AssetMark Financial Holdings, Inc.
AssetMark Financial Holdings, Inc. (AMK) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · AMK · as of Jun 8, 2026
Activity summary
Buy transactions
0
P-Purchase only
Sell transactions
18
12 Months
Buy/Sell ratio
0.00
Buy/Sell (by trades)
Overall sentiment
AssetMark Financial Holdings, Inc. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
AMK insider buying and selling by quarter
AMK insider selling · AMK insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Recent insider transactions
AMK executive sell shares · AMK board member insider trading · AMK insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| Sep 5, 2024 | Huatai Securities Co., Ltd. 10 percent owner | Sale | 50,873,799 | $1.79B⚡ | Form 4 |
| Sep 5, 2024 | Minta-Jacobs Esi HR & Digital Product Solutions | Other | 66,766 | $2.35M⚡ | Form 4 |
| Sep 5, 2024 | McNatt Joel David JR EVP, Investment Solutions | Other | 6,864 | $242K | Form 4 |
| Sep 3, 2024 | Mehta Mukesh EVP, Chief Information Officer | Gift | 182,165 | — | Form 4 |
| Sep 3, 2024 | Mehta Mukesh EVP, Chief Information Officer | Gift | 182,165 | — | Form 4 |
| Sep 5, 2024 | Mehta Mukesh EVP, Chief Information Officer | Other | 80,286 | $2.83M⚡ | Form 4 |
| Sep 5, 2024 | Hansen Carrie E. EVP, Chief Operating Officer | Other | 42,906 | $1.51M⚡ | Form 4 |
| Sep 5, 2024 | Angus Ted F. EVP, General Counsel | Other | 1,159 | $41K | Form 4 |
| Sep 5, 2024 | Zyla Gary G. EVP, Chief Financial Officer | Other | 89,895 | $3.17M⚡ | Form 4 |
| Sep 5, 2024 | Kim Michael CEO and President · Director | Other | 37,808 | $1.33M⚡ | Form 4 |
| Sep 5, 2024 | Bhagat Rohit Director | Other | 59,049 | $2.08M⚡ | Form 4 |
| Sep 5, 2024 | Guinn Patricia Lynn Director | Other | 26,525 | $935K | Form 4 |
| Sep 5, 2024 | VELLI JOSEPH M Director | Other | 20,616 | $727K | Form 4 |
| Aug 27, 2024 | Kim Michael CEO and President · Director | Gift | 38,313 | — | Form 4 |
| Aug 30, 2024 | Kim Michael CEO and President · Director | Gift | 34,731 | — | Form 4 |
| Aug 30, 2024 | Kim Michael CEO and President · Director | Gift | 34,731 | — | Form 4 |
| Aug 27, 2024 | Kim Michael CEO and President · Director | Gift | 38,313 | — | Form 4 |
| Aug 29, 2024 | Kim Michael CEO and President · Director | Gift | 3,077 | — | Form 4 |
| Aug 29, 2024 | Kim Michael CEO and President · Director | Gift | 3,077 | — | Form 4 |
| Aug 29, 2024 | Bhagat Rohit Director | Gift | 1,024 | — | Form 4 |
| Aug 30, 2024 | Bhagat Rohit Director | Gift | 1,024 | — | Form 4 |
| Aug 30, 2024 | Bhagat Rohit Director | Gift | 7,124 | — | Form 4 |
| Aug 28, 2024 | Hansen Carrie E. EVP, Chief Operating Officer | Gift | 42,906 | — | Form 4 |
| Aug 28, 2024 | Hansen Carrie E. EVP, Chief Operating Officer | Gift | 42,906 | — | Form 4 |
| Aug 20, 2024 | Hansen Carrie E. EVP, Chief Operating Officer | Gift | 143 | — | Form 4 |
Huatai Securities Co., Ltd.
10 percent owner
Date
Sep 5
Shares
50,873,799
Price
$35.25
Value
$1.79B ⚡
Minta-Jacobs Esi
HR & Digital Product Solutions
Date
Sep 5
Shares
66,766
Price
$35.25
Value
$2.35M ⚡
McNatt Joel David JR
EVP, Investment Solutions
Date
Sep 5
Shares
6,864
Price
$35.25
Value
$242K
Mehta Mukesh
EVP, Chief Information Officer
Date
Sep 3
Shares
182,165
Price
—
Value
—
Mehta Mukesh
EVP, Chief Information Officer
Date
Sep 3
Shares
182,165
Price
—
Value
—
Mehta Mukesh
EVP, Chief Information Officer
Date
Sep 5
Shares
80,286
Price
$35.25
Value
$2.83M ⚡
Hansen Carrie E.
EVP, Chief Operating Officer
Date
Sep 5
Shares
42,906
Price
$35.25
Value
$1.51M ⚡
Zyla Gary G.
EVP, Chief Financial Officer
Date
Sep 5
Shares
89,895
Price
$35.25
Value
$3.17M ⚡
Kim Michael
CEO and President · Director
Date
Sep 5
Shares
37,808
Price
$35.25
Value
$1.33M ⚡
Hansen Carrie E.
EVP, Chief Operating Officer
Date
Aug 28
Shares
42,906
Price
—
Value
—
Hansen Carrie E.
EVP, Chief Operating Officer
Date
Aug 28
Shares
42,906
Price
—
Value
—
Hansen Carrie E.
EVP, Chief Operating Officer
Date
Aug 20
Shares
143
Price
—
Value
—
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About AMK insider trading
AMK insider trades
AssetMark Financial Holdings, Inc. (AMK) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including AMK. Over the past 12 months, 0 insiders have filed transactions with the SEC. AMK insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For AssetMark Financial Holdings, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
AMK insider trading · 5 questionsThe insiders of AssetMark Financial Holdings, Inc. (AMK) include executives and directors such as AMK, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026