RiverNorth Opportunities Fund, Inc.
RiverNorth Opportunities Fund, Inc. (RIV) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · RIV · as of Sep 30, 2025
Ownership Breakdown
53
Institutional Holders
▲ 5 vs Q2
$70.96M
Total Inst. Value
▲ $8.26M vs Q2
21.70M
Shares Outstanding
freeFloat 97.98%
5.91M
13F Shares Held
▲ 795,554 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
RIV largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MORGAN STANLEY | 1.78M | 8.30% | 8.30% | $21.37B | May 27, 2026 | ▲ 14.7K |
PENSERRA CAPITAL MANAGEMENT LLC | 603.1K | 2.81% | 2.81% | $7.24B | Nov 4, 2025 | ▲ 14.8K |
LPL FINANCIAL LLC | 516.1K | 2.40% | 2.40% | $6.19B | Nov 12, 2025 | ▲ 69.3K |
WELLS FARGO & COMPANY/MN | 256.5K | 1.19% | 1.19% | $3.08B | Nov 13, 2025 | ▼ 1.3K |
ENVESTNET ASSET MANAGEMENT INC | 192.7K | 89.75% | 89.75% | $2.31B | Nov 5, 2025 | ▲ 3.1K |
ROYAL BANK OF CANADA | 190.6K | 88.78% | 88.78% | $2.29B | Nov 14, 2025 | ▼ 10.6K |
SIT INVESTMENT ASSOCIATES INC | 187.9K | 87.51% | 87.51% | $2.25B | Nov 13, 2025 | NEW |
PRINCIPAL SECURITIES, INC. | 183.7K | 85.56% | 85.56% | $2.20B | Nov 12, 2025 | ▲ 1.1K |
TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 145.4K | 67.73% | 67.73% | $1.75B | Nov 13, 2025 | ▲ 7.8K |
STIFEL FINANCIAL CORP | 127.0K | 59.16% | 59.16% | $1.52B | Nov 12, 2025 | ▲ 33.4K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
21
Increased
+218.0K shares10
New Positions
first time holders10
Decreased
−31.4K shares0
Sold Out
fully exitedNet shares change (top 50)
+186.6K
+218.0K / −31.4K
Net new holders
+21
10 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
RIV insider trading · insider activity
Source: SEC Form 4
0
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
O'Neill Stephen Andrew Portfolio Manager | Oct 10, 2025 | J-Other | 15,000 | $11.95 | $179.3K | 94.8K | Form 4 ↗ |
Raio Jerry director | Oct 10, 2025 | J-Other | 3,834 | $11.95 | $45.8K | 8.4K | Form 4 ↗ |
RiverNorth Strategic Holdings, LLC Holding Co | Oct 10, 2025 | J-Other | 25,599 | $11.95 | $305.9K | 102.4K | Form 4 ↗ |
Galley Patrick W. President | Oct 10, 2025 | J-Other | 112,213 | $11.95 | $1.34M | 330.7K | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Nov 22, 2024 | J-Other | 76,796 | — | — | 0 | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | Dec 27, 2023 | Award | 12,608 | $11.12 | $140.2K | 89.4K | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | Dec 14, 2023 | Award | 8,674 | $11.06 | $96.0K | 76.8K | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | Dec 8, 2023 | Award | 600 | $10.83 | $6.5K | 68.1K | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | Dec 7, 2023 | Award | 292 | $10.77 | $3.1K | 67.5K | Form 4 ↗ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | Dec 4, 2023 | Award | 1,053 | $10.68 | $11.2K | 67.2K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
RiverNorth Opportunities Fund, Inc. (RIV) is primarily owned by institutional investors, who hold approximately 27.2% of total shares outstanding. Company insiders own approximately 2.02%, while retail and public investors account for the remaining 70.74%.
The largest institutional shareholder of RiverNorth Opportunities Fund, Inc. is MORGAN STANLEY, holding approximately 1.78 million shares — equal to 8.30% of outstanding shares — as of September 30, 2025.
A total of 53 institutional investors currently hold RIV stock, with a combined institutional value of approximately $70,958,719 as of the most recent 13F filing period.
Frequently asked questions
RIV ownershipRiverNorth Opportunities Fund, Inc. (RIV) is primarily owned by institutional investors, who hold approximately 27.2% of shares. The largest shareholder is MORGAN STANLEY with a 8.30% stake. Company insiders hold 2.02%. Data sourced from SEC Form 13F as of September 30, 2025.