S&W Seed Company
S&W Seed Company (SANW) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SANW · as of Sep 30, 2025
Ownership Breakdown
2
Institutional Holders
▼ 11 vs Q2
$52,537
Total Inst. Value
▼ $561,808 vs Q2
2.15M
Shares Outstanding
freeFloat 94.85%
150,105
13F Shares Held
▼ 131,823 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SANW largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
WYNNEFIELD CAPITAL INC agricultural production-crops | 150.0K | 6.99% | 6.99% | $52.50M | Nov 14, 2025 | ▼ 73.7K |
ADVISOR GROUP HOLDINGS, INC. agricultural production-crops | 105 | 0.49% | 0.49% | $37,000 | Nov 14, 2025 | ▼ 82 |
VANGUARD GROUP INC agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 7, 2025 | EXIT |
MORGAN STANLEY agricultural production-crops | 0 | 0.00% | 0.00% | $0 | May 27, 2026 | EXIT |
GROUP ONE TRADING, L.P. agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 12, 2025 | EXIT |
WHITTIER TRUST CO agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Oct 31, 2025 | EXIT |
GEODE CAPITAL MANAGEMENT, LLC agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 12, 2025 | EXIT |
TOWER RESEARCH CAPITAL LLC (TRC) agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 14, 2025 | EXIT |
UBS GROUP AG agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 13, 2025 | EXIT |
SBI SECURITIES CO., LTD. agricultural production-crops | 0 | 0.00% | 0.00% | $0 | Nov 5, 2025 | EXIT |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
0
Increased
+0 shares0
New Positions
first time holders2
Decreased
−73.8K shares11
Sold Out
fully exitedNet shares change (top 50)
73.8K
+0 / −73.8K
Net new holders
-13
0 new / 11 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SANW insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Baughman Vanessa CHIEF FINANCIAL OFFICER | Apr 1, 2025 | Tax Withhold | 161 | $7.19 | $1.2K | 4.9K | Form 4 ↗ |
Herrmann Mark President and CEO | Mar 5, 2025 | Award | 25,000 | $7.63 | $190.8K | 25.0K | Form 4 ↗ |
Baughman Vanessa CHIEF FINANCIAL OFFICER | Jan 1, 2025 | Tax Withhold | 161 | $7.99 | $1.3K | 5.1K | Form 4 ↗ |
MFP PARTNERS LP 10 percent owner | Dec 19, 2024 | Sale | 200,000 | $0.15 | $30.0K | 993.2K | Form 4 ↗ |
Wong Mark director | Dec 17, 2024 | Award | 10,212 | — | — | 41.2K | Form 4 ↗ |
Rona Jeffrey A director | Dec 17, 2024 | Award | 12,725 | — | — | 20.7K | Form 4 ↗ |
WILLITS ALAN D director | Dec 17, 2024 | Award | 16,727 | — | — | 61.8K | Form 4 ↗ |
Matina Alexander C director | Dec 17, 2024 | Award | 13,297 | — | — | 30.8K | Form 4 ↗ |
Herrmann Mark President and CEO | Oct 30, 2024 | Award | 150,000 | $2.30 | $345.0K | 150.0K | Form 4 ↗ |
Herrmann Mark President and CEO | Oct 30, 2024 | Award | 52,170 | $2.30 | $120.0K | 52.2K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
S&W Seed Company (SANW) is primarily owned by institutional investors, who hold approximately 7.0% of total shares outstanding. Company insiders own approximately 5.15%, while retail and public investors account for the remaining 87.86%.
The largest institutional shareholder of S&W Seed Company is WYNNEFIELD CAPITAL INC, holding approximately 150,000 shares — equal to 6.99% of outstanding shares — as of September 30, 2025.
A total of 2 institutional investors currently hold SANW stock, with a combined institutional value of approximately $52,537 as of the most recent 13F filing period.
Frequently asked questions
SANW ownershipS&W Seed Company (SANW) is primarily owned by institutional investors, who hold approximately 7.0% of shares. The largest shareholder is WYNNEFIELD CAPITAL INC with a 6.99% stake. Company insiders hold 5.15%. Data sourced from SEC Form 13F as of September 30, 2025.