
PennantPark Investment Corporation
PennantPark Investment Corporation (PNNT) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · PNNT · as of Sep 30, 2025
Ownership Breakdown
113
Institutional Holders
$84.52M
Total Inst. Value
▼ $4.57M vs Q2
65.30M
Shares Outstanding
freeFloat 96.74%
12.60M
13F Shares Held
▼ 407,438 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
PNNT largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
INVESCO LTD. | 1.84M | 2.81% | 2.81% | $12.32B | Nov 13, 2025 | — held |
LSV ASSET MANAGEMENT | 1.61M | 2.46% | 2.46% | $10.79B | Nov 6, 2025 | ▼ 174.2K |
TWO SIGMA ADVISERS, LP | 1.20M | 1.84% | 1.84% | $8.05B | Nov 14, 2025 | ▼ 76.7K |
TWO SIGMA INVESTMENTS, LP | 881.5K | 1.35% | 1.35% | $5.92B | Nov 14, 2025 | ▼ 46.6K |
BLACKROCK, INC. | 618.6K | 94.74% | 94.74% | $4.15B | Nov 12, 2025 | ▲ 118.2K |
ADVISORS ASSET MANAGEMENT, INC. | 550.5K | 84.31% | 84.31% | $3.69B | Nov 6, 2025 | ▲ 23.7K |
TRUVESTMENTS CAPITAL LLC | 523.3K | 80.14% | 80.14% | $3.51B | Nov 14, 2025 | ▼ 71.7K |
MORGAN STANLEY | 452.2K | 69.26% | 69.26% | $3.03B | May 27, 2026 | ▼ 25.8K |
LEGAL & GENERAL GROUP PLC | 403.1K | 61.73% | 61.73% | $2.71B | Nov 13, 2025 | ▼ 27.7K |
UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH | 348.8K | 53.42% | 53.42% | $2.34B | Oct 30, 2025 | — held |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
21
Increased
+565.1K shares0
New Positions
first time holders21
Decreased
−707.2K shares0
Sold Out
fully exitedNet shares change (top 50)
142.2K
+565.1K / −707.2K
Net new holders
+0
0 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
PNNT insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Allorto Richard T JR CFO and Treasurer | Mar 11, 2026 | Purchase | 15,000 | $4.88 | $73.2K | 30.0K | Form 4 ↗ |
Flug Jeffrey director | Dec 5, 2025 | Sale | 20,000 | $5.85 | $117.0K | 153.9K | Form 4 ↗ |
Flug Jeffrey director | Dec 8, 2025 | Sale | 121,533 | $5.92 | $719.1K | 32.4K | Form 4 ↗ |
Flug Jeffrey director | Dec 3, 2025 | Sale | 10,000 | $5.75 | $57.5K | 197.2K | Form 4 ↗ |
Flug Jeffrey director | Dec 4, 2025 | Sale | 23,303 | $5.78 | $134.6K | 173.9K | Form 4 ↗ |
Briones Jose A director | Dec 1, 2025 | Purchase | 4,235 | $5.91 | $25.0K | 274.7K | Form 4 ↗ |
Flug Jeffrey director | Nov 28, 2025 | Sale | 15,000 | $6.06 | $90.9K | 228.3K | Form 4 ↗ |
Flug Jeffrey director | Dec 1, 2025 | Sale | 21,100 | $6.04 | $127.4K | 207.2K | Form 4 ↗ |
Flug Jeffrey director | Nov 26, 2025 | Sale | 25,000 | $6.03 | $150.7K | 243.3K | Form 4 ↗ |
Briones Jose A director | May 21, 2025 | Purchase | 1,515 | $6.59 | $10.0K | 270.5K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
PennantPark Investment Corporation (PNNT) is primarily owned by institutional investors, who hold approximately 19.3% of total shares outstanding. Company insiders own approximately 3.26%, while retail and public investors account for the remaining 77.45%.
The largest institutional shareholder of PennantPark Investment Corporation is INVESCO LTD., holding approximately 1.84 million shares — equal to 2.81% of outstanding shares — as of September 30, 2025.
A total of 113 institutional investors currently hold PNNT stock, with a combined institutional value of approximately $84,517,804 as of the most recent 13F filing period.
Frequently asked questions
PNNT ownershipPennantPark Investment Corporation (PNNT) is primarily owned by institutional investors, who hold approximately 19.3% of shares. The largest shareholder is INVESCO LTD. with a 2.81% stake. Company insiders hold 3.26%. Data sourced from SEC Form 13F as of September 30, 2025.