Gladstone Capital Corporation
Gladstone Capital Corporation (GLAD) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · GLAD · as of Sep 30, 2025
Ownership Breakdown
90
Institutional Holders
▲ 9 vs Q2
$58.60M
Total Inst. Value
▼ $2.33M vs Q2
22.59M
Shares Outstanding
freeFloat 96.09%
2.67M
13F Shares Held
▲ 415,426 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
GLAD largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
VAN ECK ASSOCIATES CORP | 489.7K | 2.19% | 2.19% | $10.71B | Nov 13, 2025 | ▼ 7.6K |
UBS GROUP AG | 230.2K | 1.03% | 1.03% | $5.03B | Nov 13, 2025 | ▲ 62.7K |
BLACKROCK, INC. | 158.0K | 70.75% | 70.75% | $3.45B | Nov 12, 2025 | ▲ 28.7K |
LEGAL & GENERAL GROUP PLC | 136.9K | 61.29% | 61.29% | $2.99B | Nov 13, 2025 | ▼ 12.3K |
LPL FINANCIAL LLC | 133.9K | 59.96% | 59.96% | $2.93B | Nov 12, 2025 | ▼ 6.8K |
D.A. DAVIDSON & CO. | 116.0K | 51.93% | 51.93% | $2.54B | Oct 22, 2025 | ▲ 2.7K |
MARSHALL WACE, LLP | 109.3K | 48.93% | 48.93% | $2.39B | Nov 13, 2025 | ▲ 100.8K |
GOLDMAN SACHS GROUP INC | 98.8K | 44.25% | 44.25% | $2.16B | Nov 14, 2025 | ▲ 83.6K |
TWO SIGMA INVESTMENTS, LP | 89.5K | 40.09% | 40.09% | $1.96B | Nov 14, 2025 | ▲ 25.2K |
DNB ASSET MANAGEMENT AS | 88.5K | 39.62% | 39.62% | $1.93B | Nov 12, 2025 | — held |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
23
Increased
+511.2K shares5
New Positions
first time holders16
Decreased
−144.4K shares0
Sold Out
fully exitedNet shares change (top 50)
+366.8K
+511.2K / −144.4K
Net new holders
+12
5 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
GLAD insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Schaltenbrand Nicole Frances Dubas CFO and Treasurer | Nov 20, 2025 | Purchase | 496 | $20.16 | $10.0K | 3.1K | Form 4 ↗ |
ENGLISH MICHELA A director | Apr 11, 2025 | Sale | 225 | $23.69 | $5.3K | 569 | Form 4 ↗ |
Marcotte Bob President | Dec 11, 2024 | Sale | 15,500 | $27.35 | $423.9K | 248.2K | Form 4 ↗ |
Schaltenbrand Nicole Frances Dubas CFO and Treasurer | Feb 22, 2022 | Purchase | 230 | $10.85 | $2.5K | 3.7K | Form 4 ↗ |
Schaltenbrand Nicole Frances Dubas CFO and Treasurer | Mar 16, 2020 | Purchase | 763 | $6.55 | $5.0K | 763 | Form 4 ↗ |
LiCalsi Michael General Counsel and Secretary | Mar 16, 2020 | Purchase | 1,000 | $6.74 | $6.7K | 8.3K | Form 4 ↗ |
Marcotte Robert L President | Mar 12, 2020 | Purchase | 5,000 | $7.00 | $35.0K | 508.9K | Form 4 ↗ |
Marcotte Robert L President | Mar 12, 2020 | Purchase | 5,000 | $6.99 | $35.0K | 503.9K | Form 4 ↗ |
Schaltenbrand Nicole Frances Dubas CFO and Treasurer | Mar 12, 2020 | Purchase | 476 | $7.01 | $3.3K | 3.0K | Form 4 ↗ |
Schaltenbrand Nicole Frances Dubas CFO and Treasurer | Mar 9, 2020 | Purchase | 254 | $7.90 | $2.0K | 2.5K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Gladstone Capital Corporation (GLAD) is primarily owned by institutional investors, who hold approximately 11.8% of total shares outstanding. Company insiders own approximately 3.91%, while retail and public investors account for the remaining 84.25%.
The largest institutional shareholder of Gladstone Capital Corporation is VAN ECK ASSOCIATES CORP, holding approximately 489,749 shares — equal to 2.19% of outstanding shares — as of September 30, 2025.
A total of 90 institutional investors currently hold GLAD stock, with a combined institutional value of approximately $58,602,291 as of the most recent 13F filing period.
Frequently asked questions
GLAD ownershipGladstone Capital Corporation (GLAD) is primarily owned by institutional investors, who hold approximately 11.8% of shares. The largest shareholder is VAN ECK ASSOCIATES CORP with a 2.19% stake. Company insiders hold 3.91%. Data sourced from SEC Form 13F as of September 30, 2025.