 4 ↗ |
Mosser Eric CEO | Mar 31, 2026 | Award | 3,000,000 | — | — | 3.00M | Form 4 ↗ |
Mosser Eric CEO | Mar 31, 2026 | Award | 3,000,000 | $0.02 | $45.6K | 3.00M | Form 4 ↗ |
Mosser Eric CEO | Mar 31, 2026 | Award | 586,060 | $0.02 | $8.9K | 586.1K | Form 4 ↗ |
THOENES MARK L director | Mar 31, 2026 | Award | 500,000 | $0.02 | $7.6K | 500.0K | Form 4 ↗ |
Worner David director | Jan 2, 2025 | Award | 520,000 | — | — | 520.0K | Form 4 ↗ |
MORRIS ERIC CHIEF FINANCIAL OFFICER | Jan 2, 2025 | Award | 770,000 | — | — | 776.0K | Form 4 ↗ |
THOENES MARK L CHIEF EXECUTIVE OFFICER | Jan 2, 2025 | Award | 620,000 | — | — | 621.7K | Form 4 ↗ |
Hopkins Barry Michael Exec. Chairman, ICEO & Pres. | Feb 8, 2024 | Award | 63,881 | $5.25 | $335.4K | 63.9K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Kaival Brands Innovations Group, Inc. (KAVL) is primarily owned by institutional investors, who hold approximately 10.2% of total shares outstanding. Company insiders own approximately 63.47%, while retail and public investors account for the remaining 26.36%.
The largest institutional shareholder of Kaival Brands Innovations Group, Inc. is VANGUARD GROUP INC, holding approximately 744,055 shares — equal to 1.29% of outstanding shares — as of December 31, 2023.
A total of 14 institutional investors currently hold KAVL stock, with a combined institutional value of approximately $225,028 as of the most recent 13F filing period.
Frequently asked questions
KAVL ownershipKaival Brands Innovations Group, Inc. (KAVL) is primarily owned by institutional investors, who hold approximately 10.2% of shares. The largest shareholder is VANGUARD GROUP INC with a 1.29% stake. Company insiders hold 63.47%. Data sourced from SEC Form 13F as of December 31, 2023.