Companies: 10,795·Total market cap: $144.5T
United-Guardian, Inc.

United-Guardian, Inc.

UGNASDAQConsumer Defensive● Active
$6.89
$-0.12(-1.71%)
Market Cap$31654858
P/E Ratio
52W High$9.88
52W Low$5.58

United-Guardian, Inc. (UG) Stock Ownership

Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.

SEC 13F · FMP · UG · as of Sep 30, 2025

Ownership Breakdown

Institutions 21.66%
Insiders 35.65%
Public 42.69%

31

Institutional Holders

▼ 1 vs Q2

$7.80M

Total Inst. Value

▼ $472,913 vs Q2

4.59M

Shares Outstanding

freeFloat 64.35%

995,145

13F Shares Held

▼ 41,118 vs Q2

Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.

Top Institutional Holders

UG largest shareholders · institutional ownership

Q3 2025 · SEC 13F

Showing top 10 holders

HolderShares% OwnedWeightValueReportedChange

RENAISSANCE TECHNOLOGIES LLC

perfumes, cosmetics & other toilet preparations

184.8K4.02%

4.02%

$1.45BNov 13, 2025 3.2K

GAMCO INVESTORS, INC. ET AL

perfumes, cosmetics & other toilet preparations

159.5K3.47%

3.47%

$1.25BNov 12, 2025— held

VANGUARD GROUP INC

perfumes, cosmetics & other toilet preparations

150.4K3.27%

3.27%

$1.17BNov 7, 2025— held

RODGERS BROTHERS INC.

perfumes, cosmetics & other toilet preparations

82.3K1.79%

1.79%

$646.55MNov 12, 2025 7.5K

DIMENSIONAL FUND ADVISORS LP

perfumes, cosmetics & other toilet preparations

77.5K1.69%

1.69%

$604.77MNov 12, 2025 608

perfumes, cosmetics & other toilet preparations

54.0K1.17%

1.17%

$424.10MNov 12, 2025NEW

PARTHENON LLC

perfumes, cosmetics & other toilet preparations

50.9K1.11%

1.11%

$400.11MOct 31, 2025 1.0K

GABELLI FUNDS LLC

perfumes, cosmetics & other toilet preparations

38.0K82.71%

82.71%

$298.65MNov 12, 2025— held

GEODE CAPITAL MANAGEMENT, LLC

perfumes, cosmetics & other toilet preparations

32.9K71.54%

71.54%

$256.45MNov 12, 2025 265

UBS GROUP AG

perfumes, cosmetics & other toilet preparations

21.6K46.96%

46.96%

$169.57MNov 13, 2025 8.2K

Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).

Institutional Activity

Q3 2025 vs prior quarter

Q3 2025

Net institutional sentimentBearish — more selling than buying

5

Increased

+2.0K shares

3

New Positions

first time holders

8

Decreased

−37.1K shares

3

Sold Out

fully exited

Net shares change (top 50)

35.1K

+2.0K / −37.1K

Net new holders

-3

3 new / 3 exited

Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).

Insider Buying vs Selling

UG insider trading · insider activity

Source: SEC Form 4

Buy 13%Active transactions only88% Sell

Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.

0

Buy transactions

1

Sell transactions

0.00

Buy/Sell ratio

$0M

Total disposed

Recent Insider Transactions

Showing 10 most recent · Common Stock only

Name · RoleDateTypeSharesPriceValueAfter Trans.Filing

GLOBUS KENNETH H

director

Jan 21, 2026Gift7,4801.03MForm 4 ↗

GLOBUS KENNETH H

President

Feb 19, 2021Gift8,4001.32MForm 4 ↗

GLOBUS KENNETH H

President

Mar 5, 2020Gift8,0001.33MForm 4 ↗

GLOBUS KENNETH H

President

May 20, 2019Gift5,6001.35MForm 4 ↗

GLOBUS KENNETH H

President

Sep 24, 2018Gift5,6201.36MForm 4 ↗

GLOBUS KENNETH H

President

Aug 1, 2017Gift2,0001.37MForm 4 ↗

GLOBUS KENNETH H

President

Jul 5, 2017Gift6,7001.38MForm 4 ↗

GLOBUS KENNETH H

President

Dec 9, 2016Gift5,3001.39MForm 4 ↗

VERNICE JOSEPH J

Vice President

Aug 15, 2016Sale3,126$14.95$46.7K3.4KForm 4 ↗

VERNICE JOSEPH J

Vice President

Aug 15, 2016Sale1,400$14.76$20.7K2.0KForm 4 ↗

Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.

About institutional & insider ownership

United-Guardian, Inc. (UG) is primarily owned by institutional investors, who hold approximately 21.7% of total shares outstanding. Company insiders own approximately 35.65%, while retail and public investors account for the remaining 42.69%.

The largest institutional shareholder of United-Guardian, Inc. is RENAISSANCE TECHNOLOGIES LLC, holding approximately 184,763 shares — equal to 4.02% of outstanding shares — as of September 30, 2025.

A total of 31 institutional investors currently hold UG stock, with a combined institutional value of approximately $7,803,840 as of the most recent 13F filing period.

Frequently asked questions

UG ownership

United-Guardian, Inc. (UG) is primarily owned by institutional investors, who hold approximately 21.7% of shares. The largest shareholder is RENAISSANCE TECHNOLOGIES LLC with a 4.02% stake. Company insiders hold 35.65%. Data sourced from SEC Form 13F as of September 30, 2025.

who owns UG stockUG ownership structureSEC Form 13F institutional holdingsUG float vs institutions
Source: FMP · SEC Form 13F · SEC Form 4As of September 30, 2025