Companies: 10,795·Total market cap: $144.5T
Needham Small Cap Growth Fund

Needham Small Cap Growth Fund

NESIXNASDAQFinancial Services● Active
$39.29
+$0.61(+1.58%)
Market Cap$209656941
P/E Ratio
52W High$39.93
52W Low$17.88
SEC Filings

Needham Small Cap Growth Fund (NESIX) SEC Filings & 10-K Annual Reports

SEC EDGAR regulatory submissions (10-K, 10-Q, 8-K), latest forms, and full filing history — quick links to financials and earnings below.

SEC EDGAR · data.sec.gov · CIK 0001002537 · NESIX · NASDAQ · as of Jun 13, 2026

Filing snapshot

534
Total Filings
NPORT-P
Latest Form
2026-05-19
Most Recent
2016
Filing Since

Source: SEC EDGAR (data.sec.gov) · CIK 0001002537 · Updated hourly · Not investment advice

Latest Key Filings

10-QQuarterly Report

No recent filings

8-KCurrent Report

No recent filings

Form 4Insider Activity
Ownership Change Disclosures

Executive & director trade disclosures. Full buy/sell sentiment analysis on the dedicated tab.

SEC Filing History

Hide Form 4 / 144
NPORT-PNPORT-P
NPORT-P
2026-05-19
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NPORT-PNPORT-P
NPORT-P
2026-05-19
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NPORT-PNPORT-P
NPORT-P
2026-05-19
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497J497J
497J
2026-04-03
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497K497K
497K
2026-03-31
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497K497K
497K
2026-03-31
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497K497K
497K
2026-03-31
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497497
497E
2026-03-31
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485BPOS485BPOS
485BPOS
2026-03-31
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24F-2NT24F-2NT
24F-2NT
2026-03-16
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N-CENN-CEN
N-CEN
2026-03-12
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N-CSRN-CSR
N-CSR
2026-03-06
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NPORT-PNPORT-P
NPORT-P
2026-02-13
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NPORT-PNPORT-P
NPORT-P
2026-02-13
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NPORT-P
2026-02-13
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Showing 1–15 of 534 filingsForm 4 / 144 hidden

About SEC Filings & 10-K Annual Reports

Data source: SEC EDGAR (data.sec.gov)  |  Updated: Hourly  |  CIK: 0001002537  |  Exchange: NASDAQ · Financial Services

Needham Small Cap Growth Fund (NASDAQ: NESIX) has submitted 534 documents to the U.S. Securities and Exchange Commission (SEC) since its IPO in 2016. As a Financial Services sector company with CIK 0001002537, all filings are publicly accessible via the EDGAR database at no cost.

The annual 10-K report is Needham Small Cap Growth Fund's most comprehensive regulatory disclosure. The most recent Needham Small Cap Growth Fund 10-K was filed on — for fiscal year ending —. Historical NESIX 10-K annual reports are available from 1995 through —.

Investors researching Needham Small Cap Growth Fund SEC filings can access 10-K annual reports, quarterly 10-Q reports, material event 8-K filings, and proxy statements directly from the links above. All documents are sourced from the official SEC EDGAR system.

Source: SEC EDGAR · data.sec.gov · SEC Form 10-K · SEC Form 10-Q · SEC Form 8-K2026-06-13

Frequently Asked Questions

NESIX SEC Filings · 8 questions

Needham Small Cap Growth Fund (NESIX) SEC filings are publicly available on this page and on the official SEC EDGAR database at sec.gov. You can browse all 534 filings and access original documents at no cost. Needham Small Cap Growth Fund's CIK is 0001002537.

NESIX SEC filingsNeedham Small Cap Growth Fund SEC documentsfind NESIX 10-K