PhenixFIN Corporation
PhenixFIN Corporation (PFX) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · PFX · as of Sep 30, 2025
Ownership Breakdown
16
Institutional Holders
▲ 1 vs Q2
$22.31M
Total Inst. Value
▼ $1.48M vs Q2
1.93M
Shares Outstanding
freeFloat 73.33%
469,227
13F Shares Held
▲ 30 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
PFX largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
ADALTA CAPITAL MANAGEMENT LLC | 172.9K | 8.57% | 8.57% | $8.21B | Nov 17, 2025 | ▲ 3.1K |
22NW, LP | 117.9K | 5.84% | 5.84% | $5.60B | Nov 14, 2025 | — held |
AMERICAN FINANCIAL GROUP INC | 64.3K | 3.19% | 3.19% | $3.06B | Nov 10, 2025 | — held |
MORGAN STANLEY | 57.9K | 2.87% | 2.87% | $2.76B | May 27, 2026 | ▼ 2.3K |
RAYMOND JAMES FINANCIAL INC | 20.4K | 1.01% | 1.01% | $970.07M | Nov 14, 2025 | ▲ 590 |
BULLDOG INVESTORS, LLP | 19.2K | 95.26% | 95.26% | $915.26M | Nov 14, 2025 | — held |
LEGAL & GENERAL GROUP PLC | 12.7K | 62.93% | 62.93% | $604.60M | Nov 13, 2025 | ▼ 1.5K |
UBS GROUP AG | 2.1K | 10.40% | 10.40% | $99.97M | Nov 13, 2025 | ▲ 136 |
ADVISOR GROUP HOLDINGS, INC. | 697 | 3.46% | 3.46% | $33.83M | Nov 14, 2025 | ▼ 150 |
ALLWORTH FINANCIAL LP | 286 | 1.42% | 1.42% | $13.62M | Dec 2, 2025 | ▲ 286 |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
4
Increased
+4.1K shares1
New Positions
first time holders4
Decreased
−4.0K shares0
Sold Out
fully exitedNet shares change (top 50)
+152
+4.1K / −4.0K
Net new holders
+1
1 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
PFX insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Lorber David A CHAIRMAN AND CEO | May 12, 2026 | Purchase | 42,065 | $39.95 | $1.68M | 245.2K | Form 4 ↗ |
Amster Howard
| Mar 3, 2026 | Purchase | 11,500 | $42.56 | $489.4K | 248.2K | Form 4 ↗ |
Lorber David A CHAIRMAN AND CEO | Dec 24, 2025 | Purchase | 572 | $46.05 | $26.3K | 146.6K | Form 4 ↗ |
Lorber David A CHAIRMAN AND CEO | Dec 23, 2025 | Purchase | 133 | $45.59 | $6.1K | 146.0K | Form 4 ↗ |
Lorber David A CHAIRMAN AND CEO | Dec 22, 2025 | Purchase | 1,000 | $45.44 | $45.4K | 145.9K | Form 4 ↗ |
McMillan Ellida CHIEF FINANCIAL OFFICER | Dec 23, 2025 | Purchase | 150 | $45.33 | $6.8K | 3.4K | Form 4 ↗ |
McMillan Ellida CHIEF FINANCIAL OFFICER | Dec 22, 2025 | Purchase | 6 | $45.00 | $270 | 3.3K | Form 4 ↗ |
McMillan Ellida CHIEF FINANCIAL OFFICER | Dec 17, 2025 | Purchase | 37 | $44.00 | $1.6K | 3.3K | Form 4 ↗ |
Lorber David A CHAIRMAN AND CEO | Dec 17, 2025 | Purchase | 908 | $44.74 | $40.6K | 144.9K | Form 4 ↗ |
Lorber David A CHAIRMAN AND CEO | Dec 16, 2025 | Purchase | 138 | $44.45 | $6.1K | 144.0K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
PhenixFIN Corporation (PFX) is primarily owned by institutional investors, who hold approximately 24.3% of total shares outstanding. Company insiders own approximately 26.67%, while retail and public investors account for the remaining 49.05%.
The largest institutional shareholder of PhenixFIN Corporation is ADALTA CAPITAL MANAGEMENT LLC, holding approximately 172,939 shares — equal to 8.57% of outstanding shares — as of September 30, 2025.
A total of 16 institutional investors currently hold PFX stock, with a combined institutional value of approximately $22,309,044 as of the most recent 13F filing period.
Frequently asked questions
PFX ownershipPhenixFIN Corporation (PFX) is primarily owned by institutional investors, who hold approximately 24.3% of shares. The largest shareholder is ADALTA CAPITAL MANAGEMENT LLC with a 8.57% stake. Company insiders hold 26.67%. Data sourced from SEC Form 13F as of September 30, 2025.