Gladstone Investment Corporation
Gladstone Investment Corporation (GAINI) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · GAINI · as of Jun 8, 2026
Activity summary
Buy transactions
4
P-Purchase only
Sell transactions
0
12 Months
Buy/Sell ratio
∞
Buy/Sell (by trades)
Overall sentiment
Gladstone Investment Corporation insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
GAINI insider buying and selling by quarter
GAINI insider selling · GAINI insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · GAINI ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
GAINI executive sell shares · GAINI board member insider trading · GAINI insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| May 19, 2026 | Ritchie Taylor CFO | Purchase | 155 | $2K | Form 4 |
| May 19, 2026 | Ritchie Taylor CFO | Purchase | 160 | $3K | Form 4 |
| May 18, 2026 | Ritchie Taylor CFO | Purchase | 150 | $2K | Form 4 |
| May 15, 2026 | Ritchie Taylor CFO | Purchase | 450 | $7K | Form 4 |
| Oct 10, 2024 | DULLUM DAVID A R President | Gift | 3,000 | — | Form 4 |
| Nov 6, 2023 | Easton Rachael Z. CFO and Treasurer | Purchase | 650 | $10K | Form 4 |
| Aug 7, 2023 | DULLUM DAVID A R President | Purchase | 5,000 | $67K | Form 4 |
| Mar 16, 2023 | Easton Rachael Z. CFO and Treasurer | Purchase | 375 | $5K | Form 4 |
| Mar 14, 2023 | DULLUM DAVID A R President | Purchase | 3,000 | $39K | Form 4 |
| Feb 6, 2023 | WILKINSON WALTER H Director | Purchase | 3,661 | $51K | Form 4 |
| Dec 16, 2022 | DULLUM DAVID A R President | Purchase | 3,000 | $39K | Form 4 |
| Aug 19, 2022 | Smith Jennifer A Chief Valuation Officer | Purchase | 100 | $2K | Form 4 |
| Jun 14, 2022 | DULLUM DAVID A R President | Purchase | 4,000 | $51K | Form 4 |
| May 20, 2022 | Easton Rachael Z. CFO and Treasurer | Purchase | 175 | $3K | Form 4 |
| Feb 24, 2022 | DULLUM DAVID A R President | Purchase | 2,500 | $37K | Form 4 |
| Feb 24, 2022 | DULLUM DAVID A R President | Purchase | 3,000 | $43K | Form 4 |
| Feb 23, 2022 | Easton Rachael Z. CFO and Treasurer | Purchase | 200 | $3K | Form 4 |
| Dec 3, 2021 | DULLUM DAVID A R President | Purchase | 3,000 | $50K | Form 4 |
| Mar 23, 2020 | DULLUM DAVID A R President | Purchase | 2,500 | $17K | Form 4 |
| Mar 23, 2020 | BRUBAKER TERRY LEE COO · Director | Purchase | 2,500 | $17K | Form 4 |
| Mar 19, 2020 | BRUBAKER TERRY LEE COO · Director | Purchase | 2,500 | $17K | Form 4 |
| Mar 18, 2020 | DULLUM DAVID A R President | Purchase | 8,000 | $58K | Form 4 |
| Mar 18, 2020 | BRUBAKER TERRY LEE COO · Director | Purchase | 2,500 | $18K | Form 4 |
| Mar 12, 2020 | DULLUM DAVID A R President | Purchase | 5,000 | $45K | Form 4 |
| Mar 11, 2020 | DULLUM DAVID A R President | Purchase | 10,000 | $105K | Form 4 |
Easton Rachael Z.
CFO and Treasurer
Date
Nov 6
Shares
650
Price
$14.67
Value
$10K
Easton Rachael Z.
CFO and Treasurer
Date
Mar 16
Shares
375
Price
$13.12
Value
$5K
Smith Jennifer A
Chief Valuation Officer
Date
Aug 19
Shares
100
Price
$15.61
Value
$2K
Easton Rachael Z.
CFO and Treasurer
Date
May 20
Shares
175
Price
$14.52
Value
$3K
Easton Rachael Z.
CFO and Treasurer
Date
Feb 23
Shares
200
Price
$14.93
Value
$3K
BRUBAKER TERRY LEE
COO · Director
Date
Mar 23
Shares
2,500
Price
$6.83
Value
$17K
BRUBAKER TERRY LEE
COO · Director
Date
Mar 19
Shares
2,500
Price
$6.73
Value
$17K
BRUBAKER TERRY LEE
COO · Director
Date
Mar 18
Shares
2,500
Price
$7.35
Value
$18K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About GAINI insider trading
GAINI insider trades
Gladstone Investment Corporation (GAINI) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Ritchie Taylor (CFO). Over the past 12 months, 1 insiders have filed transactions with the SEC. GAINI insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Gladstone Investment Corporation's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
GAINI insider trading · 5 questionsThe insiders of Gladstone Investment Corporation (GAINI) include executives and directors such as Ritchie Taylor (CFO), among others. Over the past 12 months, 1 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026