
United-Guardian, Inc.
United-Guardian, Inc. (UG) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · UG · as of Sep 30, 2025
Ownership Breakdown
31
Institutional Holders
▼ 1 vs Q2
$7.80M
Total Inst. Value
▼ $472,913 vs Q2
4.59M
Shares Outstanding
freeFloat 64.35%
995,145
13F Shares Held
▼ 41,118 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
UG largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
RENAISSANCE TECHNOLOGIES LLC perfumes, cosmetics & other toilet preparations | 184.8K | 4.02% | 4.02% | $1.45B | Nov 13, 2025 | ▼ 3.2K |
GAMCO INVESTORS, INC. ET AL perfumes, cosmetics & other toilet preparations | 159.5K | 3.47% | 3.47% | $1.25B | Nov 12, 2025 | — held |
VANGUARD GROUP INC perfumes, cosmetics & other toilet preparations | 150.4K | 3.27% | 3.27% | $1.17B | Nov 7, 2025 | — held |
RODGERS BROTHERS INC. perfumes, cosmetics & other toilet preparations | 82.3K | 1.79% | 1.79% | $646.55M | Nov 12, 2025 | ▼ 7.5K |
DIMENSIONAL FUND ADVISORS LP perfumes, cosmetics & other toilet preparations | 77.5K | 1.69% | 1.69% | $604.77M | Nov 12, 2025 | ▲ 608 |
perfumes, cosmetics & other toilet preparations | 54.0K | 1.17% | 1.17% | $424.10M | Nov 12, 2025 | NEW |
PARTHENON LLC perfumes, cosmetics & other toilet preparations | 50.9K | 1.11% | 1.11% | $400.11M | Oct 31, 2025 | ▼ 1.0K |
GABELLI FUNDS LLC perfumes, cosmetics & other toilet preparations | 38.0K | 82.71% | 82.71% | $298.65M | Nov 12, 2025 | — held |
GEODE CAPITAL MANAGEMENT, LLC perfumes, cosmetics & other toilet preparations | 32.9K | 71.54% | 71.54% | $256.45M | Nov 12, 2025 | ▲ 265 |
UBS GROUP AG perfumes, cosmetics & other toilet preparations | 21.6K | 46.96% | 46.96% | $169.57M | Nov 13, 2025 | ▼ 8.2K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
5
Increased
+2.0K shares3
New Positions
first time holders8
Decreased
−37.1K shares3
Sold Out
fully exitedNet shares change (top 50)
35.1K
+2.0K / −37.1K
Net new holders
-3
3 new / 3 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
UG insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
GLOBUS KENNETH H director | Jan 21, 2026 | Gift | 7,480 | — | — | 1.03M | Form 4 ↗ |
GLOBUS KENNETH H President | Feb 19, 2021 | Gift | 8,400 | — | — | 1.32M | Form 4 ↗ |
GLOBUS KENNETH H President | Mar 5, 2020 | Gift | 8,000 | — | — | 1.33M | Form 4 ↗ |
GLOBUS KENNETH H President | May 20, 2019 | Gift | 5,600 | — | — | 1.35M | Form 4 ↗ |
GLOBUS KENNETH H President | Sep 24, 2018 | Gift | 5,620 | — | — | 1.36M | Form 4 ↗ |
GLOBUS KENNETH H President | Aug 1, 2017 | Gift | 2,000 | — | — | 1.37M | Form 4 ↗ |
GLOBUS KENNETH H President | Jul 5, 2017 | Gift | 6,700 | — | — | 1.38M | Form 4 ↗ |
GLOBUS KENNETH H President | Dec 9, 2016 | Gift | 5,300 | — | — | 1.39M | Form 4 ↗ |
VERNICE JOSEPH J Vice President | Aug 15, 2016 | Sale | 3,126 | $14.95 | $46.7K | 3.4K | Form 4 ↗ |
VERNICE JOSEPH J Vice President | Aug 15, 2016 | Sale | 1,400 | $14.76 | $20.7K | 2.0K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
United-Guardian, Inc. (UG) is primarily owned by institutional investors, who hold approximately 21.7% of total shares outstanding. Company insiders own approximately 35.65%, while retail and public investors account for the remaining 42.69%.
The largest institutional shareholder of United-Guardian, Inc. is RENAISSANCE TECHNOLOGIES LLC, holding approximately 184,763 shares — equal to 4.02% of outstanding shares — as of September 30, 2025.
A total of 31 institutional investors currently hold UG stock, with a combined institutional value of approximately $7,803,840 as of the most recent 13F filing period.
Frequently asked questions
UG ownershipUnited-Guardian, Inc. (UG) is primarily owned by institutional investors, who hold approximately 21.7% of shares. The largest shareholder is RENAISSANCE TECHNOLOGIES LLC with a 4.02% stake. Company insiders hold 35.65%. Data sourced from SEC Form 13F as of September 30, 2025.