Rand Capital Corporation
Rand Capital Corporation (RAND) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · RAND · as of Sep 30, 2025
Ownership Breakdown
7
Institutional Holders
▼ 2 vs Q2
$808,450
Total Inst. Value
▼ $72,845 vs Q2
2.97M
Shares Outstanding
freeFloat 23.96%
51,564
13F Shares Held
▼ 897 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
RAND largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 9 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 16.3K | 54.76% | 54.76% | $235.80M | Nov 13, 2025 | ▼ 98 |
COURIER CAPITAL LLC | 15.4K | 51.79% | 51.79% | $223.04M | Oct 29, 2025 | — held |
SHUFRO ROSE & CO LLC | 14.0K | 47.14% | 47.14% | $262.78M | Nov 12, 2025 | — held |
UBS GROUP AG | 5.3K | 17.88% | 17.88% | $76.98M | Nov 13, 2025 | ▼ 498 |
ADVISOR GROUP HOLDINGS, INC. | 603 | 2.03% | 2.03% | $9.73M | Nov 14, 2025 | — held |
HARBOUR INVESTMENTS, INC. | 7 | 0.02% | 0.02% | $103,000 | Nov 12, 2025 | — held |
MORGAN STANLEY | 1 | 0.00% | 0.00% | $22,000 | May 27, 2026 | — held |
ROYAL BANK OF CANADA | 0 | 0.00% | 0.00% | $0 | Nov 14, 2025 | EXIT |
WELLS FARGO & COMPANY/MN | 0 | 0.00% | 0.00% | $0 | Nov 13, 2025 | EXIT |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
0
Increased
+0 shares0
New Positions
first time holders2
Decreased
−596 shares2
Sold Out
fully exitedNet shares change (top 50)
596
+0 / −596
Net new holders
-4
0 new / 2 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
RAND insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
12
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 200 | $15.00 | $3.0K | 33.5K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 250 | $15.00 | $3.8K | 33.3K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 100 | $15.00 | $1.5K | 33.1K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 10 | $14.56 | $145.6 | 33.0K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 25 | $14.55 | $363.75 | 33.0K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 100 | $14.55 | $1.5K | 33.0K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 100 | $14.57 | $1.5K | 32.9K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 10 | $14.60 | $146 | 32.8K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 10 | $14.57 | $145.7 | 32.8K | Form 4 ↗ |
Gusky Adam Samuel director | Sep 15, 2025 | Purchase | 25 | $14.58 | $364.5 | 32.7K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Rand Capital Corporation (RAND) is primarily owned by institutional investors, who hold approximately 1.7% of total shares outstanding. Company insiders own approximately 76.04%, while retail and public investors account for the remaining 22.22%.
The largest institutional shareholder of Rand Capital Corporation is O'SHAUGHNESSY ASSET MANAGEMENT, LLC, holding approximately 16,262 shares — equal to 54.76% of outstanding shares — as of September 30, 2025.
A total of 7 institutional investors currently hold RAND stock, with a combined institutional value of approximately $808,450 as of the most recent 13F filing period.
Frequently asked questions
RAND ownershipRand Capital Corporation (RAND) is primarily owned by institutional investors, who hold approximately 1.7% of shares. The largest shareholder is O'SHAUGHNESSY ASSET MANAGEMENT, LLC with a 54.76% stake. Company insiders hold 76.04%. Data sourced from SEC Form 13F as of September 30, 2025.