Guggenheim Active Allocation Fund
Guggenheim Active Allocation Fund (GUG) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · GUG · as of Jun 9, 2026
Activity summary
Buy transactions
6
P-Purchase only
Sell transactions
1
12 Months
Buy/Sell ratio
6.00
Buy/Sell (by trades)
Overall sentiment
Guggenheim Active Allocation Fund insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 9, 2026
GUG insider buying and selling by quarter
GUG insider selling · GUG insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 9, 2026
Active insiders
Most active in past 12 months · GUG ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
GUG executive sell shares · GUG board member insider trading · GUG insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| Mar 6, 2026 | Barnes Randall C Director | Sale | 3,000 | $48K | Form 4 |
| Dec 18, 2025 | NYBERG RONALD Director | Purchase | 321 | $5K | Form 4 |
| May 5, 2025 | NYBERG RONALD Director | Purchase | 1,305 | $20K | Form 4 |
| Apr 1, 2025 | TOUPIN RONALD E JR Director | Purchase | 1,500 | $23K | Form 4 |
| Oct 3, 2024 | Barnes Randall C Director | Sale | 500 | $8K | Form 4 |
| Sep 3, 2024 | Brock-Kyle Angela Director | Purchase | 0.433 | $7 | Form 4 |
| Sep 3, 2024 | Brock-Kyle Angela Director | Purchase | 2 | $32 | Form 4 |
| Sep 3, 2024 | Brock-Kyle Angela Director | Purchase | 907 | $14K | Form 4 |
| Apr 1, 2024 | TOUPIN RONALD E JR Director | Purchase | 194 | $3K | Form 4 |
| Jan 30, 2024 | Barnes Randall C Director | Purchase | 385 | $6K | Form 4 |
| Dec 29, 2023 | TOUPIN RONALD E JR Director | Purchase | 200 | $3K | Form 4 |
| Dec 13, 2023 | Barnes Randall C Director | Purchase | 5,880 | $82K | Form 4 |
| Dec 8, 2023 | Barnes Randall C Director | Purchase | 2,000 | $28K | Form 4 |
| Dec 7, 2023 | Barnes Randall C Director | Purchase | 7,725 | $109K | Form 4 |
| Dec 6, 2023 | Barnes Randall C Director | Purchase | 14,705 | $206K | Form 4 |
| Dec 5, 2023 | Barnes Randall C Director | Purchase | 6,000 | $84K | Form 4 |
| Nov 30, 2023 | TOUPIN RONALD E JR Director | Purchase | 200 | $3K | Form 4 |
| Nov 30, 2023 | Barnes Randall C Director | Purchase | 1,000 | $14K | Form 4 |
| Oct 31, 2023 | Barnes Randall C Director | Purchase | 1,000 | $13K | Form 4 |
| Oct 31, 2023 | TOUPIN RONALD E JR Director | Purchase | 220 | $3K | Form 4 |
| Oct 23, 2023 | Brock-Kyle Angela Director | Purchase | 775 | $10K | Form 4 |
| Sep 29, 2023 | TOUPIN RONALD E JR Director | Purchase | 215 | $3K | Form 4 |
| Sep 29, 2023 | Barnes Randall C Director | Purchase | 1,784 | $24K | Form 4 |
| Sep 5, 2023 | Barnes Randall C Director | Purchase | 1,390 | $19K | Form 4 |
| Sep 1, 2023 | Barnes Randall C Director | Purchase | 333 | $5K | Form 4 |
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About GUG insider trading
GUG insider trades
Guggenheim Active Allocation Fund (GUG) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Barnes Randall C (Director), NYBERG RONALD (Director). Over the past 12 months, 2 insiders have filed transactions with the SEC. GUG insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Guggenheim Active Allocation Fund's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
GUG insider trading · 5 questionsThe insiders of Guggenheim Active Allocation Fund (GUG) include executives and directors such as Barnes Randall C (Director), NYBERG RONALD (Director), among others. Over the past 12 months, 2 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026