Oxford Lane Capital Corp.

OXLCINASDAQFinancial Services● Active

$25.75

$-0.17(-0.66%)

Market Cap$12.4B

P/E Ratio—

52W High$26.25

52W Low$25.1

Avg Volume5K

Open$25.80

Beta1.15

Insider Trades Ownership Employees

Oxford Lane Capital Corp. (OXLCI) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · OXLCI · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

3.00

Buy/Sell (by trades)

Overall sentiment

BULLISH

↑ Buy 75%Active transactions only · RSU vesting excluded25% Sell ↓

Oxford Lane Capital Corp. insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

OXLCI insider buying and selling by quarter

OXLCI insider selling · OXLCI insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

9.3M4.6M0

2019 Q4

2020 Q1

2021 Q1

2021 Q2

2021 Q3

2023 Q1

2024 Q2

2024 Q4

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Recent insider transactions

OXLCI executive sell shares · OXLCI board member insider trading · OXLCI insider trading SEC filing

Showing 37 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Dec 17, 2024	ROSENTHAL SAUL B President · Director	Purchase	2,960,000	$5.08	$15.04M⚡	5,474,887	Form 4
Dec 17, 2024	COHEN JONATHAN H CEO · Director	Purchase	2,960,000	$5.08	$15.04M⚡	7,824,728	Form 4
May 28, 2024	ROSENTHAL SAUL B President · Director	Purchase	2,315,000	$5.40	$12.50M⚡	2,514,887	Form 4
May 28, 2024	ROSENTHAL SAUL B President · Director	Purchase	2,315,000	$5.40	$12.50M⚡	2,315,000	Form 4
May 28, 2024	COHEN JONATHAN H CEO · Director	Purchase	4,630,000	$5.40	$25.00M⚡	4,864,728	Form 4
Mar 10, 2023	Ashenfelter Mark Jeffrey Director	Purchase	6,000	$5.18	$31K	30,000	Form 4
Mar 18, 2020	COHEN JONATHAN H CEO · Director	Purchase	24,728	$2.29	$57K	234,728	Form 4
Mar 18, 2020	ROSENTHAL SAUL B President · Director	Purchase	37,187	$2.36	$88K	199,887	Form 4
Mar 13, 2020	ROSENTHAL SAUL B President · Director	Purchase	1,700	$5.05	$9K	162,700	Form 4
Mar 12, 2020	ROSENTHAL SAUL B President · Director	Purchase	31,000	$5.00	$155K	161,000	Form 4
Feb 27, 2020	Ashenfelter Mark Jeffrey Director	Purchase	6,000	$8.04	$48K	24,000	Form 4
Feb 13, 2020	Reardon John Stuart Director	Purchase	3,000	$9.30	$28K	6,000	Form 4
Feb 7, 2020	Shin David S. Director	Purchase	3,000	$9.32	$28K	5,728	Form 4
Aug 30, 2019	Reardon John Stuart Director	Purchase	3,000	$9.85	$30K	3,000	Form 4
Dec 20, 2018	Ashenfelter Mark Jeffrey Director	Purchase	3,000	$7.60	$23K	18,000	Form 4
Feb 27, 2018	Shin David S. Director	Purchase	2,000	$10.12	$20K	2,000	Form 4
Jun 22, 2017	ROSENTHAL SAUL B President · Director	Purchase	20,000	$9.79	$196K	130,000	Form 4
Aug 20, 2015	Ashenfelter Mark Jeffrey Director	Purchase	2,500	$12.52	$31K	15,000	Form 4
Mar 11, 2014	ROSENTHAL SAUL B President · Director	Other	10,000	$17.00	$170K	110,000	Form 4
Mar 11, 2014	COHEN JONATHAN H CEO	Other	10,000	$17.00	$170K	210,000	Form 4
Mar 11, 2014	CONROY PATRICK CFO, CCO & Corp. Secretary	Other	5,000	$17.00	$85K	35,000	Form 4
Mar 7, 2014	Ashenfelter Mark Jeffrey Director	Purchase	2,500	$17.00	$43K	12,500	Form 4
Dec 19, 2013	Ashenfelter Mark Jeffrey Director	Purchase	1,000	$17.00	$17K	10,000	Form 4
Dec 19, 2013	CONROY PATRICK CFO, CCO and Corp Secretary	Purchase	600	$17.05	$10K	30,000	Form 4
Dec 19, 2013	CONROY PATRICK CFO, CCO and Corp Secretary	Purchase	400	$17.03	$7K	29,400	Form 4

ROSENTHAL SAUL B

President · Director

Purchase

Date

Dec 17

2,960,000

Price

$5.08

Value

$15.04M ⚡

View Form 4 on SEC.gov

COHEN JONATHAN H

CEO · Director

Purchase

Date

Dec 17

2,960,000

Price

$5.08

Value

$15.04M ⚡

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

May 28

2,315,000

Price

$5.40

Value

$12.50M ⚡

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

May 28

2,315,000

Price

$5.40

Value

$12.50M ⚡

View Form 4 on SEC.gov

COHEN JONATHAN H

CEO · Director

Purchase

Date

May 28

4,630,000

Price

$5.40

Value

$25.00M ⚡

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Mar 10

6,000

Price

$5.18

Value

$31K

View Form 4 on SEC.gov

COHEN JONATHAN H

CEO · Director

Purchase

Date

Mar 18

24,728

Price

$2.29

Value

$57K

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

Mar 18

37,187

Price

$2.36

Value

$88K

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

Mar 13

1,700

Price

$5.05

Value

$9K

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

Mar 12

31,000

Price

$5.00

Value

$155K

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Feb 27

6,000

Price

$8.04

Value

$48K

View Form 4 on SEC.gov

Reardon John Stuart

Director

Purchase

Date

Feb 13

3,000

Price

$9.30

Value

$28K

View Form 4 on SEC.gov

Shin David S.

Director

Purchase

Date

Feb 7

3,000

Price

$9.32

Value

$28K

View Form 4 on SEC.gov

Reardon John Stuart

Director

Purchase

Date

Aug 30

3,000

Price

$9.85

Value

$30K

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Dec 20

3,000

Price

$7.60

Value

$23K

View Form 4 on SEC.gov

Shin David S.

Director

Purchase

Date

Feb 27

2,000

Price

$10.12

Value

$20K

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Purchase

Date

Jun 22

20,000

Price

$9.79

Value

$196K

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Aug 20

2,500

Price

$12.52

Value

$31K

View Form 4 on SEC.gov

ROSENTHAL SAUL B

President · Director

Other

Date

Mar 11

10,000

Price

$17.00

Value

$170K

View Form 4 on SEC.gov

COHEN JONATHAN H

CEO

Other

Date

Mar 11

10,000

Price

$17.00

Value

$170K

View Form 4 on SEC.gov

CONROY PATRICK

CFO, CCO & Corp. Secretary

Other

Date

Mar 11

5,000

Price

$17.00

Value

$85K

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Mar 7

2,500

Price

$17.00

Value

$43K

View Form 4 on SEC.gov

Ashenfelter Mark Jeffrey

Director

Purchase

Date

Dec 19

1,000

Price

$17.00

Value

$17K

View Form 4 on SEC.gov

CONROY PATRICK

CFO, CCO and Corp Secretary

Purchase

Date

Dec 19

600

Price

$17.05

Value

$10K

View Form 4 on SEC.gov

CONROY PATRICK

CFO, CCO and Corp Secretary

Purchase

Date

Dec 19

400

Price

$17.03

Value

$7K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

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▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About OXLCI insider trading

OXLCI insider trades

Oxford Lane Capital Corp. (OXLCI) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including OXLCI. Over the past 12 months, 0 insiders have filed transactions with the SEC. OXLCI insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Oxford Lane Capital Corp.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

OXLCI insider trading · 5 questions

The insiders of Oxford Lane Capital Corp. (OXLCI) include executives and directors such as OXLCI, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

OXLCI board member insider tradingwho are OXLCI insidersOXLCI insider rosterOxford Lane Capital Corp. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026