Companies: 10,795·Total market cap: $144.5T
The Carlyle Group Inc. 4.625% Subordinated Notes due 2061

The Carlyle Group Inc. 4.625% Subordinated Notes due 2061

CGABLNASDAQFinancial Services● Active
$16.25
+$0.10(+0.62%)
Market Cap$5.8B
P/E Ratio
52W High$18.8
52W Low$16.1

The Carlyle Group Inc. 4.625% Subordinated Notes due 2061 (CGABL) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · CGABL · as of Jun 8, 2026

Activity summary

Buy transactions

7

P-Purchase only

Sell transactions

14

12 Months

Buy/Sell ratio

0.50

Buy/Sell (by trades)

Overall sentiment

BEARISH
↑ Buy 33%Active transactions only · RSU vesting excluded67% Sell ↓

The Carlyle Group Inc. 4.625% Subordinated Notes due 2061 insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

CGABL insider buying and selling by quarter

CGABL insider selling · CGABL insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling
10.9M5.5M0
2023 Q1
2023 Q2
2023 Q3
2023 Q4

Mobile shows last 4Q · Desktop shows full 8Q

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Recent insider transactions

CGABL executive sell shares · CGABL board member insider trading · CGABL insider trading SEC filing

Showing 39 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

SCHWARTZ HARVEY M

CEO · Director

Sale

Date

Dec 15

Shares

295,358

Price

$41.74

Value

$12.33M ⚡

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

Nov 29

Shares

70,896

Price

Value

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

Aug 23

Shares

80,717

Price

Value

View Form 4 on SEC.gov

Finn Christopher

COO

Sale

Date

Aug 2

Shares

27,067

Price

$32.36

Value

$876K

View Form 4 on SEC.gov

Buser Curtis L.

CFO

Sale

Date

Aug 2

Shares

25,828

Price

$32.36

Value

$836K

View Form 4 on SEC.gov

Larson Bruce M.

Chief Human Resources Officer

Sale

Date

Aug 2

Shares

13,413

Price

$32.36

Value

$434K

View Form 4 on SEC.gov

Andrews Charles Elliott Jr.

CAO

Sale

Date

Aug 2

Shares

6,669

Price

$32.36

Value

$216K

View Form 4 on SEC.gov

Ferguson Jeffrey W.

General Counsel

Sale

Date

Aug 2

Shares

11,939

Price

$32.36

Value

$386K

View Form 4 on SEC.gov

Cherwoo Sharda

Director

Award

Date

Jun 1

Shares

5,709

Price

Value

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

May 23

Shares

85,723

Price

Value

View Form 4 on SEC.gov

HANCE JAMES H JR

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

Rice Derica W

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

FITT LAWTON W

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

ORDAN MARK S

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

ROBERTSON THOMAS S

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

SHAW WILLIAM JOSEPH

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

WELTERS ANTHONY

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

FILLER LINDA

Director

Award

Date

May 1

Shares

6,238

Price

Value

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

Mar 1

Shares

63,849

Price

Value

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

Feb 15

Shares

4,730,617

Price

Value

View Form 4 on SEC.gov

SCHWARTZ HARVEY M

CEO · Director

Award

Date

Feb 15

Shares

2,031,602

Price

Value

View Form 4 on SEC.gov

CLARE PETER J

See remarks. · Director

Award

Date

Feb 7

Shares

92,804

Price

Value

View Form 4 on SEC.gov

Larson Bruce M.

Chief Human Resources Officer

Award

Date

Feb 7

Shares

42,585

Price

Value

View Form 4 on SEC.gov

Larson Bruce M.

Chief Human Resources Officer

Sale

Date

Feb 7

Shares

19,476

Price

$36.10

Value

$703K

View Form 4 on SEC.gov

Buser Curtis L.

CFO

Award

Date

Feb 7

Shares

42,585

Price

Value

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 2

Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About CGABL insider trading

CGABL insider trades

The Carlyle Group Inc. 4.625% Subordinated Notes due 2061 (CGABL) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including CGABL. Over the past 12 months, 0 insiders have filed transactions with the SEC. CGABL insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For The Carlyle Group Inc. 4.625% Subordinated Notes due 2061's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic
acquisitionOrDisposition field:
A = Acquisition (buy) · D = Disposition (sell)
RSU vesting (M-Exempt) excluded from sentiment
Form 4SEC filing required within 2 business days of any insider transaction
10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot
Open MktDirect purchase or sale on the open market (excludes awards, options)

Frequently asked questions

CGABL insider trading · 5 questions

The insiders of The Carlyle Group Inc. 4.625% Subordinated Notes due 2061 (CGABL) include executives and directors such as CGABL, among others. Over the past 12 months, 0 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

CGABL board member insider tradingwho are CGABL insidersCGABL insider rosterThe Carlyle Group Inc. 4.625% Subordinated Notes due 2061 executives insider activity

Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026