RiverNorth Opportunities Fund, Inc.

RIVNYSEFinancial Services● Active

$11.54

+$0.09(+0.74%)

Market Cap$250291102

P/E Ratio—

52W High$12.36

52W Low$10.93

Avg Volume75K

Open$11.45

Beta0.67

Insider Trades Ownership Employees

RiverNorth Opportunities Fund, Inc. (RIV) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · RIV · as of Jun 9, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

∞

Buy/Sell (by trades)

Overall sentiment

BULLISH

↑ Buy 100%Active transactions only · RSU vesting excluded0% Sell ↓

RiverNorth Opportunities Fund, Inc. insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 9, 2026

RIV insider buying and selling by quarter

RIV insider selling · RIV insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

77K38K0

2021 Q4

2022 Q1

2022 Q3

2022 Q4

2023 Q2

2023 Q4

2024 Q4

2025 Q3

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 9, 2026

Active insiders

Most active in past 12 months · RIV ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

RIV executive sell shares · RIV board member insider trading · RIV insider trading SEC filing

Showing 30 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Oct 10, 2025	RiverNorth Strategic Holdings, LLC other: Holding Co	Other	25,599	$11.95	$306K	102,395	Form 4
Jun 4, 2021	Schmucker Brian H	Sale	4,000	$17.88	$72K	0	Form 4
May 7, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	8,800	$18.09	$159K	17,489	Form 4
May 10, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	4,917	$18.04	$89K	12,572	Form 4
Apr 30, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	5,302	$17.68	$94K	26,289	Form 4
Apr 23, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	5,000	$17.47	$87K	31,591	Form 4
Apr 13, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	7,114	$17.77	$126K	36,591	Form 4
Mar 31, 2021	Schmucker Brian H	Sale	15,000	$17.38	$261K	11,616	Form 4
Apr 1, 2021	Schmucker Brian H	Sale	7,616	$17.54	$134K	4,000	Form 4
Apr 5, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	4,000	$17.60	$70K	43,705	Form 4
Mar 21, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	6,279	$17.36	$109K	47,705	Form 4
Mar 17, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	5,000	$17.68	$88K	53,984	Form 4
Mar 5, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	8,500	$17.02	$145K	69,494	Form 4
Mar 12, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	5,000	$17.60	$88K	64,494	Form 4
Mar 15, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	5,510	$17.72	$98K	58,984	Form 4
Mar 3, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	7,635	$17.37	$133K	77,994	Form 4
Feb 5, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	8,792	$17.34	$152K	95,079	Form 4
Feb 9, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	9,450	$17.50	$165K	85,629	Form 4
Feb 4, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	2,000	$17.17	$34K	112,663	Form 4
Feb 5, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	8,792	$17.34	$152K	103,871	Form 4
Feb 2, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	2,000	$17.01	$34K	122,122	Form 4
Feb 3, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sale	7,459	$17.01	$127K	114,663	Form 4
Mar 23, 2020	O'Neill Stephen Andrew	Purchase	500	$9.35	$5K	47,722	Form 4
Mar 23, 2020	O'Neill Stephen Andrew	Purchase	2,000	$9.39	$19K	47,222	Form 4
Mar 12, 2020	Galley Patrick W. Director	Purchase	1,000	$12.48	$12K	140,571	Form 4

RiverNorth Strategic Holdings, LLC

other: Holding Co

Other

Date

Oct 10

25,599

Price

$11.95

Value

$306K

View Form 4 on SEC.gov

Schmucker Brian H

Sale

Date

Jun 4

4,000

Price

$17.88

Value

$72K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

May 7

8,800

Price

$18.09

Value

$159K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

May 10

4,917

Price

$18.04

Value

$89K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Apr 30

5,302

Price

$17.68

Value

$94K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Apr 23

5,000

Price

$17.47

Value

$87K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Apr 13

7,114

Price

$17.77

Value

$126K

View Form 4 on SEC.gov

Schmucker Brian H

Sale

Date

Mar 31

15,000

Price

$17.38

Value

$261K

View Form 4 on SEC.gov

Schmucker Brian H

Sale

Date

Apr 1

7,616

Price

$17.54

Value

$134K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Apr 5

4,000

Price

$17.60

Value

$70K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 21

6,279

Price

$17.36

Value

$109K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 17

5,000

Price

$17.68

Value

$88K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 5

8,500

Price

$17.02

Value

$145K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 12

5,000

Price

$17.60

Value

$88K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 15

5,510

Price

$17.72

Value

$98K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Mar 3

7,635

Price

$17.37

Value

$133K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 5

8,792

Price

$17.34

Value

$152K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 9

9,450

Price

$17.50

Value

$165K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 4

2,000

Price

$17.17

Value

$34K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 5

8,792

Price

$17.34

Value

$152K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 2

2,000

Price

$17.01

Value

$34K

View Form 4 on SEC.gov

RIVERNORTH CAPITAL MANAGEMENT, LLC

Sale

Date

Feb 3

7,459

Price

$17.01

Value

$127K

View Form 4 on SEC.gov

O'Neill Stephen Andrew

Purchase

Date

Mar 23

500

Price

$9.35

Value

$5K

View Form 4 on SEC.gov

O'Neill Stephen Andrew

Purchase

Date

Mar 23

2,000

Price

$9.39

Value

$19K

View Form 4 on SEC.gov

Galley Patrick W.

Director

Purchase

Date

Mar 12

1,000

Price

$12.48

Value

$12K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 2

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About RIV insider trading

RIV insider trades

RiverNorth Opportunities Fund, Inc. (RIV) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including RiverNorth Strategic Holdings, LLC (other: Holding Co). Over the past 12 months, 1 insiders have filed transactions with the SEC. RIV insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For RiverNorth Opportunities Fund, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

RIV insider trading · 5 questions

The insiders of RiverNorth Opportunities Fund, Inc. (RIV) include executives and directors such as RiverNorth Strategic Holdings, LLC (other: Holding Co), among others. Over the past 12 months, 1 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

RIV board member insider tradingwho are RIV insidersRIV insider rosterRiverNorth Opportunities Fund, Inc. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026