Prospect Capital Corporation
Prospect Capital Corporation (PSEC) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · PSEC · as of Sep 30, 2025
Ownership Breakdown
233
Institutional Holders
▲ 2 vs Q2
$224.41M
Total Inst. Value
▲ $15.80M vs Q2
501.01M
Shares Outstanding
freeFloat 81.23%
81.56M
13F Shares Held
▼ 7.77M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
PSEC largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
VAN ECK ASSOCIATES CORP | 10.26M | 2.33% | 2.33% | $28.20B | Nov 13, 2025 | ▲ 866.9K |
TWO SIGMA ADVISERS, LP | 6.77M | 1.54% | 1.54% | $18.63B | Nov 14, 2025 | ▲ 1.51M |
MARSHALL WACE, LLP | 6.67M | 1.51% | 1.51% | $18.34B | Nov 13, 2025 | ▲ 2.76M |
MILLENNIUM MANAGEMENT LLC | 6.23M | 1.42% | 1.42% | $17.14B | Nov 14, 2025 | ▲ 4.77M |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4.65M | 1.06% | 1.06% | $12.78B | Nov 14, 2025 | ▲ 3.38M |
TWO SIGMA INVESTMENTS, LP | 4.10M | 93.05% | 93.05% | $11.27B | Nov 14, 2025 | ▲ 2.05M |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3.74M | 84.85% | 84.85% | $10.27B | Nov 14, 2025 | ▲ 2.62M |
UBS GROUP AG | 3.45M | 78.43% | 78.43% | $9.50B | Nov 13, 2025 | ▼ 154.2K |
GENDELL JEFFREY L | 3.17M | 71.91% | 71.91% | $8.71B | Nov 14, 2025 | NEW |
MORGAN STANLEY | 2.93M | 66.55% | 66.55% | $8.06B | May 27, 2026 | ▼ 178.8K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
33
Increased
+24.72M shares2
New Positions
first time holders14
Decreased
−7.95M shares0
Sold Out
fully exitedNet shares change (top 50)
+16.77M
+24.72M / −7.95M
Net new holders
+21
2 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
PSEC insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
7
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Barry John F CHIEF EXECUTIVE OFFICER | May 26, 2026 | Purchase | 3,000 | $2.33 | $7.0K | 87.12M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 26, 2026 | Purchase | 430,000 | $2.32 | $999.7K | 87.12M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 32,000 | $2.29 | $73.3K | 86.69M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 100,000 | $2.32 | $231.8K | 86.66M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 100,000 | $2.33 | $233.4K | 86.56M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 21, 2026 | Purchase | 100,000 | $2.24 | $224.1K | 86.46M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 21, 2026 | Purchase | 100,000 | $2.28 | $227.7K | 86.36M | Form 4 ↗ |
Eliasek M Grier Chief Operating Officer | Feb 11, 2026 | Purchase | 942,800 | $2.92 | $2.75M | 3.44M | Form 4 ↗ |
Eliasek M Grier Chief Operating Officer | Sep 25, 2025 | Purchase | 370,000 | $2.71 | $1.00M | 2.50M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | Sep 25, 2025 | Purchase | 925,000 | $2.72 | $2.52M | 86.07M | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Prospect Capital Corporation (PSEC) is primarily owned by institutional investors, who hold approximately 16.3% of total shares outstanding. Company insiders own approximately 18.77%, while retail and public investors account for the remaining 64.95%.
The largest institutional shareholder of Prospect Capital Corporation is VAN ECK ASSOCIATES CORP, holding approximately 10.26 million shares — equal to 2.33% of outstanding shares — as of September 30, 2025.
A total of 233 institutional investors currently hold PSEC stock, with a combined institutional value of approximately $224,407,759 as of the most recent 13F filing period.
Frequently asked questions
PSEC ownershipProspect Capital Corporation (PSEC) is primarily owned by institutional investors, who hold approximately 16.3% of shares. The largest shareholder is VAN ECK ASSOCIATES CORP with a 2.33% stake. Company insiders hold 18.77%. Data sourced from SEC Form 13F as of September 30, 2025.