Horizon Technology Finance Corp
Horizon Technology Finance Corp (HTFC) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · HTFC · as of Jun 8, 2026
Activity summary
Buy transactions
6
P-Purchase only
Sell transactions
0
12 Months
Buy/Sell ratio
∞
Buy/Sell (by trades)
Overall sentiment
Horizon Technology Finance Corp insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
HTFC insider buying and selling by quarter
HTFC insider selling · HTFC insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · HTFC ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
HTFC executive sell shares · HTFC board member insider trading · HTFC insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| Apr 14, 2026 | ALLISON THOMAS J. Director | Award | 49,926 | $50 | Form 4 |
| Apr 14, 2026 | Seitz Paul G CIO | Award | 142 | $0 | Form 4 |
| Apr 14, 2026 | Balkin Michael CEO · Director | Award | 93,527 | $94 | Form 4 |
| Dec 16, 2024 | Balkin Michael Director | Purchase | 20,000 | $171K | Form 4 |
| Nov 25, 2024 | Michaud Gerald A. President · Director | Purchase | 8,000 | $75K | Form 4 |
| Nov 14, 2024 | SAVAGE JOSEPH J Director | Purchase | 4,500 | $41K | Form 4 |
| Nov 13, 2024 | SAVAGE JOSEPH J Director | Purchase | 5,000 | $47K | Form 4 |
| Aug 5, 2024 | Goodman Jonathan Joseph Director | Purchase | 2,313 | $25K | Form 4 |
| Aug 5, 2024 | Balkin Michael Director | Purchase | 10,000 | $106K | Form 4 |
| Mar 8, 2024 | Michaud Gerald A. President · Director | Purchase | 3,650 | $43K | Form 4 |
| Dec 20, 2022 | Michaud Gerald A. President | Purchase | 18,250 | $201K | Form 4 |
| Dec 9, 2022 | Pomeroy Robert D. Jr. CEO and Chairman of the Board | Purchase | 4,000 | $52K | Form 4 |
| Dec 9, 2022 | Pomeroy Robert D. Jr. CEO and Chairman of the Board | Purchase | 600 | $8K | Form 4 |
| Dec 6, 2022 | Michaud Gerald A. President | Purchase | 4,000 | $52K | Form 4 |
| Nov 16, 2022 | Trolio Daniel R. Executive VP and CFO | Purchase | 758 | $10K | Form 4 |
| Sep 29, 2022 | Mahoney Edmund V. Director | Purchase | 500 | $5K | Form 4 |
| Jun 21, 2022 | Pomeroy Robert D. Jr. Director | Purchase | 4,000 | $45K | Form 4 |
| May 16, 2022 | SAVAGE JOSEPH J Director | Purchase | 10,000 | $122K | Form 4 |
| May 12, 2022 | SAVAGE JOSEPH J Director | Purchase | 5,000 | $59K | Form 4 |
| May 10, 2022 | Trolio Daniel R. Director | Purchase | 414 | $5K | Form 4 |
| May 9, 2022 | Michaud Gerald A. Director | Purchase | 3,050 | $37K | Form 4 |
| May 6, 2022 | Pomeroy Robert D. Jr. CHIEF EXECUTIVE OFFICER · Director | Purchase | 4,000 | $51K | Form 4 |
| May 6, 2022 | Pomeroy Robert D. Jr. Director | Purchase | 1,000 | $13K | Form 4 |
| Dec 6, 2021 | Pomeroy Robert D. Jr. CHIEF EXECUTIVE OFFICER · Director | Purchase | 2,500 | $40K | Form 4 |
| Dec 6, 2021 | Pomeroy Robert D. Jr. CHIEF EXECUTIVE OFFICER · Director | Purchase | 600 | $10K | Form 4 |
Michaud Gerald A.
President · Director
Date
Nov 25
Shares
8,000
Price
$9.31
Value
$75K
Goodman Jonathan Joseph
Director
Date
Aug 5
Shares
2,313
Price
$10.81
Value
$25K
Michaud Gerald A.
President · Director
Date
Mar 8
Shares
3,650
Price
$11.77
Value
$43K
Pomeroy Robert D. Jr.
CEO and Chairman of the Board
Date
Dec 9
Shares
4,000
Price
$13.03
Value
$52K
Pomeroy Robert D. Jr.
CEO and Chairman of the Board
Date
Dec 9
Shares
600
Price
$13.03
Value
$8K
Trolio Daniel R.
Executive VP and CFO
Date
Nov 16
Shares
758
Price
$13.04
Value
$10K
Pomeroy Robert D. Jr.
Director
Date
Jun 21
Shares
4,000
Price
$11.30
Value
$45K
Pomeroy Robert D. Jr.
CHIEF EXECUTIVE OFFICER · Director
Date
May 6
Shares
4,000
Price
$12.73
Value
$51K
Pomeroy Robert D. Jr.
CHIEF EXECUTIVE OFFICER · Director
Date
Dec 6
Shares
2,500
Price
$16.11
Value
$40K
Pomeroy Robert D. Jr.
CHIEF EXECUTIVE OFFICER · Director
Date
Dec 6
Shares
600
Price
$16.13
Value
$10K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About HTFC insider trading
HTFC insider trades
Horizon Technology Finance Corp (HTFC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including ALLISON THOMAS J. (Director), Seitz Paul G (CIO), Balkin Michael (CEO · Director). Over the past 12 months, 3 insiders have filed transactions with the SEC. HTFC insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For Horizon Technology Finance Corp's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
HTFC insider trading · 5 questionsThe insiders of Horizon Technology Finance Corp (HTFC) include executives and directors such as ALLISON THOMAS J. (Director), Seitz Paul G (CIO), Balkin Michael (CEO · Director), among others. Over the past 12 months, 3 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026