Great Elm Capital Corp.

GECCNASDAQFinancial Services● Active

$6.06

$-0.05(-0.82%)

Market Cap$69881387

P/E Ratio—

52W High$11.455

52W Low$4.63

Avg Volume102K

Open$6.08

Beta0.84

Overview

Great Elm Capital Corp.（GECC）内幕交易

基于 SEC Form 4 的买入/卖出笔数、买卖比与情绪标签；可在本季度与近12个月之间切换；下方为季度图与交易明细。

SEC EDGAR · FMP · GECC · 截至 2026年6月8日

活动摘要

买入笔数

P-Purchase only

卖出笔数

近12个月

买卖比

0.52

Buy/Sell (by trades)

整体情绪

偏空

↑ Buy 34%仅显示有效交易 · 排除RSU归属66% Sell ↓

Great Elm Capital Corp.内部人在过去近12个月主要在卖出股份，卖出行为通常由预设的Rule 10b5-1计划驱动，不一定代表对公司的负面看法。

▸ 数据来源：SEC EDGAR · Form 3 & 4 · 买入仅计P-Purchase · 卖出仅计S-Sale

截至 2026年6月8日

GECC 季度内部人买卖趋势

GECC 内幕交易卖出 · GECC 内幕交易买入 · 季度活动

买入总量（含股权归属）卖出总量

372K186K0

2023 Q2

2023 Q3

2023 Q4

2024 Q1

2024 Q3

2024 Q4

2025 Q2

2025 Q3

Mobile shows last 4Q · Desktop shows full 8Q

▸ 数据来源：SEC EDGAR · Form 3 & 4 · 最近8季度

As of Jun 8, 2026

活跃内部人

近12个月交易最活跃 · GECC CEO内幕交易

显示全部内部人 · 点击卡片过滤下方交易表

▸ 按reportingName聚合 · 近12月交易次数Top5 · 无额外API

近期内幕交易记录

GECC 高管卖出股份 · GECC 董事内幕交易 · SEC Form 4申报

显示最近 88 条 · 普通股 · 仅Form 4

横向滑动查看全部列

日期	内部人	类型	股数	均价	总金额	交易后持股	申报
Nov 7, 2025	Kaplan Matthew D CEO and President	Purchase	19,650	$7.64	$150K	142,400	Form 4
Sep 25, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	1,696	$11.45	$19K	1,560,573	Form 4
Sep 26, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	2,313	$11.45	$26K	1,558,260	Form 4
Sep 19, 2025	Davis Keri CFO	Award	1,406	—	—	24,618	Form 4
Sep 19, 2025	Davis Keri CFO	Award	3,820	—	—	23,212	Form 4
Sep 23, 2025	Davis Keri CFO	Other	2,725	$11.43	$31K	21,893	Form 4
Sep 19, 2025	Kleinman Adam M CCO and Secretary	Award	156	—	—	45,958	Form 4
Sep 19, 2025	Kleinman Adam M CCO and Secretary	Award	5,458	—	—	45,802	Form 4
Sep 23, 2025	Kleinman Adam M CCO and Secretary	Other	1,361	$11.43	$16K	44,597	Form 4
Sep 19, 2025	Kaplan Matthew D CEO and President	Award	1,055	—	—	130,961	Form 4
Sep 19, 2025	Kaplan Matthew D CEO and President	Award	37,117	—	—	129,906	Form 4
Sep 23, 2025	Kaplan Matthew D CEO and President	Other	8,211	$11.43	$94K	122,750	Form 4
Sep 19, 2025	Great Elm Group, Inc. 10 percent owner	Other	16,612	—	—	1,421,467	Form 4
Sep 20, 2025	Great Elm Group, Inc. 10 percent owner	Other	63,189	—	—	1,358,278	Form 4
Sep 22, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	48,248	$11.45	$552K	1,563,759	Form 4
Sep 23, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	1,490	$11.45	$17K	1,562,269	Form 4
Sep 18, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	100	$11.45	$1K	1,626,744	Form 4
Sep 19, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	14,737	$11.45	$169K	1,612,007	Form 4
Sep 15, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	20,938	$11.45	$240K	1,626,844	Form 4
Aug 25, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	25,711	$11.20	$288K	1,669,254	Form 4
Aug 26, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	21,472	$11.20	$240K	1,647,782	Form 4
Aug 21, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	26,705	$11.20	$299K	1,712,921	Form 4
Aug 22, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	17,956	$11.20	$201K	1,694,965	Form 4
Aug 18, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	363	$11.20	$4K	1,747,419	Form 4
Aug 20, 2025	Great Elm Strategic Partnership I, LLC 10 percent owner	Sale	7,793	$11.20	$87K	1,739,626	Form 4

Kaplan Matthew D

CEO and President

Purchase

日期

Nov 7

股数

19,650

均价

$7.64

总金额

$150K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 25

股数

1,696

均价

$11.45

总金额

$19K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 26

股数

2,313

均价

$11.45

总金额

$26K

View Form 4 on SEC.gov

Davis Keri

CFO

Award

日期

Sep 19

股数

1,406

均价

—

总金额

—

View Form 4 on SEC.gov

Davis Keri

CFO

Award

日期

Sep 19

股数

3,820

均价

—

总金额

—

View Form 4 on SEC.gov

Davis Keri

CFO

Other

日期

Sep 23

股数

2,725

均价

$11.43

总金额

$31K

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Award

日期

Sep 19

股数

156

均价

—

总金额

—

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Award

日期

Sep 19

股数

5,458

均价

—

总金额

—

View Form 4 on SEC.gov

Kleinman Adam M

CCO and Secretary

Other

日期

Sep 23

股数

1,361

均价

$11.43

总金额

$16K

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Award

日期

Sep 19

股数

1,055

均价

—

总金额

—

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Award

日期

Sep 19

股数

37,117

均价

—

总金额

—

View Form 4 on SEC.gov

Kaplan Matthew D

CEO and President

Other

日期

Sep 23

股数

8,211

均价

$11.43

总金额

$94K

View Form 4 on SEC.gov

Great Elm Group, Inc.

10 percent owner

Other

日期

Sep 19

股数

16,612

均价

—

总金额

—

View Form 4 on SEC.gov

Great Elm Group, Inc.

10 percent owner

Other

日期

Sep 20

股数

63,189

均价

—

总金额

—

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 22

股数

48,248

均价

$11.45

总金额

$552K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 23

股数

1,490

均价

$11.45

总金额

$17K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 18

股数

100

均价

$11.45

总金额

$1K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 19

股数

14,737

均价

$11.45

总金额

$169K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Sep 15

股数

20,938

均价

$11.45

总金额

$240K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 25

股数

25,711

均价

$11.20

总金额

$288K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 26

股数

21,472

均价

$11.20

总金额

$240K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 21

股数

26,705

均价

$11.20

总金额

$299K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 22

股数

17,956

均价

$11.20

总金额

$201K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 18

股数

363

均价

$11.20

总金额

$4K

View Form 4 on SEC.gov

Great Elm Strategic Partnership I, LLC

10 percent owner

Sale

日期

Aug 20

股数

7,793

均价

$11.20

总金额

$87K

View Form 4 on SEC.gov

⚡ = 金额≥$100万 · Award/Option价格显示— · 仅Form4 · 仅普通股

1 / 4

▸ 数据来源：SEC EDGAR · Form 4 申报 · ⚡ = 金额≥$100万 · Award/Option 价格显示 —

关于 GECC 内幕交易

GECC 内幕交易

Great Elm Capital Corp.（GECC）内幕交易数据来源于公司内部人（包括Great Elm Strategic Partnership I, LLC (10 percent owner), COHEN RICHARD M (Director), Kaplan Matthew D (CEO and President)）提交的SEC Form 4申报文件。过去12个月内，5位内部人向SEC提交了交易申报。GECC内部人近期主要在卖出，这可能反映预设的10b5-1计划执行，而非方向性判断。

如需查看Great Elm Capital Corp.机构持仓比例和内部人持股百分比，请访问持仓（Ownership）标签页 → Ownership tab →

买卖信号逻辑

acquisitionOrDisposition字段：

A = 买入 · D = 卖出（处置）

RSU归属（M-Exempt）不计入情绪判断

Form 4SEC要求内部人在任何交易后2个工作日内提交的申报文件

10b5-1预设交易计划，允许内部人按计划自动卖出

Open Mkt公开市场直接买卖（不含股权奖励和期权行权）

机构持仓 SEC 申报财务报表价格历史预测与评级财报

常见问题

GECC 内幕交易 · 5个问题

Great Elm Capital Corp.（GECC）的内部人包括高管和董事，如Great Elm Strategic Partnership I, LLC (10 percent owner), COHEN RICHARD M (Director), Kaplan Matthew D (CEO and President)等。过去12个月内，5位内部人向SEC提交了Form 4交易申报。内部人须在交易日期后2个工作日内完成申报。

GECC 董事内幕交易GECC 内部人名单Great Elm Capital Corp. 高管内幕活动

▸ 数据来源：FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · RSU归属不计入情绪 · As of Jun 8, 2026