Prospect Capital Corporation
Prospect Capital Corporation（PSEC）股东结构
基于 13F 申报与流通股数据，展示机构、内部人与公众持股结构；下方为前十大机构、机构动向与内部人交易。
SEC 13F · FMP · PSEC · 截至 2025年9月30日
股东结构概览
233
机构持有人数
▲ 2 vs Q2
$224.41M
机构持仓总市值
▲ $15.80M vs Q2
501.01M
总流通股
freeFloat 81.23%
81.56M
13F 申报持股数
▼ 7.77M vs Q2
机构持仓% = 13F 持股数 ÷ 总流通股。内部人% = 100 − 自由流通率。散户% = 自由流通率 − 机构%。数据来源：FMP /symbol-positions-summary + /shares-float + SEC EDGAR。
前10大机构持仓
PSEC 最大股东 · 机构持仓
Q3 2025 · SEC 13F
显示前 10 家
| 机构 | 持股数 | 占比 | 权重 | 市值 | 申报日 | 变动 |
|---|---|---|---|---|---|---|
VAN ECK ASSOCIATES CORP | 10.26M | 2.33% | 2.33% | $28.20B | Nov 13, 2025 | ▲ 866.9K |
TWO SIGMA ADVISERS, LP | 6.77M | 1.54% | 1.54% | $18.63B | Nov 14, 2025 | ▲ 1.51M |
MARSHALL WACE, LLP | 6.67M | 1.51% | 1.51% | $18.34B | Nov 13, 2025 | ▲ 2.76M |
MILLENNIUM MANAGEMENT LLC | 6.23M | 1.42% | 1.42% | $17.14B | Nov 14, 2025 | ▲ 4.77M |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4.65M | 1.06% | 1.06% | $12.78B | Nov 14, 2025 | ▲ 3.38M |
TWO SIGMA INVESTMENTS, LP | 4.10M | 93.05% | 93.05% | $11.27B | Nov 14, 2025 | ▲ 2.05M |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3.74M | 84.85% | 84.85% | $10.27B | Nov 14, 2025 | ▲ 2.62M |
UBS GROUP AG | 3.45M | 78.43% | 78.43% | $9.50B | Nov 13, 2025 | ▼ 154.2K |
GENDELL JEFFREY L | 3.17M | 71.91% | 71.91% | $8.71B | Nov 14, 2025 | NEW |
MORGAN STANLEY | 2.93M | 66.55% | 66.55% | $8.06B | May 27, 2026 | ▼ 178.8K |
数据来源：SEC 13F 申报文件。变动标识：isNew / isSoldOut / changeInSharesNumber。
机构仓位变动
Q3 2025 对比上季度
Q3 2025
33
增持
+24.72M 股2
新建仓
首次建仓14
减持
−7.95M 股0
清仓
完全退出净股数变化（前50家）
+16.77M
+24.72M / −7.95M
净新增持仓人
+21
新建 2 个 / 退出 0 个
基于前50家最大机构持仓统计，全市场实际数量可能不同。
内幕交易买卖情绪
PSEC 内幕交易记录
数据来源：SEC Form 4
近期内部人员净买入。 卖出可能源于预定的 10b5-1 计划，不代表负面展望。
7
买入笔数
0
卖出笔数
0.00
买卖比
$0M
卖出总金额
最近内幕交易记录
最近10条 · 仅普通股
| 姓名 · 职位 | 日期 | 类型 | 股数 | 价格 | 金额 | 交易后持股 | 申报 |
|---|---|---|---|---|---|---|---|
Barry John F CHIEF EXECUTIVE OFFICER | May 26, 2026 | Purchase | 3,000 | $2.33 | $7.0K | 87.12M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 26, 2026 | Purchase | 430,000 | $2.32 | $999.7K | 87.12M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 32,000 | $2.29 | $73.3K | 86.69M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 100,000 | $2.32 | $231.8K | 86.66M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 22, 2026 | Purchase | 100,000 | $2.33 | $233.4K | 86.56M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 21, 2026 | Purchase | 100,000 | $2.24 | $224.1K | 86.46M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | May 21, 2026 | Purchase | 100,000 | $2.28 | $227.7K | 86.36M | Form 4 ↗ |
Eliasek M Grier Chief Operating Officer | Feb 11, 2026 | Purchase | 942,800 | $2.92 | $2.75M | 3.44M | Form 4 ↗ |
Eliasek M Grier Chief Operating Officer | Sep 25, 2025 | Purchase | 370,000 | $2.71 | $1.00M | 2.50M | Form 4 ↗ |
Barry John F CHIEF EXECUTIVE OFFICER | Sep 25, 2025 | Purchase | 925,000 | $2.72 | $2.52M | 86.07M | Form 4 ↗ |
数据来源：SEC Form 4。买卖方向：acquisitionOrDisposition A=买入，D=卖出。已排除 RSU 归属（M-Exempt）。
关于机构与内部人持股结构
Prospect Capital Corporation（PSEC）主要由机构投资者持有，机构持股比例约为 16.3%。公司内部人员持股约 18.77%，散户及公众持股约占剩余的 64.95%。
Prospect Capital Corporation 最大机构股东为 VAN ECK ASSOCIATES CORP，截至 September 30, 2025 持有约 10.26 million 股，占总流通股的 2.33%。
目前共有 233 家机构持有 PSEC 股票，合计持仓市值约 $224,407,759，数据来源为最新 SEC 13F 申报。
常见问题
PSEC ownershipProspect Capital Corporation（PSEC）主要由机构投资者持有，机构持股约 16.3%。最大股东为 VAN ECK ASSOCIATES CORP，持股比例 2.33%。内部人员持股约 18.77%。数据来源 SEC Form 13F，截至 September 30, 2025。