Great Elm Capital Corp.

GECCNASDAQFinancial Services● Active

$6.13

+$0.02(+0.25%)

Market Cap$70630940

P/E Ratio—

52W High$11.455

52W Low$4.63

Avg Volume102K

Open$6.08

Beta0.84

Overview

Great Elm Capital Corp. (GECC) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · GECC · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.52

Buy/Sell (by trades)

Overall sentiment

BEARISH

↑ Buy 34%Active transactions only · RSU vesting excluded66% Sell ↓

Great Elm Capital Corp. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

GECC insider buying and selling by quarter

GECC insider selling · GECC insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

372K186K0

2023 Q2

2023 Q3

2023 Q4

2024 Q1

2024 Q3

2024 Q4

2025 Q2

2025 Q3

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · GECC ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

GECC executive sell shares · GECC board member insider trading · GECC insider trading SEC filing

Showing 88 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Nov 7, 2025	Kaplan Matthew D CEO and President	Purchase	19,650	$7.64	$150K	142,400	Form 4
Sep 25, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	1,696	$11.45	$19K	1,560,573	Form 4
Sep 26, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	2,313	$11.45	$26K	1,558,260	Form 4
Sep 19, 2025	Davis Keri CFO	Award	1,406	—	—	24,618	Form 4
Sep 19, 2025	Davis Keri CFO	Award	3,820	—	—	23,212	Form 4
Sep 23, 2025	Davis Keri CFO	Other	2,725	$11.43	$31K	21,893	Form 4
Sep 19, 2025	Kleinman Adam M CCO and Secretary	Award	156	—	—	45,958	Form 4
Sep 19, 2025	Kleinman Adam M CCO and Secretary	Award	5,458	—	—	45,802	Form 4
Sep 23, 2025	Kleinman Adam M CCO and Secretary	Other	1,361	$11.43	$16K	44,597	Form 4
Sep 19, 2025	Kaplan Matthew D CEO and President	Award	1,055	—	—	130,961	Form 4
Sep 19, 2025	Kaplan Matthew D CEO and President	Award	37,117	—	—	129,906	Form 4
Sep 23, 2025	Kaplan Matthew D CEO and President	Other	8,211	$11.43	$94K	122,750	Form 4
Sep 19, 2025	Great Elm Group, Inc. 10 percent owner	Other	16,612	—	—	1,421,467	Form 4
Sep 20, 2025	Great Elm Group, Inc. 10 percent owner	Other	63,189	—	—	1,358,278	Form 4
Sep 22, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	48,248	$11.45	$552K	1,563,759	Form 4
Sep 23, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	1,490	$11.45	$17K	1,562,269	Form 4
Sep 18, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	100	$11.45	$1K	1,626,744	Form 4
Sep 19, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	14,737	$11.45	$169K	1,612,007	Form 4
Sep 15, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	20,938	$11.45	$240K	1,626,844	Form 4
Aug 25, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	25,711	$11.20	$288K	1,669,254	Form 4
Aug 26, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	21,472	$11.20	$240K	1,647,782	Form 4
Aug 21, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	26,705	$11.20	$299K	1,712,921	Form 4
Aug 22, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	17,956	$11.20	$201K	1,694,965	Form 4
Aug 18, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	363	$11.20	$4K	1,747,419	Form 4
Aug 20, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	7,793	$11.20	$87K	1,739,626	Form 4

Kaplan Matthew D

CEO and President

Purchase

Date

Nov 7

19,650

Price

$7.64

Value

$150K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 25

1,696

Price

$11.45

Value

$19K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 26

2,313

Price

$11.45

Value

$26K

View Form 4 on SEC.gov

Davis Keri

CFO

Award

Date

Sep 19

1,406

Price

—

Value

—

View Form 4 on SEC.gov

Davis Keri

CFO

Award

Date

Sep 19

3,820

Price

—

Value

—

View Form 4 on SEC.gov

Davis Keri

CFO

Other

Date

Sep 23

2,725

Price

$11.43

Value

$31K

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Award

Date

Sep 19

156

Price

—

Value

—

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Award

Date

Sep 19

5,458

Price

—

Value

—

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Other

Date

Sep 23

1,361

Price

$11.43

Value

$16K

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Award

Date

Sep 19

1,055

Price

—

Value

—

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Award

Date

Sep 19

37,117

Price

—

Value

—

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Other

Date

Sep 23

8,211

Price

$11.43

Value

$94K

View Form 4 on SEC.gov

Great Elm Group, Inc.

10 percent owner

Other

Date

Sep 19

16,612

Price

—

Value

—

View Form 4 on SEC.gov

Great Elm Group, Inc.

10 percent owner

Other

Date

Sep 20

63,189

Price

—

Value

—

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 22

48,248

Price

$11.45

Value

$552K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 23

1,490

Price

$11.45

Value

$17K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 18

100

Price

$11.45

Value

$1K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 19

14,737

Price

$11.45

Value

$169K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Sep 15

20,938

Price

$11.45

Value

$240K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 25

25,711

Price

$11.20

Value

$288K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 26

21,472

Price

$11.20

Value

$240K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 21

26,705

Price

$11.20

Value

$299K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 22

17,956

Price

$11.20

Value

$201K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 18

363

Price

$11.20

Value

$4K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

Date

Aug 20

7,793

Price

$11.20

Value

$87K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 4

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About GECC insider trading

GECC insider trades

Great Elm Capital Corp. (GECC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Great Elm Strategic Partnership I, LLC (10 percent owner), COHEN RICHARD M (Director), Kaplan Matthew D (CEO and President). Over the past 12 months, 5 insiders have filed transactions with the SEC. GECC insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Great Elm Capital Corp.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

GECC insider trading · 5 questions

The insiders of Great Elm Capital Corp. (GECC) include executives and directors such as Great Elm Strategic Partnership I, LLC (10 percent owner), COHEN RICHARD M (Director), Kaplan Matthew D (CEO and President), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

GECC board member insider tradingwho are GECC insidersGECC insider rosterGreat Elm Capital Corp. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026