Universe Pharmaceuticals Inc.

UPCNASDAQHealthcare● Active

$3.62

+$0.35(+10.79%)

Market Cap$2040917

P/E Ratio—

52W High$11

52W Low$2

Avg Volume9K

Open$3.18

Beta1.60

Overview

Universe Pharmaceuticals Inc. (UPC) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · UPC · as of Jun 9, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

0.00

Buy/Sell (by trades)

Overall sentiment

NEUTRAL

↑ Buy 0%Active transactions only · RSU vesting excluded100% Sell ↓

Universe Pharmaceuticals Inc. insiders have shown mixed buying and selling activity over the past 12 Months.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 9, 2026

UPC insider buying and selling by quarter

UPC insider selling · UPC insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

1.1M547K0

2003 Q3

2003 Q4

2004 Q1

2004 Q2

2004 Q4

2026 Q1

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 9, 2026

Recent insider transactions

UPC executive sell shares · UPC board member insider trading · UPC insider trading SEC filing

Showing 44 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
May 3, 2004	WHITE JOHN V CEO,Union Planters Bank, Memph	Option	9,364	$19.17	$179K	81,923	Form 4
May 3, 2004	WHITE JOHN V CEO,Union Planters Bank, Memph	Other	6,468	$27.75	$179K	73,325	Form 4
May 3, 2004	WHITE JOHN V CEO,Union Planters Bank, Memph	Other	766	$27.75	$21K	72,559	Form 4
Apr 21, 2004	HARTON LYNN Senior Executive V.P.	Other	126	—	—	126	Form 4
Apr 21, 2004	HENRIQUES ADOLFO CEO,Union Planters Bank, FL	Other	28	—	—	671	Form 4
Apr 21, 2004	HENRIQUES ADOLFO CEO,Union Planters Bank, FL	Other	295	—	—	524	Form 4
Apr 21, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Other	305.164	$30.20	$9K	27,944.624	Form 4
Apr 21, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Other	2,250	—	—	19,551	Form 4
Apr 21, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Other	273	—	—	6,525	Form 4
Apr 21, 2004	POYNTER LOU ANN Director	Other	1,375	—	—	7,062	Form 4
Apr 21, 2004	POYNTER LOU ANN Director	Other	38	—	—	906	Form 4
Apr 21, 2004	SCHENCK STEVE J CEO,Union Planters Bank,IN	Other	451	—	—	3,772	Form 4
Apr 21, 2004	SCHENCK STEVE J CEO,Union Planters Bank,IN	Other	28	—	—	661	Form 4
Apr 21, 2004	WHITE JOHN V CEO,Union Planters Bank, Memph	Other	1,222	—	—	2,673	Form 4
Apr 21, 2004	WHITE JOHN V CEO,Union Planters Bank, Memph	Other	7	—	—	188	Form 4
Apr 7, 2004	AUSTIN ALBERT M Director	Gift	1,213	—	—	2,426	Form 4
Jan 27, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Option	21,546	$30.01	$647K	1,311,999	Form 4
Jan 27, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Option	13,780	$30.01	$414K	1,290,453	Form 4
Jan 27, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Option	308,212	$29.22	$9.01M⚡	1,276,673	Form 4
Jan 27, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Other	316,251	—	—	968,855	Form 4
Jan 27, 2004	MOORE JACKSON W Chairman and Chief Executive O · Director	Other	394	—	—	968,461	Form 4
Jan 26, 2004	SCHENCK STEVE J CEO,Union Planters Bank,IN	Option	17,230	$22.92	$395K	87,188	Form 4
Jan 26, 2004	SCHENCK STEVE J CEO,Union Planters Bank,IN	Other	12,349	$31.98	$395K	70,079	Form 4
Jan 26, 2004	SCHENCK STEVE J CEO,Union Planters Bank,IN	Other	121	$31.98	$4K	69,958	Form 4
Jan 23, 2004	POYNTER LOU ANN Director	Option	39,191	$25.59	$1.00M⚡	182,457	Form 4

WHITE JOHN V

CEO,Union Planters Bank, Memph

Option

Date

May 3

9,364

Price

$19.17

Value

$179K

View Form 4 on SEC.gov

WHITE JOHN V

CEO,Union Planters Bank, Memph

Other

Date

May 3

6,468

Price

$27.75

Value

$179K

View Form 4 on SEC.gov

WHITE JOHN V

CEO,Union Planters Bank, Memph

Other

Date

May 3

766

Price

$27.75

Value

$21K

View Form 4 on SEC.gov

HARTON LYNN

Senior Executive V.P.

Other

Date

Apr 21

126

Price

—

Value

—

View Form 4 on SEC.gov

HENRIQUES ADOLFO

CEO,Union Planters Bank, FL

Other

Date

Apr 21

Price

—

Value

—

View Form 4 on SEC.gov

HENRIQUES ADOLFO

CEO,Union Planters Bank, FL

Other

Date

Apr 21

295

Price

—

Value

—

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Other

Date

Apr 21

305.164

Price

$30.20

Value

$9K

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Other

Date

Apr 21

2,250

Price

—

Value

—

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Other

Date

Apr 21

273

Price

—

Value

—

View Form 4 on SEC.gov

POYNTER LOU ANN

Director

Other

Date

Apr 21

1,375

Price

—

Value

—

View Form 4 on SEC.gov

POYNTER LOU ANN

Director

Other

Date

Apr 21

Price

—

Value

—

View Form 4 on SEC.gov

SCHENCK STEVE J

CEO,Union Planters Bank,IN

Other

Date

Apr 21

451

Price

—

Value

—

View Form 4 on SEC.gov

SCHENCK STEVE J

CEO,Union Planters Bank,IN

Other

Date

Apr 21

Price

—

Value

—

View Form 4 on SEC.gov

WHITE JOHN V

CEO,Union Planters Bank, Memph

Other

Date

Apr 21

1,222

Price

—

Value

—

View Form 4 on SEC.gov

WHITE JOHN V

CEO,Union Planters Bank, Memph

Other

Date

Apr 21

Price

—

Value

—

View Form 4 on SEC.gov

AUSTIN ALBERT M

Director

Gift

Date

Apr 7

1,213

Price

—

Value

—

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Option

Date

Jan 27

21,546

Price

$30.01

Value

$647K

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Option

Date

Jan 27

13,780

Price

$30.01

Value

$414K

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Option

Date

Jan 27

308,212

Price

$29.22

Value

$9.01M ⚡

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Other

Date

Jan 27

316,251

Price

—

Value

—

View Form 4 on SEC.gov

MOORE JACKSON W

Chairman and Chief Executive O · Director

Other

Date

Jan 27

394

Price

—

Value

—

View Form 4 on SEC.gov

SCHENCK STEVE J

CEO,Union Planters Bank,IN

Option

Date

Jan 26

17,230

Price

$22.92

Value

$395K

View Form 4 on SEC.gov

SCHENCK STEVE J

CEO,Union Planters Bank,IN

Other

Date

Jan 26

12,349

Price

$31.98

Value

$395K

View Form 4 on SEC.gov

SCHENCK STEVE J

CEO,Union Planters Bank,IN

Other

Date

Jan 26

121

Price

$31.98

Value

$4K

View Form 4 on SEC.gov

POYNTER LOU ANN

Director

Option

Date

Jan 23

39,191

Price

$25.59

Value

$1.00M ⚡

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 2

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About UPC insider trading

UPC insider trades

Universe Pharmaceuticals Inc. (UPC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including UPC. Over the past 12 months, 0 insiders have filed transactions with the SEC. UPC insiders have been mixed buying and selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Universe Pharmaceuticals Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

UPC insider trading · 5 questions

The insiders of Universe Pharmaceuticals Inc. (UPC) include executives and directors such as UPC, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

UPC board member insider tradingwho are UPC insidersUPC insider rosterUniverse Pharmaceuticals Inc. executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 9, 2026