Companies: 10,795·Total market cap: $144.5T
Hercules Capital, Inc.

Hercules Capital, Inc.

HTGCNYSEFinancial Services● Active
$15.28
$-0.29(-1.86%)
Market Cap$2.9B
P/E Ratio
52W High$19.67
52W Low$13.7

Hercules Capital, Inc. (HTGC) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · HTGC · as of Jun 8, 2026

Activity summary

Buy transactions

24

P-Purchase only

Sell transactions

1

12 Months

Buy/Sell ratio

24.00

Buy/Sell (by trades)

Overall sentiment

BULLISH
↑ Buy 96%Active transactions only · RSU vesting excluded4% Sell ↓

Hercules Capital, Inc. insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

HTGC insider buying and selling by quarter

HTGC insider selling · HTGC insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling
587K294K0
2025 Q2
2025 Q3
2025 Q4
2026 Q1

Mobile shows last 4Q · Desktop shows full 8Q

Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · HTGC ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

HTGC executive sell shares · HTGC board member insider trading · HTGC insider trading SEC filing

Showing 93 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Botelho Kiersten Zaza

Chief Legal Officer & CCO

Other

Date

Apr 9

Shares

956

Price

$14.74

Value

$14K

View Form 4 on SEC.gov

Botelho Kiersten Zaza

Chief Legal Officer & CCO

Other

Date

Apr 9

Shares

1,018

Price

$14.74

Value

$15K

View Form 4 on SEC.gov

Follmann Christian

COO

Other

Date

Apr 9

Shares

1,365

Price

$14.74

Value

$20K

View Form 4 on SEC.gov

Follmann Christian

COO

Other

Date

Apr 9

Shares

1,433

Price

$14.74

Value

$21K

View Form 4 on SEC.gov

Meyer Seth H

CFO

Other

Date

Apr 9

Shares

3,458

Price

$14.74

Value

$51K

View Form 4 on SEC.gov

Meyer Seth H

CFO

Other

Date

Apr 9

Shares

3,011

Price

$14.74

Value

$44K

View Form 4 on SEC.gov

Bluestein Scott

CEO

Other

Date

Apr 9

Shares

10,652

Price

$14.74

Value

$157K

View Form 4 on SEC.gov

Bluestein Scott

CEO

Other

Date

Apr 9

Shares

9,741

Price

$14.74

Value

$144K

View Form 4 on SEC.gov

BADAVAS ROBERT P

Director

Purchase

Date

Mar 26

Shares

3,658

Price

$14.35

Value

$52K

View Form 4 on SEC.gov

Loo Wade

Director

Purchase

Date

Mar 26

Shares

7,317

Price

$14.35

Value

$105K

View Form 4 on SEC.gov

Fallon Thomas J

Director

Purchase

Date

Mar 26

Shares

7,300

Price

$14.30

Value

$104K

View Form 4 on SEC.gov

Aguirre DeAnne

Director

Purchase

Date

Mar 26

Shares

7,317

Price

$14.35

Value

$105K

View Form 4 on SEC.gov

Randhawa Paramjeet K

Director

Purchase

Date

Mar 26

Shares

2,926

Price

$14.35

Value

$42K

View Form 4 on SEC.gov

CROWELL GAYLE A

Director

Purchase

Date

Mar 26

Shares

7,317

Price

$14.35

Value

$105K

View Form 4 on SEC.gov

Theodosopoulos Nikos

Director

Purchase

Date

Mar 26

Shares

7,317

Price

$14.35

Value

$105K

View Form 4 on SEC.gov

Meyer Seth H

CFO

Other

Date

Mar 5

Shares

5

Price

$15.11

Value

$76

View Form 4 on SEC.gov

Follmann Christian

COO

Purchase

Date

Mar 4

Shares

5,000

Price

$14.68

Value

$73K

View Form 4 on SEC.gov

Randhawa Paramjeet K

Director

Purchase

Date

Mar 4

Shares

3,050

Price

$14.78

Value

$45K

View Form 4 on SEC.gov

Theodosopoulos Nikos

Director

Purchase

Date

Feb 27

Shares

2,600

Price

$14.21

Value

$37K

View Form 4 on SEC.gov

BADAVAS ROBERT P

Director

Purchase

Date

Feb 27

Shares

5,000

Price

$14.27

Value

$71K

View Form 4 on SEC.gov

Botelho Kiersten Zaza

Chief Legal Officer & CCO

Purchase

Date

Feb 27

Shares

1,300

Price

$14.21

Value

$18K

View Form 4 on SEC.gov

Fallon Thomas J

Director

Purchase

Date

Feb 27

Shares

20,000

Price

$14.20

Value

$284K

View Form 4 on SEC.gov

Meyer Seth H

CFO

Purchase

Date

Feb 27

Shares

7,000

Price

$14.33

Value

$100K

View Form 4 on SEC.gov

Bluestein Scott

CEO

Purchase

Date

Feb 27

Shares

7,000

Price

$14.35

Value

$100K

View Form 4 on SEC.gov

Loo Wade

Director

Purchase

Date

Feb 25

Shares

3,300

Price

$14.98

Value

$49K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 4

Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About HTGC insider trading

HTGC insider trades

Hercules Capital, Inc. (HTGC) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Meyer Seth H (CFO), Bluestein Scott (CEO), Botelho Kiersten Zaza (Chief Legal Officer & CCO). Over the past 12 months, 5 insiders have filed transactions with the SEC. HTGC insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Hercules Capital, Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic
acquisitionOrDisposition field:
A = Acquisition (buy) · D = Disposition (sell)
RSU vesting (M-Exempt) excluded from sentiment
Form 4SEC filing required within 2 business days of any insider transaction
10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot
Open MktDirect purchase or sale on the open market (excludes awards, options)

Frequently asked questions

HTGC insider trading · 5 questions

The insiders of Hercules Capital, Inc. (HTGC) include executives and directors such as Meyer Seth H (CFO), Bluestein Scott (CEO), Botelho Kiersten Zaza (Chief Legal Officer & CCO), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

HTGC board member insider tradingwho are HTGC insidersHTGC insider rosterHercules Capital, Inc. executives insider activity

Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026